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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPSC icon
2476
SPS Commerce
SPSC
$2.67B
$28K ﹤0.01%
199
-17
-8% -$2.55K
SRTS icon
2477
Sensus Healthcare
SRTS
$51.7M
$28K ﹤0.01%
4,000
– –
TVRD
2478
Tvardi Therapeutics
TVRD
$22.2M
$28K ﹤0.01%
65
– –
AXNX
2479
DELISTED
Axonics, Inc. Common Stock
AXNX
$28K ﹤0.01%
508
-33
-6% -$2.02K
MRTX
2480
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$28K ﹤0.01%
192
+50
+35% +$7.76K
ABCM
2481
DELISTED
Abcam PLC
ABCM
$28K ﹤0.01%
1,280
+356
+39% +$7.97K
XM
2482
DELISTED
Qualtrics International Inc. Class A Common Stock
XM
$28K ﹤0.01%
+800
New +$31.1K
CS
2483
DELISTED
Credit Suisse Group
CS
$28K ﹤0.01%
3,065
-5,011
-62% -$50.1K
ERUS
2484
DELISTED
iShares MSCI Russia ETF
ERUS
$28K ﹤0.01%
666
+333
+100% +$15.7K
BOC icon
2485
Boston Omaha
BOC
$435M
$27K ﹤0.01%
973
+44
+5% +$1.44K
CDP icon
2486
COPT Defense Properties
CDP
$4.14B
$27K ﹤0.01%
978
+196
+25% +$5.41K
FPX icon
2487
First Trust US Equity Opportunities ETF
FPX
$1.49B
$27K ﹤0.01%
225
-700
-76% -$88.7K
GGG icon
2488
Graco
GGG
$13.5B
$27K ﹤0.01%
355
+284
+400% +$21.6K
HIO
2489
Western Asset High Income Opportunity Fund
HIO
$339M
$27K ﹤0.01%
5,250
-1,625
-24% -$8.4K
HLNE icon
2490
Hamilton Lane
HLNE
$5.5B
$27K ﹤0.01%
266
+177
+199% +$18.2K
PEB icon
2491
Pebblebrook Hotel Trust
PEB
$2B
$27K ﹤0.01%
1,239
+1,108
+846% +$25K
QQQE icon
2492
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.42B
$27K ﹤0.01%
320
– –
RAMP icon
2493
LiveRamp
RAMP
$2.3B
$27K ﹤0.01%
576
– –
RSPG icon
2494
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$578M
$27K ﹤0.01%
570
– –
SD icon
2495
SandRidge Energy
SD
$517M
$27K ﹤0.01%
2,612
– –
SCU
2496
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$27K ﹤0.01%
1,300
+2
+0.2% +$46
TMX
2497
DELISTED
Terminix Global Holdings, Inc.
TMX
$27K ﹤0.01%
618
+66
+12% +$2.69K
HSKA
2498
DELISTED
Heska Corp
HSKA
$27K ﹤0.01%
150
– –
ALRM icon
2499
Alarm.com
ALRM
$2.81B
$26K ﹤0.01%
308
– –
BCC icon
2500
Boise Cascade
BCC
$2.97B
$26K ﹤0.01%
369
+326
+758% +$21K
98 99
100
101 102

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.