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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
(+24%)
Cap. Flow
+$1B
Cap. Flow
% of AUM
7.59%
Top 10 Holdings %
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$120M |
| 2 |
Globe Life
GL
|
+$115M |
| 3 |
MPT
Medical Properties Trust
MPT
|
+$91.5M |
| 4 |
Arch Capital
ACGL
|
+$69.2M |
| 5 |
Amazon
AMZN
|
+$45.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Progressive
PGR
|
+$138M |
| 2 |
GSK
GSK
|
+$98.7M |
| 3 |
Crown Holdings
CCK
|
+$92.3M |
| 4 |
American Water Works
AWK
|
+$54M |
| 5 |
SolarEdge
SEDG
|
+$45.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20.64% |
| 2 | Financials | 15.05% |
| 3 | Healthcare | 13.07% |
| 4 | Consumer Discretionary | 9.61% |
| 5 | Communication Services | 7.75% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
251
Citigroup
C
$226B
| $8.01M | 0.06% |
129,925
+7,548
| +6% | +$384K |
|
252
Cloudflare
NET
$107B
| $7.7M | 0.06% |
101,321
+83,671
| +474% | +$5.49M |
|
|
NVO
253
Novo Nordisk
NVO
$209B
| $7.65M | 0.06% |
218,988
+47,480
| +28% | +$1.64M |
|
254
ServiceNow
NOW
$129B
| $7.63M | 0.06% |
69,290
+8,120
| +13% | +$844K |
|
255
Vanguard High Dividend Yield ETF
VYM
$82.8B
| $7.62M | 0.06% |
83,313
-837
| -1% | -$72.7K |
|
256
ASML
ASML
$669B
| $7.52M | 0.06% |
15,411
+4,923
| +47% | +$2.07M |
|
257
Shopify
SHOP
$195B
| $7.47M | 0.06% |
65,980
+38,930
| +144% | +$4.09M |
|
258
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.3B
| $7.39M | 0.06% |
133,998
-184
| -0.1% | -$10K |
|
259
Xylem
XYL
$28.1B
| $7.38M | 0.06% |
72,569
+19,700
| +37% | +$1.85M |
|
260
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.42B
| $7.38M | 0.06% |
489,005
+32,641
| +7% | +$476K |
|
|
ABB
261
DELISTED
ABB Ltd
ABB
| $7.34M | 0.06% |
262,626
+189,385
| +259% | +$5.05M |
|
262
Zions Bancorporation
ZION
$10.3B
| $7.28M | 0.06% |
167,610
-944
| -0.6% | -$34.9K |
|
263
Truist Financial
TFC
$64B
| $7.24M | 0.05% |
151,087
+15,593
| +12% | +$706K |
|
264
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$8.78B
| $7.19M | 0.05% |
218,319
+3,603
| +2% | +$111K |
|
265
Mistras Group
MG
$512M
| $7.14M | 0.05% |
920,296
+1,263
| +0.1% | +$6.58K |
|
266
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
| $7.09M | 0.05% |
226,084
+25,836
| +13% | +$818K |
|
267
Williams Companies
WMB
$86.1B
| $7.07M | 0.05% |
352,748
+23,592
| +7% | +$478K |
|
268
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
| $7.07M | 0.05% |
16,840
-177
| -1% | -$68.2K |
|
269
VanEck Gold Miners ETF
GDX
$27.4B
| $7M | 0.05% |
194,429
+40,291
| +26% | +$1.5M |
|
270
iShares National Muni Bond ETF
MUB
$45.5B
| $6.99M | 0.05% |
59,624
+17,621
| +42% | +$2.05M |
|
271
Ball Corp
BALL
$16.8B
| $6.9M | 0.05% |
74,048
+6,663
| +10% | +$616K |
|
272
Philip Morris
PM
$295B
| $6.86M | 0.05% |
82,895
+37,934
| +84% | +$2.95M |
|
273
Crown Castle
CCI
$32.2B
| $6.82M | 0.05% |
42,817
+5,049
| +13% | +$819K |
|
274
Lennox International
LII
$15.2B
| $6.8M | 0.05% |
24,837
-985
| -4% | -$280K |
|
275
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
| $6.63M | 0.05% |
437,700
+30,200
| +7% | +$448K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q4 2020 Portfolio in Review
As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.
Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.
By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.
- Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
- Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
- Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
- Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
- Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
- Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
- Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.
Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.