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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
(+2.8%)
Cap. Flow
+$264M
Cap. Flow
% of AUM
3.58%
Top 10 Holdings %
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Progressive
PGR
|
+$141M |
| 2 |
CHL
China Mobile Limited
CHL
|
+$85.8M |
| 3 |
Blackrock
BLK
|
+$40.3M |
| 4 |
Deere & Co
DE
|
+$28.7M |
| 5 |
Plains GP Holdings
PAGP
|
+$23.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
JPMorgan Chase
JPM
|
+$169M |
| 2 |
Ross Stores
ROST
|
+$86.3M |
| 3 |
Visa
V
|
+$69.3M |
| 4 |
Biogen
BIIB
|
+$53.4M |
| 5 |
CERN
Cerner Corp
CERN
|
+$45.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 16.92% |
| 2 | Financials | 14.94% |
| 3 | Communication Services | 12.57% |
| 4 | Technology | 11.57% |
| 5 | Industrials | 9.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
251
Capital One
COF
$134B
| $2.73M | 0.04% |
29,985
+468
| +2% | +$42.1K |
|
252
Blackstone
BX
$108B
| $2.72M | 0.04% |
55,666
+11,854
| +27% | +$578K |
|
253
iShares Core US Aggregate Bond ETF
AGG
$137B
| $2.65M | 0.04% |
23,460
+19,162
| +446% | +$2.15M |
|
|
SCHW
254
Charles Schwab
SCHW
$184B
| $2.65M | 0.04% |
63,275
+297
| +0.5% | +$12K |
|
255
CSX Corp
CSX
$92.3B
| $2.62M | 0.04% |
113,424
+90,597
| +397% | +$2.11M |
|
256
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
| $2.61M | 0.04% |
29,627
-2,703
| -8% | -$236K |
|
257
iShare MSCI Eurozone ETF
EZU
$9.73B
| $2.6M | 0.04% |
66,721
-34,218
| -34% | -$1.32M |
|
|
AGN
258
DELISTED
Allergan plc
AGN
| $2.58M | 0.04% |
15,333
+523
| +4% | +$85.2K |
|
|
BNY
259
Bank of New York Mellon
BNY
$106B
| $2.57M | 0.03% |
56,866
+3,927
| +7% | +$175K |
|
260
American Electric Power
AEP
$69.9B
| $2.51M | 0.03% |
26,760
+3,516
| +15% | +$319K |
|
261
RenaissanceRe
RNR
$13.4B
| $2.5M | 0.03% |
12,900
| – | – |
|
262
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
| $2.46M | 0.03% |
21,716
+609
| +3% | +$69.3K |
|
263
Fidelity High Dividend ETF
FDVV
$10.2B
| $2.43M | 0.03% |
+80,500
| New | +$2.41M |
|
264
DuPont de Nemours
DD
$19.1B
| $2.42M | 0.03% |
27,052
+8,807
| +48% | +$775K |
|
265
HealthEquity
HQY
$8.72B
| $2.41M | 0.03% |
42,197
+41,986
| +19,899% | +$2.79M |
|
266
Coca-Cola Europacific Partners
CCEP
$47.8B
| $2.41M | 0.03% |
43,404
+929
| +2% | +$51.9K |
|
|
CELG
267
DELISTED
Celgene Corp
CELG
| $2.38M | 0.03% |
23,916
+1,707
| +8% | +$162K |
|
268
VictoryShares US 500 Volatility Wtd ETF
CFA
$543M
| $2.36M | 0.03% |
44,642
-2,178
| -5% | -$114K |
|
269
Huntington Bancshares
HBAN
$35.1B
| $2.34M | 0.03% |
163,817
-2,288
| -1% | -$31.3K |
|
270
Crown Castle
CCI
$33.5B
| $2.34M | 0.03% |
16,806
-1,733
| -9% | -$240K |
|
|
BBL
271
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
| $2.33M | 0.03% |
54,404
+7,608
| +16% | +$347K |
|
272
Vanguard Morningstar Small-Cap ETF
VB
$80.7B
| $2.33M | 0.03% |
15,118
+246
| +2% | +$38.1K |
|
273
Vanguard Consumer Discretionary ETF
VCR
$6.28B
| $2.33M | 0.03% |
12,913
+377
| +3% | +$68.1K |
|
274
Raymond James Financial
RJF
$34.1B
| $2.32M | 0.03% |
42,137
+42,128
| +468,089% | +$2.29M |
|
275
State Street Communication Services Select Sector SPDR ETF
XLC
$22.4B
| $2.31M | 0.03% |
46,721
+6,666
| +17% | +$334K |
|
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Rockefeller Capital Management's Q3 2019 Portfolio in Review
As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.
Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.
By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.
On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.
- Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
- Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
- Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
- Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
- Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
- Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
- Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.
Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.