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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+8.49%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$8.02B
AUM Growth
+$650M
(+8.8%)
Cap. Flow
+$77.3M
Cap. Flow
% of AUM
0.96%
Top 10 Holdings %
Top 10 Hldgs %
26.33%
Holding
2,317
New
388
Increased
843
Reduced
473
Closed
226
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Aflac
AFL
|
+$91M |
| 2 |
Allstate
ALL
|
+$38.3M |
| 3 |
WBA
Walgreens Boots Alliance
WBA
|
+$34M |
| 4 |
CHL
China Mobile Limited
CHL
|
+$31M |
| 5 |
Ionis Pharmaceuticals
IONS
|
+$29M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
United Airlines
UAL
|
+$72.5M |
| 2 |
Reinsurance Group of America
RGA
|
+$50.4M |
| 3 |
Progressive
PGR
|
+$45M |
| 4 |
Plains GP Holdings
PAGP
|
+$43.7M |
| 5 |
EOG Resources
EOG
|
+$38.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 17.53% |
| 2 | Financials | 15.11% |
| 3 | Technology | 12.37% |
| 4 | Communication Services | 11.95% |
| 5 | Consumer Discretionary | 8.94% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
251
State Street SPDR S&P China ETF
GXC
$476M
| $3.57M | 0.04% |
34,805
-2,865
| -8% | -$275K |
|
252
iShares US Home Construction ETF
ITB
$2.25B
| $3.53M | 0.04% |
79,479
-3,772
| -5% | -$168K |
|
253
KB Financial Group
KB
$42B
| $3.52M | 0.04% |
85,007
+7,503
| +10% | +$287K |
|
254
iShares MSCI Japan ETF
EWJ
$22B
| $3.51M | 0.04% |
59,250
+8,275
| +16% | +$488K |
|
255
Lloyds Banking Group
LYG
$90.7B
| $3.51M | 0.04% |
1,059,754
+270,791
| +34% | +$819K |
|
|
SCHW
256
Charles Schwab
SCHW
$184B
| $3.43M | 0.04% |
72,197
+8,922
| +14% | +$393K |
|
257
KeyCorp
KEY
$24.4B
| $3.4M | 0.04% |
167,783
+45,085
| +37% | +$851K |
|
258
CSX Corp
CSX
$92B
| $3.37M | 0.04% |
139,620
+26,196
| +23% | +$620K |
|
259
Philips
PHG
$25.6B
| $3.35M | 0.04% |
86,268
-11,077
| -11% | -$401K |
|
260
Vanguard High Dividend Yield ETF
VYM
$81.2B
| $3.33M | 0.04% |
35,535
+18,253
| +106% | +$1.66M |
|
261
Emerson Electric
EMR
$86.4B
| $3.26M | 0.04% |
42,726
-3,642
| -8% | -$262K |
|
|
PXD
262
DELISTED
Pioneer Natural Resource Co.
PXD
| $3.25M | 0.04% |
21,437
-3,277
| -13% | -$436K |
|
263
State Street Industrial Select Sector SPDR ETF
XLI
$33.3B
| $3.24M | 0.04% |
39,782
-945
| -2% | -$75.4K |
|
264
Crown Castle
CCI
$33.8B
| $3.23M | 0.04% |
22,746
+5,940
| +35% | +$810K |
|
|
MRSH
265
Marsh
MRSH
$92.1B
| $3.22M | 0.04% |
28,888
+99
| +0.3% | +$10.3K |
|
|
BSCK
266
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
| $3.21M | 0.04% |
150,764
+135,505
| +888% | +$2.89M |
|
267
WEC Energy
WEC
$35.5B
| $3.2M | 0.04% |
34,728
-9,945
| -22% | -$907K |
|
268
iShares Preferred and Income Securities ETF
PFF
$13.2B
| $3.17M | 0.04% |
84,477
+29,713
| +54% | +$1.11M |
|
269
Occidental Petroleum
OXY
$55B
| $3.16M | 0.04% |
76,772
+68,847
| +869% | +$2.76M |
|
270
Canadian National Railway
CNI
$76B
| $3.16M | 0.04% |
34,969
-118
| -0.3% | -$10.6K |
|
271
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.8B
| $3.16M | 0.04% |
24,685
+2,533
| +11% | +$323K |
|
272
Northrop Grumman
NOC
$77.8B
| $3.15M | 0.04% |
9,172
+336
| +4% | +$118K |
|
273
American Electric Power
AEP
$69.5B
| $3.15M | 0.04% |
33,342
+6,582
| +25% | +$608K |
|
274
HealthEquity
HQY
$8.73B
| $3.12M | 0.04% |
42,075
-122
| -0.3% | -$7.61K |
|
275
Capital One
COF
$134B
| $3.11M | 0.04% |
30,177
+192
| +0.6% | +$18.5K |
|
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Rockefeller Capital Management's Q4 2019 Portfolio in Review
As of Q4 2019, Rockefeller Capital Management held 2,317 positions worth $8.02B, up 8.8% from $7.37B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
Rockefeller Capital Management's Q4 2019 filing shows 388 new, 843 increased, 473 reduced and 226 closed positions. Its largest new stake was TPI Composites: 599,797 shares worth $11.1M. The largest sale was United Airlines, an estimated $72.5M.
By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Financials and Technology.
- Rockefeller Capital Management's largest Q4 2019 buy was TPI Composites: 599,797 shares worth $11.1M.
- Rockefeller Capital Management added most to Aflac in Q4 2019, an estimated $91M increase.
- Rockefeller Capital Management's biggest Q4 2019 reduction was United Airlines, cutting an estimated $72.5M.
- Rockefeller Capital Management fully exited Medidata Solutions, Inc. in Q4 2019, selling an estimated $31.7M.
- Rockefeller Capital Management's ten largest holdings make up 26% of its $8.02B portfolio in Q4 2019.
- Rockefeller Capital Management opened 388 new positions and closed 226 in Q4 2019.
- Rockefeller Capital Management's portfolio value rose 8.8% quarter-over-quarter to $8.02B.
Based on Rockefeller Capital Management's 13F filing for Q4 2019, filed 7 Feb 2020.