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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FJUL icon
2526
FT Vest US Equity Buffer ETF July
FJUL
$1.26B
$25K ﹤0.01%
705
-920
-57% -$33K
FLCH icon
2527
Franklin FTSE China ETF
FLCH
$342M
$25K ﹤0.01%
+1,014
New +$26.9K
FLTR icon
2528
VanEck IG Floating Rate ETF
FLTR
$3.04B
$25K ﹤0.01%
1,004
+1
+0.1% +$25
GATX icon
2529
GATX Corp
GATX
$6.23B
$25K ﹤0.01%
248
-119
-32% -$11.9K
GSSC icon
2530
GS ActiveBeta US Small Cap Equity ETF
GSSC
$1.1B
$25K ﹤0.01%
380
+90
+31% +$5.97K
HIVE
2531
HIVE Digital Technologies
HIVE
$725M
$25K ﹤0.01%
1,900
+1,700
+850% +$29.2K
FDIQ
2532
Invesco Bloomberg Financial Data Providers ETF
FDIQ
$48.4M
$25K ﹤0.01%
406
+2
+0.5% +$127
NCNO icon
2533
nCino
NCNO
$2.09B
$25K ﹤0.01%
464
-175
-27% -$11.4K
PEBO icon
2534
Peoples Bancorp
PEBO
$1.45B
$25K ﹤0.01%
797
– –
PRVA icon
2535
Privia Health
PRVA
$2.84B
$25K ﹤0.01%
+1,000
New +$24.9K
RBA icon
2536
RB Global
RBA
$17.2B
$25K ﹤0.01%
412
+171
+71% +$11.4K
SGOV icon
2537
iShares 0-3 Month Treasury Bond ETF
SGOV
$101B
$25K ﹤0.01%
250
– –
SIGI icon
2538
Selective Insurance
SIGI
$5.65B
$25K ﹤0.01%
306
+150
+96% +$11.9K
SKM icon
2539
SK Telecom
SKM
$12.9B
$25K ﹤0.01%
983
-1,118
-53% -$51.6K
SLQD icon
2540
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.38B
$25K ﹤0.01%
492
-57,575
-99% -$2.95M
UPWK icon
2541
Upwork
UPWK
$1.21B
$25K ﹤0.01%
742
-8
-1% -$354
DJT icon
2542
Trump Media & Technology Group
DJT
$2.55B
$25K ﹤0.01%
+500
New +$22.6K
SRNE
2543
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$25K ﹤0.01%
5,500
-2,000
-27% -$12.4K
SVFA
2544
DELISTED
SVF Investment Corp. Class A Ordinary Shares
SVFA
$25K ﹤0.01%
+2,578
New +$25.8K
GMBTW
2545
DELISTED
Pivotal Holdings Corp Warrant
GMBTW
$25K ﹤0.01%
40,160
– –
EFOR
2546
Everforth Inc
EFOR
$1.34B
$24K ﹤0.01%
195
+110
+129% +$13.5K
AZTA icon
2547
Azenta
AZTA
$1.51B
$24K ﹤0.01%
235
+149
+173% +$16.2K
CELH icon
2548
Celsius Holdings
CELH
$6.82B
$24K ﹤0.01%
999
+99
+11% +$2.74K
EXP icon
2549
Eagle Materials
EXP
$6.44B
$24K ﹤0.01%
150
– –
FOLD
2550
DELISTED
Amicus Therapeutics
FOLD
$24K ﹤0.01%
2,149
+1,004
+88% +$11.2K
100 101
102
103 104

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.