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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRBP icon
2601
Corbus Pharmaceuticals
CRBP
$179M
$0 ﹤0.01%
17
-50
-75% -$9.05K
CUK
2602
DELISTED
Carnival PLC
CUK
$0 ﹤0.01%
+56
New +$718
CVE icon
2603
Cenovus Energy
CVE
$54.5B
– –
-372
Closed -$2K
CVEO icon
2604
Civeo
CVEO
$327M
$0 ﹤0.01%
48
– –
CVI icon
2605
CVR Energy
CVI
$3.27B
– –
-41
Closed -$1K
CVLT icon
2606
Commault Systems
CVLT
$5.74B
– –
-29
Closed -$1K
CXW icon
2607
CoreCivic
CXW
$3.29B
– –
-1,000
Closed -$9K
DBP icon
2608
Invesco DB Precious Metals Fund
DBP
$257M
$0 ﹤0.01%
15
– –
DBVT
2609
DBV Technologies
DBVT
$889M
– –
-40
Closed -$2K
DDS icon
2610
Dillards
DDS
$9.87B
– –
-108
Closed -$3K
DENN
2611
DELISTED
Denny's
DENN
– –
-85
Closed -$1K
DHT icon
2612
DHT Holdings
DHT
$2.98B
– –
-432
Closed -$2K
DK icon
2613
Delek US
DK
$3.73B
$0 ﹤0.01%
17
-18
-51% -$277
DRD
2614
DRDGold
DRD
$2.03B
– –
-4,000
Closed -$63K
DRH icon
2615
Diamondrock Hospitality Co
DRH
$2.5B
– –
-501
Closed -$3K
DVA icon
2616
DaVita
DVA
$11.7B
– –
-39
Closed -$3K
DVAX
2617
DELISTED
Dynavax Technologies
DVAX
– –
-4,000
Closed -$35K
DY icon
2618
Dycom Industries
DY
$12.1B
– –
-40
Closed -$2K
EBF icon
2619
Ennis
EBF
$560M
– –
-220
Closed -$4K
EGBN icon
2620
Eagle Bancorp
EGBN
$840M
– –
-2,655
Closed -$87K
EGHT icon
2621
8x8 Inc
EGHT
$328M
– –
-26,000
Closed -$416K
ENOV icon
2622
Enovis
ENOV
$1.44B
$0 ﹤0.01%
12
-61
-84% -$3.35K
ENVA icon
2623
Enova International
ENVA
$6.26B
– –
-306
Closed -$5K
EPC icon
2624
Edgewell Personal Care
EPC
$1.28B
– –
-58
Closed -$2K
EUFN icon
2625
iShares MSCI Europe Financials ETF
EUFN
$4.29B
$0 ﹤0.01%
50
-213
-81% -$3.15K
103 104
105
106 107

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.