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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FOR icon
2701
Forestar Group
FOR
$1.46B
$23K ﹤0.01%
2,100
– –
GVIP icon
2702
Goldman Sachs Hedge Industry VIP ETF
GVIP
$573M
$23K ﹤0.01%
349
– –
LEG icon
2703
Leggett & Platt
LEG
$1.29B
$23K ﹤0.01%
724
+170
+31% +$6.46K
MNSB icon
2704
MainStreet Bancshares
MNSB
$172M
$23K ﹤0.01%
1,050
– –
MSEX icon
2705
Middlesex Water
MSEX
$1.09B
$23K ﹤0.01%
303
-44
-13% -$3.94K
NFG icon
2706
National Fuel Gas
NFG
$7.78B
$23K ﹤0.01%
381
-56
-13% -$3.86K
ACH
2707
Accendra Health
ACH
$107M
$23K ﹤0.01%
981
+587
+149% +$18.1K
PEBO icon
2708
Peoples Bancorp
PEBO
$1.46B
$23K ﹤0.01%
797
– –
RSPS icon
2709
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$246M
$23K ﹤0.01%
755
+290
+62% +$9.75K
PRMW
2710
DELISTED
Primo Water Corporation
PRMW
$23K ﹤0.01%
1,864
+1,410
+311% +$18.9K
PARAP
2711
DELISTED
Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock
PARAP
$23K ﹤0.01%
758
-2,000
-73% -$76.5K
BFIT
2712
DELISTED
Global X Funds Global X Health & Wellness ETF
BFIT
$23K ﹤0.01%
1,292
– –
AIM
2713
AIM ImmunoTech
AIM
$7.29M
$23K ﹤0.01%
400
– –
AVAV icon
2714
AeroVironment
AVAV
$9.57B
$22K ﹤0.01%
264
-74
-22% -$6.62K
BUR icon
2715
Burford Capital
BUR
$940M
$22K ﹤0.01%
2,948
+2,184
+286% +$20.8K
CRTO icon
2716
Criteo S.A. Ordinary Shares
CRTO
$902M
$22K ﹤0.01%
839
+146
+21% +$3.82K
DJUL icon
2717
FT Vest US Equity Deep Buffer ETF July
DJUL
$458M
$22K ﹤0.01%
750
– –
FN icon
2718
Fabrinet
FN
$18.9B
$22K ﹤0.01%
238
-110
-32% -$10.6K
GERN icon
2719
Geron
GERN
$949M
$22K ﹤0.01%
9,500
– –
GRP.U
2720
DELISTED
Granite Real Estate Investment Trust
GRP.U
$22K ﹤0.01%
458
+4
+0.9% +$233
LILAK icon
2721
Liberty Latin America Class C
LILAK
$1.65B
$22K ﹤0.01%
4,213
+115
+3% +$740
MYGN icon
2722
Myriad Genetics
MYGN
$311M
$22K ﹤0.01%
1,191
+97
+9% +$2.23K
TDC icon
2723
Teradata
TDC
$2.58B
$22K ﹤0.01%
721
-69
-9% -$2.41K
TMCI icon
2724
Treace Medical Concepts
TMCI
$304M
$22K ﹤0.01%
+1,000
New +$19.3K
UNF icon
2725
Unifirst Corp
UNF
$5.24B
$22K ﹤0.01%
132
+99
+300% +$18.1K
107 108
109
110 111

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.