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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-16.05%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.62B
AUM Growth
-$398M
(-5%)
Cap. Flow
+$1.41B
Cap. Flow
% of AUM
18.48%
Top 10 Holdings %
Top 10 Hldgs %
28.87%
Holding
2,570
New
480
Increased
996
Reduced
533
Closed
143
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$276M |
| 2 |
Verizon
VZ
|
+$238M |
| 3 |
GSK
GSK
|
+$162M |
| 4 |
Willis Towers Watson
WTW
|
+$146M |
| 5 |
Walt Disney
DIS
|
+$122M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Southwest Airlines
LUV
|
+$166M |
| 2 |
Royal Caribbean
RCL
|
+$140M |
| 3 |
CVS Health
CVS
|
+$94M |
| 4 |
Reinsurance Group of America
RGA
|
+$90M |
| 5 |
CMA
Comerica
CMA
|
+$83.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 17.47% |
| 2 | Healthcare | 17.24% |
| 3 | Communication Services | 13.96% |
| 4 | Financials | 13.7% |
| 5 | Consumer Discretionary | 6.41% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
226
Union Pacific
UNP
$174B
| $4.46M | 0.06% |
31,607
+4,641
| +17% | +$767K |
|
227
Ross Stores
ROST
$81.9B
| $4.44M | 0.06% |
51,086
-7,231
| -12% | -$772K |
|
228
iShares Select Dividend ETF
DVY
$23.6B
| $4.43M | 0.06% |
60,289
+8,766
| +17% | +$838K |
|
229
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
| $4.42M | 0.06% |
81,162
+3,444
| +4% | +$209K |
|
230
Vanguard Industrials ETF
VIS
$8.39B
| $4.4M | 0.06% |
39,863
+29,354
| +279% | +$4.16M |
|
231
Kinder Morgan
KMI
$68.7B
| $4.29M | 0.06% |
308,468
-341,911
| -53% | -$6.51M |
|
232
Camden Property Trust
CPT
$11.3B
| $4.24M | 0.06% |
53,476
+42,611
| +392% | +$4.43M |
|
233
Vanguard Consumer Staples ETF
VDC
$7.99B
| $4.22M | 0.06% |
30,648
+18,853
| +160% | +$2.91M |
|
234
Lowe's Companies
LOW
$125B
| $4.22M | 0.06% |
49,024
+6,877
| +16% | +$751K |
|
235
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
| $4.18M | 0.05% |
93,712
+47,992
| +105% | +$2.64M |
|
236
Tesla
TSLA
$1.3T
| $4.17M | 0.05% |
119,400
+97,515
| +446% | +$4.04M |
|
237
Vanguard Morningstar Growth ETF
VUG
$231B
| $4.13M | 0.05% |
158,196
+20,418
| +15% | +$612K |
|
238
Crown Castle
CCI
$32.2B
| $4.08M | 0.05% |
28,239
+5,493
| +24% | +$819K |
|
239
Dover
DOV
$28.4B
| $4.04M | 0.05% |
48,121
+11,930
| +33% | +$1.26M |
|
240
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
| $3.97M | 0.05% |
15,106
+9,106
| +152% | +$3.09M |
|
241
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
| $3.96M | 0.05% |
44,749
-54,313
| -55% | -$5.28M |
|
242
Mistras Group
MG
$512M
| $3.92M | 0.05% |
919,532
-22,154
| -2% | -$202K |
|
243
Baxter International
BAX
$14.2B
| $3.89M | 0.05% |
47,901
+23,084
| +93% | +$1.99M |
|
244
Vanguard Total Bond Market
BND
$158B
| $3.81M | 0.05% |
44,702
+1,696
| +4% | +$144K |
|
245
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
| $3.81M | 0.05% |
38,516
+22,678
| +143% | +$2.29M |
|
246
Citigroup
C
$226B
| $3.76M | 0.05% |
89,324
+2,567
| +3% | +$172K |
|
|
RDS.A
247
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
| $3.73M | 0.05% |
106,875
+4,069
| +4% | +$190K |
|
|
BSCK
248
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
| $3.71M | 0.05% |
176,613
+25,849
| +17% | +$547K |
|
249
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.77B
| $3.7M | 0.05% |
62,000
+61,000
| +6,100% | +$4.18M |
|
250
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.22B
| $3.64M | 0.05% |
292,246
+260,246
| +813% | +$3.6M |
|
Similar funds
NAMI
Rockefeller Capital Management's Q1 2020 Portfolio in Review
As of Q1 2020, Rockefeller Capital Management held 2,570 positions worth $7.62B, down 5% from $8.02B the previous quarter. Its ten largest holdings account for 29% of the portfolio.
Rockefeller Capital Management deployed $1.41B of net new capital in Q1 2020, opening 480 new positions and adding to 996 existing holdings. Its largest new stake was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Healthcare and Communication Services.
On the sell side, the largest reduction was Southwest Airlines, an estimated $166M trimmed.
- Rockefeller Capital Management's largest Q1 2020 buy was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
- Rockefeller Capital Management added most to Apple in Q1 2020, an estimated $276M increase.
- Rockefeller Capital Management's biggest Q1 2020 reduction was Southwest Airlines, cutting an estimated $166M.
- Rockefeller Capital Management fully exited Norwegian Cruise Line in Q1 2020, selling an estimated $9.43M.
- Rockefeller Capital Management's ten largest holdings make up 29% of its $7.62B portfolio in Q1 2020.
- Rockefeller Capital Management opened 480 new positions and closed 143 in Q1 2020.
- Rockefeller Capital Management's portfolio value fell 5% quarter-over-quarter to $7.62B.
Based on Rockefeller Capital Management's 13F filing for Q1 2020, filed 12 May 2020.