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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
(+12%)
Cap. Flow
+$949M
Cap. Flow
% of AUM
6.42%
Top 10 Holdings %
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Eli Lilly
LLY
|
+$106M |
| 2 |
United Rentals
URI
|
+$71.2M |
| 3 |
Fidelity National Information Services
FIS
|
+$51.8M |
| 4 |
NEWR
New Relic, Inc.
NEWR
|
+$47.7M |
| 5 |
DFS
Discover Financial Services
DFS
|
+$42.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Verizon
VZ
|
+$178M |
| 2 |
CHL
China Mobile Limited
CHL
|
+$68.9M |
| 3 |
ACC
American Campus Communities, Inc.
ACC
|
+$54.8M |
| 4 |
Illumina
ILMN
|
+$47.8M |
| 5 |
Progressive
PGR
|
+$43.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20.41% |
| 2 | Financials | 15.55% |
| 3 | Healthcare | 12.83% |
| 4 | Consumer Discretionary | 8.8% |
| 5 | Industrials | 7.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
251
ConocoPhillips
COP
$142B
| $10M | 0.07% |
188,895
-16,542
| -8% | -$815K |
|
252
iShares MSCI Emerging Markets ETF
EEM
$29.4B
| $9.99M | 0.07% |
187,393
+61,272
| +49% | +$3.35M |
|
253
Unilever
UL
$136B
| $9.98M | 0.07% |
158,968
+30,144
| +23% | +$1.92M |
|
254
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.99B
| $9.82M | 0.07% |
96,334
-783
| -0.8% | -$74.8K |
|
255
3M
MMM
$94.4B
| $9.67M | 0.07% |
60,049
| – | – |
|
256
VF Corp
VFC
$5.85B
| $9.62M | 0.07% |
120,392
-2,121
| -2% | -$172K |
|
257
First Trust Value Line Dividend Fund
FVD
$8.42B
| $9.58M | 0.06% |
252,311
+81,417
| +48% | +$2.94M |
|
258
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
| $9.52M | 0.06% |
121,459
-1,587
| -1% | -$122K |
|
259
State Street SPDR S&P Dividend ETF
SDY
$23.9B
| $9.48M | 0.06% |
80,352
+385
| +0.5% | +$43.2K |
|
260
General Motors
GM
$76.9B
| $9.4M | 0.06% |
163,714
+20,592
| +14% | +$1.09M |
|
261
iShares Russell 2000 Growth ETF
IWO
$15B
| $9.37M | 0.06% |
31,145
+24,486
| +368% | +$7.6M |
|
262
ASML
ASML
$666B
| $9.2M | 0.06% |
14,909
-502
| -3% | -$278K |
|
263
Zions Bancorporation
ZION
$10.3B
| $9.18M | 0.06% |
167,028
-582
| -0.3% | -$30K |
|
264
Toronto Dominion Bank
TD
$200B
| $9.12M | 0.06% |
139,913
-5,918
| -4% | -$361K |
|
265
ServiceNow
NOW
$129B
| $9.07M | 0.06% |
90,740
+21,450
| +31% | +$2.26M |
|
266
iShares Morningstar Growth ETF
ILCG
$3.27B
| $8.91M | 0.06% |
154,430
-33,630
| -18% | -$1.97M |
|
267
Williams Companies
WMB
$87.2B
| $8.82M | 0.06% |
372,253
+19,505
| +6% | +$443K |
|
268
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$8.79B
| $8.6M | 0.06% |
223,440
+5,121
| +2% | +$187K |
|
|
ABB
269
DELISTED
ABB Ltd
ABB
| $8.59M | 0.06% |
281,890
+19,264
| +7% | +$578K |
|
270
KKR & Co
KKR
$92.5B
| $8.52M | 0.06% |
174,334
-42,382
| -20% | -$1.9M |
|
271
Intuit
INTU
$89.9B
| $8.38M | 0.06% |
21,877
+8,659
| +66% | +$3.33M |
|
272
Vanguard Russell 1000 Growth ETF
VONG
$45B
| $8.26M | 0.06% |
+132,188
| New | +$8.27M |
|
273
iShares National Muni Bond ETF
MUB
$45.4B
| $8.11M | 0.05% |
69,921
+10,297
| +17% | +$1.2M |
|
274
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.09B
| $8.1M | 0.05% |
199,177
-21,745
| -10% | -$919K |
|
275
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.3B
| $8.01M | 0.05% |
146,524
+12,526
| +9% | +$688K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q1 2021 Portfolio in Review
As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.
- Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
- Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
- Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
- Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
- Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
- Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
- Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.
Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.