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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDCO
2651
DELISTED
Patterson Companies, Inc.
PDCO
$26K ﹤0.01%
1,120
+478
+74% +$13.7K
XWEB
2652
DELISTED
SPDR S&P Internet ETF
XWEB
$26K ﹤0.01%
386
-273
-41% -$21.9K
GRNAW
2653
DELISTED
GreenLight Biosciences Holdings, PBC Warrant
GRNAW
$26K ﹤0.01%
127,903
-1,150
-0.9% -$349
ALEC icon
2654
Alector
ALEC
$189M
$25K ﹤0.01%
2,720
-472
-15% -$5.1K
AVT icon
2655
Avnet
AVT
$7.99B
$25K ﹤0.01%
708
-110
-13% -$4.73K
BLDR icon
2656
Builders FirstSource
BLDR
$7.74B
$25K ﹤0.01%
434
-809
-65% -$50.6K
DGII icon
2657
Digi International
DGII
$3.14B
$25K ﹤0.01%
735
+83
+13% +$2.58K
DPG
2658
Duff & Phelps Utility and Infrastructure Fund
DPG
$517M
$25K ﹤0.01%
2,000
-5,602
-74% -$80.1K
ESLT icon
2659
Elbit Systems
ESLT
$39.6B
$25K ﹤0.01%
138
-12
-8% -$2.59K
IAGG icon
2660
iShares Core International Aggregate Bond Fund
IAGG
$11.4B
$25K ﹤0.01%
+527
New +$26.4K
IYLD icon
2661
iShares Morningstar Multi-Asset Income ETF
IYLD
$126M
$25K ﹤0.01%
1,407
+4
+0.3% +$79
JSML icon
2662
Janus Henderson Small Cap Growth Alpha ETF
JSML
$376M
$25K ﹤0.01%
573
-399
-41% -$19.9K
KEX icon
2663
Kirby Corp
KEX
$7B
$25K ﹤0.01%
427
+120
+39% +$7.69K
KLIC icon
2664
Kulicke & Soffa
KLIC
$4.53B
$25K ﹤0.01%
679
-17,521
-96% -$775K
L icon
2665
Loews
L
$23.3B
$25K ﹤0.01%
503
– –
LTRX icon
2666
Lantronix
LTRX
$256M
$25K ﹤0.01%
5,350
– –
ORMP icon
2667
Oramed Pharmaceuticals
ORMP
$175M
$25K ﹤0.01%
4,000
– –
OTEX icon
2668
Open Text
OTEX
$5.99B
$25K ﹤0.01%
959
+655
+215% +$23.1K
OVV icon
2669
Ovintiv
OVV
$17.6B
$25K ﹤0.01%
556
-415
-43% -$19.8K
PPT
2670
Franklin Premier Income Trust
PPT
$330M
$25K ﹤0.01%
7,181
-154
-2% -$588
SCHR
2671
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$25K ﹤0.01%
1,068
-136
-11% -$3.48K
SNDR icon
2672
Schneider National
SNDR
$6.18B
$25K ﹤0.01%
1,307
+1,056
+421% +$24.5K
VSXY
2673
Victoria's Secret
VSXY
$7.95B
$25K ﹤0.01%
859
+551
+179% +$18.6K
XSD icon
2674
State Street SPDR S&P Semiconductor ETF
XSD
$2.82B
$25K ﹤0.01%
168
– –
AIN icon
2675
Albany International
AIN
$1.73B
$24K ﹤0.01%
318
-40
-11% -$3.44K
105 106
107
108 109

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.