We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRC
2676
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$8K ﹤0.01%
206
-123
-37% -$5.03K
RAD
2677
DELISTED
Rite Aid Corporation
RAD
$8K ﹤0.01%
400
-49
-11% -$1.06K
RUTH
2678
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
$8K ﹤0.01%
+342
New +$7.27K
SWIR
2679
DELISTED
Sierra Wireless
SWIR
$8K ﹤0.01%
560
+10
+2% +$175
FMBI
2680
DELISTED
First Midwest Bancorp Inc/IL
FMBI
$8K ﹤0.01%
387
-612
-61% -$12K
ACIC
2681
DELISTED
Atlas Crest Investment Corp.
ACIC
$8K ﹤0.01%
+850
New +$9.66K
BPYU
2682
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
$8K ﹤0.01%
468
-9
-2% -$160
HOME
2683
DELISTED
At Home Group Inc.
HOME
$8K ﹤0.01%
291
– –
AEGN
2684
DELISTED
Aegion Corp
AEGN
$8K ﹤0.01%
305
+249
+445% +$5.94K
AIR icon
2685
AAR Corp
AIR
$5.76B
$7K ﹤0.01%
+177
New +$6.99K
ALLT icon
2686
Allot
ALLT
$383M
$7K ﹤0.01%
500
– –
AQB icon
2687
AquaBounty Technologies
AQB
$6.02M
$7K ﹤0.01%
+55
New +$9.47K
ARCT icon
2688
Arcturus Therapeutics
ARCT
$211M
$7K ﹤0.01%
192
+187
+3,740% +$11.1K
AVXL icon
2689
Anavex Life Sciences
AVXL
$310M
$7K ﹤0.01%
+500
New +$5.46K
BIT icon
2690
BlackRock Multi-Sector Income Trust
BIT
$702M
$7K ﹤0.01%
400
– –
BKH icon
2691
Black Hills Corp
BKH
$5.69B
$7K ﹤0.01%
119
+99
+495% +$6.15K
BWX icon
2692
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
$7K ﹤0.01%
270
– –
CBZ icon
2693
CBIZ
CBZ
$2.96B
$7K ﹤0.01%
228
+180
+375% +$5.3K
CRNT icon
2694
Ceragon Networks
CRNT
$201M
$7K ﹤0.01%
2,000
– –
CRS icon
2695
Carpenter Technology
CRS
$28.4B
$7K ﹤0.01%
+176
New +$6.69K
CRVS icon
2696
Corvus Pharmaceuticals
CRVS
$1.17B
$7K ﹤0.01%
+2,500
New +$9.03K
CTRE icon
2697
CareTrust REIT
CTRE
$9.74B
$7K ﹤0.01%
+335
New +$7.69K
CUZ icon
2698
Cousins Properties
CUZ
$4.88B
$7K ﹤0.01%
223
+138
+162% +$4.7K
DBX icon
2699
Dropbox
DBX
$8.12B
$7K ﹤0.01%
269
+144
+115% +$3.46K
E icon
2700
ENI
E
$77.5B
$7K ﹤0.01%
290
-76
-21% -$1.72K
106 107
108
109 110

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.