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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NFRA icon
2501
FlexShares STOXX Global Broad Infrastructure Index Fund
NFRA
$3.01B
$198K ﹤0.01%
3,099
– –
FFC
2502
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$778M
$198K ﹤0.01%
12,783
+2,551
+25% +$41.7K
QCLN icon
2503
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$605M
$198K ﹤0.01%
4,260
+196
+5% +$9.55K
FMX icon
2504
Fomento Económico Mexicano
FMX
$43.2B
$198K ﹤0.01%
1,780
+478
+37% +$51.4K
SPXC icon
2505
SPX Corp
SPXC
$9.98B
$197K ﹤0.01%
985
+428
+77% +$92K
BANF icon
2506
BancFirst
BANF
$3.77B
$197K ﹤0.01%
1,814
-182
-9% -$20.2K
QRVO icon
2507
Qorvo
QRVO
$8.01B
$197K ﹤0.01%
2,539
+794
+46% +$64.3K
YMAR icon
2508
FT Vest International Equity Moderate Buffer ETF March
YMAR
$161M
$196K ﹤0.01%
7,166
– –
POR icon
2509
Portland General Electric
POR
$5.8B
$196K ﹤0.01%
3,714
+32
+0.9% +$1.64K
PCOR icon
2510
Procore
PCOR
$8.12B
$196K ﹤0.01%
3,431
-281
-8% -$16.6K
MUC icon
2511
BlackRock MuniHoldings California Quality Fund
MUC
$998M
$196K ﹤0.01%
18,802
+31
+0.2% +$335
JEF icon
2512
Jefferies Financial Group
JEF
$12.7B
$196K ﹤0.01%
4,737
+480
+11% +$24.9K
IOVA icon
2513
Iovance Biotherapeutics
IOVA
$2.09B
$195K ﹤0.01%
55,468
+4,742
+9% +$15.2K
EDV icon
2514
Vanguard World Funds Extended Duration ETF
EDV
$3.26B
$194K ﹤0.01%
2,993
-5,050
-63% -$334K
FNB icon
2515
FNB Corp
FNB
$6.76B
$194K ﹤0.01%
11,629
-444
-4% -$7.67K
MYRG icon
2516
MYR Group
MYRG
$5.15B
$194K ﹤0.01%
688
+150
+28% +$39K
EFT
2517
Eaton Vance Floating-Rate Income Trust
EFT
$283M
$194K ﹤0.01%
18,102
+2,370
+15% +$26.4K
XRT icon
2518
State Street SPDR S&P Retail ETF
XRT
$453M
$194K ﹤0.01%
2,410
-814
-25% -$69.8K
HLNE icon
2519
Hamilton Lane
HLNE
$4.91B
$194K ﹤0.01%
1,950
-418
-18% -$51.3K
CLM icon
2520
Cornerstone Strategic Value Fund
CLM
$2.18B
$194K ﹤0.01%
26,634
– –
VIRT icon
2521
Virtu Financial
VIRT
$5.15B
$193K ﹤0.01%
4,385
+4,209
+2,391% +$164K
MTX icon
2522
Minerals Technologies
MTX
$2.25B
$193K ﹤0.01%
2,715
-163
-6% -$11.2K
VNM icon
2523
VanEck Vietnam ETF
VNM
$502M
$192K ﹤0.01%
11,095
– –
BCAL icon
2524
Southern California Bancorp
BCAL
$679M
$192K ﹤0.01%
10,838
– –
BDC icon
2525
Belden
BDC
$4.56B
$192K ﹤0.01%
1,667
+251
+18% +$31.6K
99 100
101
102 103

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.