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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EGHT icon
2601
8x8 Inc
EGHT
$332M
$9K ﹤0.01%
+300
New +$10.4K
FROG icon
2602
JFrog
FROG
$10.8B
$9K ﹤0.01%
218
– –
GBCI icon
2603
Glacier Bancorp
GBCI
$6.35B
$9K ﹤0.01%
166
+120
+261% +$6.48K
HL icon
2604
Hecla Mining
HL
$11.3B
$9K ﹤0.01%
1,600
+100
+7% +$610
HOPE icon
2605
Hope Bancorp
HOPE
$1.79B
$9K ﹤0.01%
633
-999
-61% -$13.3K
HR icon
2606
Healthcare Realty
HR
$6.84B
$9K ﹤0.01%
355
-32
-8% -$895
IQ icon
2607
iQIYI
IQ
$1.28B
$9K ﹤0.01%
600
+500
+500% +$11.6K
KIM icon
2608
Kimco Realty
KIM
$16.4B
$9K ﹤0.01%
490
+42
+9% +$741
KOS icon
2609
Kosmos Energy
KOS
$1.48B
$9K ﹤0.01%
+3,000
New +$8.76K
MHO icon
2610
M/I Homes
MHO
$3.84B
$9K ﹤0.01%
168
+139
+479% +$7.22K
MRC
2611
DELISTED
MRC Global
MRC
$9K ﹤0.01%
1,073
+207
+24% +$1.76K
MRTN icon
2612
Marten Transport
MRTN
$1.22B
$9K ﹤0.01%
+572
New +$9.67K
MTH icon
2613
Meritage Homes
MTH
$4.86B
$9K ﹤0.01%
216
+128
+145% +$5.55K
PIPR icon
2614
Piper Sandler
PIPR
$5.29B
$9K ﹤0.01%
360
+292
+429% +$7.74K
PRK icon
2615
Park National Corp
PRK
$3.67B
$9K ﹤0.01%
74
– –
PSMT icon
2616
Pricesmart
PSMT
$5.46B
$9K ﹤0.01%
100
– –
PXF icon
2617
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.96B
$9K ﹤0.01%
209
+2
+1% +$90
RDY icon
2618
Dr. Reddy's Laboratories
RDY
$10.2B
$9K ﹤0.01%
+795
New +$10.2K
RIGL icon
2619
Rigel Pharmaceuticals
RIGL
$750M
$9K ﹤0.01%
292
+142
+95% +$5.62K
SPMB icon
2620
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$7.06B
$9K ﹤0.01%
367
– –
SYNA icon
2621
Synaptics
SYNA
$4.15B
$9K ﹤0.01%
68
+57
+518% +$6.94K
SZNE
2622
DELISTED
Pacer CFRA-Stoval Equal Weight Seasonal Rotation ETF
SZNE
$9K ﹤0.01%
+264
New +$8.87K
TNDM icon
2623
Tandem Diabetes Care
TNDM
$1.56B
$9K ﹤0.01%
104
-14
-12% -$1.3K
TUR icon
2624
iShares MSCI Turkey ETF
TUR
$217M
$9K ﹤0.01%
+410
New +$11.3K
VVV icon
2625
Valvoline
VVV
$4.51B
$9K ﹤0.01%
373
-57
-13% -$1.42K
103 104
105
106 107

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.