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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AHCO icon
2651
AdaptHealth
AHCO
$704M
$19K ﹤0.01%
795
– –
AMX icon
2652
America Movil
AMX
$71.7B
$19K ﹤0.01%
928
-1,561
-63% -$28.7K
BKKT icon
2653
Bakkt Inc
BKKT
$336M
$19K ﹤0.01%
+90
New +$37.2K
CNYA icon
2654
iShares MSCI China A ETF
CNYA
$208M
$19K ﹤0.01%
437
– –
EME icon
2655
Emcor
EME
$36.1B
$19K ﹤0.01%
150
-7
-4% -$867
FFBC icon
2656
First Financial Bancorp
FFBC
$3.51B
$19K ﹤0.01%
787
+14
+2% +$339
IDRV icon
2657
iShares Self-Driving EV and Tech ETF
IDRV
$138M
$19K ﹤0.01%
351
+38
+12% +$2.02K
KWR icon
2658
Quaker Houghton
KWR
$2.92B
$19K ﹤0.01%
+83
New +$20.1K
LGOV icon
2659
First Trust Long Duration Opportunities ETF
LGOV
$621M
$19K ﹤0.01%
705
-23,383
-97% -$648K
MTX icon
2660
Minerals Technologies
MTX
$2.32B
$19K ﹤0.01%
262
+201
+330% +$14.4K
MYGN icon
2661
Myriad Genetics
MYGN
$314M
$19K ﹤0.01%
690
-548
-44% -$15.9K
NMFC icon
2662
New Mountain Finance
NMFC
$724M
$19K ﹤0.01%
1,424
-181
-11% -$2.47K
SCL icon
2663
Stepan Co
SCL
$1.47B
$19K ﹤0.01%
160
-11
-6% -$1.33K
TRMD icon
2664
TORM
TRMD
$3.01B
$19K ﹤0.01%
2,500
– –
TVTX icon
2665
Travere Therapeutics
TVTX
$5.77B
$19K ﹤0.01%
+643
New +$18.1K
VPC icon
2666
Virtus Private Credit Strategy ETF
VPC
$31.2M
$19K ﹤0.01%
+777
New +$20K
VSTM icon
2667
Verastem
VSTM
$590M
$19K ﹤0.01%
777
+10
+1% +$316
FEN
2668
DELISTED
First Trust Energy Income and Growth Fund
FEN
$19K ﹤0.01%
1,380
-222
-14% -$3.12K
AQUA
2669
DELISTED
Evoqua Water Technologies Corp. Common Stock
AQUA
$19K ﹤0.01%
414
-63
-13% -$2.74K
EPWR
2670
DELISTED
Empowerment & Inclusion Capital I Corp.
EPWR
$19K ﹤0.01%
+2,000
New +$19.5K
HUGS.WS
2671
DELISTED
USHG Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
HUGS.WS
$19K ﹤0.01%
11,666
+6,667
+133% +$10.1K
CVET
2672
DELISTED
Covetrus, Inc. Common Stock
CVET
$19K ﹤0.01%
1,000
-15
-1% -$282
BROS icon
2673
Dutch Bros
BROS
$8.93B
$18K ﹤0.01%
360
+210
+140% +$11.7K
DDD icon
2674
3D Systems Corp
DDD
$615M
$18K ﹤0.01%
865
-5,000
-85% -$126K
FHI icon
2675
Federated Hermes
FHI
$4.71B
$18K ﹤0.01%
500
– –
105 106
107
108 109

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.