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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+8.49%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$8.02B
AUM Growth
+$650M
(+8.8%)
Cap. Flow
+$77.3M
Cap. Flow
% of AUM
0.96%
Top 10 Holdings %
Top 10 Hldgs %
26.33%
Holding
2,317
New
388
Increased
843
Reduced
473
Closed
226
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Aflac
AFL
|
+$91M |
| 2 |
Allstate
ALL
|
+$38.3M |
| 3 |
WBA
Walgreens Boots Alliance
WBA
|
+$34M |
| 4 |
CHL
China Mobile Limited
CHL
|
+$31M |
| 5 |
Ionis Pharmaceuticals
IONS
|
+$29M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
United Airlines
UAL
|
+$72.5M |
| 2 |
Reinsurance Group of America
RGA
|
+$50.4M |
| 3 |
Progressive
PGR
|
+$45M |
| 4 |
Plains GP Holdings
PAGP
|
+$43.7M |
| 5 |
EOG Resources
EOG
|
+$38.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 17.53% |
| 2 | Financials | 15.11% |
| 3 | Technology | 12.37% |
| 4 | Communication Services | 11.95% |
| 5 | Consumer Discretionary | 8.94% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
226
Vanguard Morningstar Value ETF
VTV
$188B
| $4.8M | 0.06% |
40,039
+31,508
| +369% | +$3.64M |
|
227
Starwood Property Trust
STWD
$5.95B
| $4.8M | 0.06% |
193,004
+186,871
| +3,047% | +$4.57M |
|
228
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
| $4.78M | 0.06% |
37,998
-82,309
| -68% | -$10.4M |
|
229
iShares MSCI Pacific ex Japan ETF
EPP
$2.22B
| $4.76M | 0.06% |
102,772
-13,029
| -11% | -$596K |
|
230
Vanguard Financials ETF
VFH
$13.6B
| $4.58M | 0.06% |
60,027
+32,643
| +119% | +$2.38M |
|
231
ING
ING
$100B
| $4.57M | 0.06% |
379,154
+22,619
| +6% | +$259K |
|
232
Zoetis
ZTS
$33.5B
| $4.54M | 0.06% |
34,278
-4,685
| -12% | -$582K |
|
233
iShares Currency Hedged MSCI Japan ETF
HEWJ
$703M
| $4.21M | 0.05% |
127,681
-34,917
| -21% | -$1.14M |
|
234
Diageo
DEO
$49.9B
| $4.19M | 0.05% |
24,882
+1,601
| +7% | +$260K |
|
235
Vanguard Morningstar Growth ETF
VUG
$222B
| $4.18M | 0.05% |
137,778
+90,048
| +189% | +$2.6M |
|
236
Vanguard Communication Services ETF
VOX
$5.66B
| $4.18M | 0.05% |
44,470
+3,878
| +10% | +$351K |
|
237
Dover
DOV
$27.6B
| $4.17M | 0.05% |
36,191
-19,996
| -36% | -$2.14M |
|
238
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.2B
| $4M | 0.05% |
20,109
+7,723
| +62% | +$1.47M |
|
239
Sherwin-Williams
SHW
$85.1B
| $3.96M | 0.05% |
20,358
-882
| -4% | -$168K |
|
240
Dow Inc
DOW
$21.6B
| $3.94M | 0.05% |
72,100
+36,688
| +104% | +$1.9M |
|
|
241
Plains GP Holdings
PAGP
$5.15B
| $3.94M | 0.05% |
207,995
-2,327,467
| -92% | -$43.7M |
|
242
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.27B
| $3.77M | 0.05% |
38,960
+854
| +2% | +$78.9K |
|
243
Starbucks
SBUX
$122B
| $3.73M | 0.05% |
42,473
+9,694
| +30% | +$827K |
|
244
VF Corp
VFC
$5.92B
| $3.7M | 0.05% |
37,135
+1,366
| +4% | +$122K |
|
245
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
| $3.69M | 0.05% |
42,300
+12,673
| +43% | +$1.11M |
|
246
KraneShares CSI China Internet ETF
KWEB
$5.67B
| $3.62M | 0.05% |
74,414
+6,709
| +10% | +$307K |
|
247
iShares Latin America 40 ETF
ILF
$3.83B
| $3.61M | 0.05% |
106,312
-17,634
| -14% | -$575K |
|
248
Vanguard Total Bond Market
BND
$157B
| $3.61M | 0.05% |
43,006
+219
| +0.5% | +$18.4K |
|
249
Alerian MLP ETF
AMLP
$12.9B
| $3.59M | 0.04% |
84,406
-5,266
| -6% | -$221K |
|
250
Sony
SONY
$133B
| $3.57M | 0.04% |
262,805
-189,940
| -42% | -$2.37M |
|
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Rockefeller Capital Management's Q4 2019 Portfolio in Review
As of Q4 2019, Rockefeller Capital Management held 2,317 positions worth $8.02B, up 8.8% from $7.37B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
Rockefeller Capital Management's Q4 2019 filing shows 388 new, 843 increased, 473 reduced and 226 closed positions. Its largest new stake was TPI Composites: 599,797 shares worth $11.1M. The largest sale was United Airlines, an estimated $72.5M.
By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Financials and Technology.
- Rockefeller Capital Management's largest Q4 2019 buy was TPI Composites: 599,797 shares worth $11.1M.
- Rockefeller Capital Management added most to Aflac in Q4 2019, an estimated $91M increase.
- Rockefeller Capital Management's biggest Q4 2019 reduction was United Airlines, cutting an estimated $72.5M.
- Rockefeller Capital Management fully exited Medidata Solutions, Inc. in Q4 2019, selling an estimated $31.7M.
- Rockefeller Capital Management's ten largest holdings make up 26% of its $8.02B portfolio in Q4 2019.
- Rockefeller Capital Management opened 388 new positions and closed 226 in Q4 2019.
- Rockefeller Capital Management's portfolio value rose 8.8% quarter-over-quarter to $8.02B.
Based on Rockefeller Capital Management's 13F filing for Q4 2019, filed 7 Feb 2020.