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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
(+0.43%)
Cap. Flow
+$958M
Cap. Flow
% of AUM
3.7%
Top 10 Holdings %
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Oracle
ORCL
|
+$127M |
| 2 |
Colgate-Palmolive
CL
|
+$126M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$72.1M |
| 4 |
Vanguard Total World Stock ETF
VT
|
+$63.3M |
| 5 |
AT&T
T
|
+$61M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BioMarin Pharmaceuticals
BMRN
|
+$33.2M |
| 2 |
Carrier Global
CARR
|
+$29.6M |
| 3 |
RTX Corp
RTX
|
+$28.3M |
| 4 |
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
|
+$23.6M |
| 5 |
ABB
ABB Ltd
ABB
|
+$23.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.9% |
| 2 | Financials | 11.31% |
| 3 | Healthcare | 9.56% |
| 4 | Consumer Discretionary | 6.09% |
| 5 | Industrials | 5.74% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
251
lululemon athletica
LULU
$14.6B
| $20.5M | 0.08% |
53,252
-1,145
| -2% | -$437K |
|
252
Rio Tinto
RIO
$164B
| $20.5M | 0.08% |
322,492
+23,249
| +8% | +$1.48M |
|
253
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.42B
| $20.5M | 0.08% |
186,821
+68,645
| +58% | +$7.92M |
|
254
Comcast
CMCSA
$90B
| $20.5M | 0.08% |
461,573
-36,031
| -7% | -$1.61M |
|
|
BWIN
255
Baldwin Insurance Group
BWIN
$2.86B
| $20.3M | 0.08% |
873,291
-205,553
| -19% | -$5.14M |
|
256
Snowflake
SNOW
$115B
| $20.3M | 0.08% |
132,789
+17,397
| +15% | +$2.83M |
|
257
HEICO Corp
HEI
$51.4B
| $20.2M | 0.08% |
124,583
-313
| -0.3% | -$53.1K |
|
258
Pacer US Cash Cows 100 ETF
COWZ
$19.4B
| $20.1M | 0.08% |
406,647
+110,153
| +37% | +$5.52M |
|
259
Vanguard Extended Market ETF
VXF
$31.7B
| $20.1M | 0.08% |
140,172
+466
| +0.3% | +$69.9K |
|
260
Ameriprise Financial
AMP
$48.8B
| $20M | 0.08% |
60,594
+1,508
| +3% | +$515K |
|
261
American Water Works
AWK
$26.9B
| $20M | 0.08% |
161,288
+513
| +0.3% | +$71.9K |
|
|
HDV
262
iShares Core High Dividend ETF
HDV
$14.9B
| $19.9M | 0.08% |
1,006,435
+20,270
| +2% | +$415K |
|
263
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.97B
| $19.9M | 0.08% |
196,998
+5,937
| +3% | +$635K |
|
264
iShares MSCI ACWI ETF
ACWI
$33.5B
| $19.6M | 0.08% |
212,018
+24,817
| +13% | +$2.38M |
|
265
WisdomTree US LargeCap Dividend Fund
DLN
$6.39B
| $19.5M | 0.08% |
317,370
+15,411
| +5% | +$983K |
|
266
State Street SPDR S&P Dividend ETF
SDY
$23.9B
| $19.5M | 0.08% |
169,135
+13,284
| +9% | +$1.62M |
|
267
KT
KT
$8.81B
| $19.4M | 0.07% |
1,511,250
-36,171
| -2% | -$436K |
|
268
Elevance Health
ELV
$85.5B
| $19.4M | 0.07% |
44,459
-1,659
| -4% | -$752K |
|
269
Vanguard Morningstar Large-Cap ETF
VV
$54.3B
| $19.3M | 0.07% |
98,506
+2,964
| +3% | +$604K |
|
|
ICPT
270
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
| $19.2M | 0.07% |
1,037,763
+260,361
| +33% | +$2.95M |
|
271
iShares Core Dividend Growth ETF
DGRO
$43.5B
| $19.2M | 0.07% |
387,968
-6,615
| -2% | -$343K |
|
272
iShares MSCI USA Quality Factor ETF
QUAL
$47.9B
| $18.9M | 0.07% |
143,049
-6,782
| -5% | -$926K |
|
273
Enphase Energy
ENPH
$5.53B
| $18.8M | 0.07% |
156,809
+54,234
| +53% | +$7.73M |
|
274
PJT Partners
PJT
$4.38B
| $18.7M | 0.07% |
235,866
+36,703
| +18% | +$2.84M |
|
275
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
| $18.7M | 0.07% |
40,865
+2,304
| +6% | +$1.1M |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2023 Portfolio in Review
As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.
- Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
- Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
- Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
- Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
- Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
- Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
- Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.
Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.