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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VHT icon
226
Vanguard Health Care ETF
VHT
$18.5B
$18.8M 0.1%
84,258
+7,144
+9% +$1.71M
XLY icon
227
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.2B
$18.8M 0.1%
264,532
-6,680
-2% -$523K
QUAL icon
228
iShares MSCI USA Quality Factor ETF
QUAL
$47.8B
$18.7M 0.1%
179,929
-44,620
-20% -$5.22M
VONV icon
229
Vanguard Russell 1000 Value ETF
VONV
$21.2B
$18.6M 0.1%
312,115
+2,998
+1% +$197K
IXUS icon
230
iShares Core MSCI Total International Stock ETF
IXUS
$60.1B
$18.5M 0.1%
363,481
-1,705
-0.5% -$96.6K
DVY icon
231
iShares Select Dividend ETF
DVY
$23.6B
$18.5M 0.1%
172,551
+5,994
+4% +$718K
THRM icon
232
Gentherm
THRM
$1.26B
$18.1M 0.09%
364,922
-4,589
-1% -$278K
ITW icon
233
Illinois Tool Works
ITW
$85.4B
$18.1M 0.09%
100,340
+28,294
+39% +$5.58M
JEPI icon
234
JPMorgan Equity Premium Income ETF
JEPI
$46B
$18.1M 0.09%
352,371
+170,758
+94% +$9.5M
XLI icon
235
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
$18M 0.09%
217,600
-2,931
-1% -$270K
IWR icon
236
iShares Russell Mid-Cap ETF
IWR
$57.4B
$18M 0.09%
289,399
+9,796
+4% +$674K
IWO icon
237
iShares Russell 2000 Growth ETF
IWO
$15B
$17.8M 0.09%
86,203
+5,981
+7% +$1.35M
TKR icon
238
Timken Company
TKR
$9.02B
$17.7M 0.09%
300,330
+141,030
+89% +$8.76M
HEI icon
239
HEICO Corp
HEI
$51.2B
$17.7M 0.09%
122,964
-979
-0.8% -$147K
VOD icon
240
Vodafone
VOD
$37.4B
$17.7M 0.09%
1,562,313
-348,694
-18% -$4.87M
COIN icon
241
Coinbase
COIN
$40.3B
$17.6M 0.09%
272,307
+171,398
+170% +$12M
EMLP icon
242
First Trust North American Energy Infrastructure Fund
EMLP
$4.09B
$17.5M 0.09%
703,029
+498,982
+245% +$13.6M
ABB
243
DELISTED
ABB Ltd
ABB
$17.3M 0.09%
675,973
+385,742
+133% +$10.8M
ACGL icon
244
Arch Capital
ACGL
$33.6B
$17.3M 0.09%
380,008
+63,128
+20% +$2.85M
ARRY icon
245
Array Technologies
ARRY
$855M
$17.3M 0.09%
1,043,742
-21,912
-2% -$379K
VMBS icon
246
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$17.2M 0.09%
380,763
+11,943
+3% +$568K
VB icon
247
Vanguard Morningstar Small-Cap ETF
VB
$82.5B
$17.1M 0.09%
100,276
+23,470
+31% +$4.43M
WDAY icon
248
Workday
WDAY
$43.9B
$17.1M 0.09%
112,299
+11,726
+12% +$1.84M
VDC icon
249
Vanguard Consumer Staples ETF
VDC
$7.98B
$16.9M 0.09%
98,572
+9,087
+10% +$1.72M
OXY icon
250
Occidental Petroleum
OXY
$56B
$16.8M 0.09%
273,987
+115,901
+73% +$7.42M
8 9
10
11 12

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.