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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIOV icon
2601
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.89B
$22K ﹤0.01%
252
-1,002
-80% -$90.8K
ZYME icon
2602
Zymeworks
ZYME
$1.69B
$22K ﹤0.01%
1,387
– –
SGI
2603
Somnigroup International
SGI
$13.6B
$22K ﹤0.01%
476
+5
+1% +$227
SNCE
2604
DELISTED
Science 37 Holdings, Inc. Common Stock
SNCE
$22K ﹤0.01%
90
-1,160
-93% -$258K
CEQP
2605
DELISTED
Crestwood Equity Partners LP
CEQP
$22K ﹤0.01%
+800
New +$22.3K
SYNH
2606
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
$22K ﹤0.01%
221
-139
-39% -$13.3K
SOLN
2607
DELISTED
The Southern Company
SOLN
$22K ﹤0.01%
427
– –
MCFE
2608
DELISTED
McAfee Corp. Class A Common Stock
MCFE
$22K ﹤0.01%
877
-567
-39% -$13.7K
APPS icon
2609
Digital Turbine
APPS
$1.74B
$21K ﹤0.01%
363
-4,265
-92% -$290K
APYX icon
2610
Apyx Medical
APYX
$147M
$21K ﹤0.01%
1,700
– –
AWI icon
2611
Armstrong World Industries
AWI
$7.74B
$21K ﹤0.01%
182
-20
-10% -$2.16K
BKCH icon
2612
Global X Blockchain ETF
BKCH
$198M
$21K ﹤0.01%
+250
New +$29.1K
CLMT icon
2613
Calumet Specialty Products
CLMT
$3.95B
$21K ﹤0.01%
1,654
– –
CNMD icon
2614
CONMED
CNMD
$1.49B
$21K ﹤0.01%
160
+125
+357% +$17.7K
FCNCA icon
2615
First Citizens BancShares
FCNCA
$25.5B
$21K ﹤0.01%
26
-1
-4% -$834
HYLN icon
2616
Hyliion Holdings
HYLN
$695M
$21K ﹤0.01%
3,450
-2,000
-37% -$14.3K
KARS icon
2617
KraneShares Electric Vehicles and Future Mobility Index ETF
KARS
$80.9M
$21K ﹤0.01%
450
– –
MQT
2618
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$21K ﹤0.01%
1,500
– –
PTMC icon
2619
Pacer Trendpilot US Mid Cap ETF
PTMC
$404M
$21K ﹤0.01%
601
– –
SBSW icon
2620
Sibanye-Stillwater
SBSW
$7.59B
$21K ﹤0.01%
1,762
-1,394
-44% -$18.7K
DNA.WS
2621
DELISTED
Ginkgo Bioworks Holdings, Inc. Warrants, each whole warrant exercisable to purchase one-fortieth (1/40th) of a share of Class A Common Stock at an exercise price of $460.00 per share
DNA.WS
$21K ﹤0.01%
9,474
– –
AIRC
2622
DELISTED
Apartment Income REIT Corp.
AIRC
$21K ﹤0.01%
387
+386
+38,600% +$20.2K
SNPO
2623
DELISTED
Snap One Holdings Corp. Common Stock
SNPO
$21K ﹤0.01%
+1,000
New +$18.9K
SVSVW
2624
DELISTED
Spring Valley Acquisition Corp. Warrant
SVSVW
$21K ﹤0.01%
17,400
+11,400
+190% +$8.36K
AEPPL
2625
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$21K ﹤0.01%
431
– –
103 104
105
106 107

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.