We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IZRL icon
2551
ARK Israel Innovative Technology ETF
IZRL
$140M
$24K ﹤0.01%
847
– –
JELD icon
2552
JELD-WEN Holding
JELD
$161M
$24K ﹤0.01%
941
+83
+10% +$2.15K
KFRC icon
2553
Kforce
KFRC
$1.03B
$24K ﹤0.01%
328
-45
-12% -$3.23K
NIU
2554
Niu Technologies
NIU
$164M
$24K ﹤0.01%
1,500
– –
RGNX icon
2555
Regenxbio
RGNX
$692M
$24K ﹤0.01%
735
– –
ROG icon
2556
Rogers Corp
ROG
$2.33B
$24K ﹤0.01%
88
– –
SCHR
2557
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$24K ﹤0.01%
874
-308
-26% -$8.67K
VAL icon
2558
Valaris
VAL
$5.91B
$24K ﹤0.01%
667
– –
WSR
2559
DELISTED
Whitestone REIT
WSR
$24K ﹤0.01%
2,455
-84
-3% -$818
TWNK
2560
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
$24K ﹤0.01%
1,220
– –
Y
2561
DELISTED
Alleghany Corp
Y
$24K ﹤0.01%
37
+22
+147% +$14.7K
BBN icon
2562
BlackRock Taxable Municipal Bond Trust
BBN
$984M
$23K ﹤0.01%
878
+5
+0.6% +$129
BUI icon
2563
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$709M
$23K ﹤0.01%
877
+6
+0.7% +$155
EB
2564
DELISTED
Eventbrite
EB
$23K ﹤0.01%
1,336
+497
+59% +$9.2K
ELME
2565
Elme Communities
ELME
$144M
$23K ﹤0.01%
927
– –
ESLT icon
2566
Elbit Systems
ESLT
$40.1B
$23K ﹤0.01%
135
-14
-9% -$2.17K
FOF icon
2567
Cohen & Steers Closed End Opportunity Fund
FOF
$385M
$23K ﹤0.01%
1,620
+14
+0.9% +$198
FSM icon
2568
Fortuna Silver Mines
FSM
$3.15B
$23K ﹤0.01%
6,140
– –
HAP icon
2569
VanEck Natural Resources ETF
HAP
$308M
$23K ﹤0.01%
500
– –
IDCC icon
2570
InterDigital
IDCC
$8.99B
$23K ﹤0.01%
329
-490
-60% -$34.2K
IHDG icon
2571
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.25B
$23K ﹤0.01%
523
+308
+143% +$13.7K
INN
2572
Summit Hotel Properties
INN
$670M
$23K ﹤0.01%
2,372
– –
IONQ icon
2573
IonQ
IONQ
$16.1B
$23K ﹤0.01%
+1,430
New +$23.8K
IPO icon
2574
Renaissance IPO ETF
IPO
$161M
$23K ﹤0.01%
400
– –
MLR icon
2575
Miller Industries
MLR
$605M
$23K ﹤0.01%
695
– –
101 102
103
104 105

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.