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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
(+2.8%)
Cap. Flow
+$264M
Cap. Flow
% of AUM
3.58%
Top 10 Holdings %
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Progressive
PGR
|
+$141M |
| 2 |
CHL
China Mobile Limited
CHL
|
+$85.8M |
| 3 |
Blackrock
BLK
|
+$40.3M |
| 4 |
Deere & Co
DE
|
+$28.7M |
| 5 |
Plains GP Holdings
PAGP
|
+$23.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
JPMorgan Chase
JPM
|
+$169M |
| 2 |
Ross Stores
ROST
|
+$86.3M |
| 3 |
Visa
V
|
+$69.3M |
| 4 |
Biogen
BIIB
|
+$53.4M |
| 5 |
CERN
Cerner Corp
CERN
|
+$45.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 16.92% |
| 2 | Financials | 14.94% |
| 3 | Communication Services | 12.57% |
| 4 | Technology | 11.57% |
| 5 | Industrials | 9.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
226
iShares US Home Construction ETF
ITB
$2.25B
| $3.61M | 0.05% |
83,251
-1,445
| -2% | -$57.9K |
|
227
Philips
PHG
$25.6B
| $3.57M | 0.05% |
97,345
+17,632
| +22% | +$649K |
|
228
Vanguard Communication Services ETF
VOX
$5.78B
| $3.52M | 0.05% |
40,592
+40,587
| +811,740% | +$3.58M |
|
|
NVO
229
Novo Nordisk
NVO
$208B
| $3.4M | 0.05% |
131,732
+73,944
| +128% | +$1.87M |
|
230
State Street SPDR S&P China ETF
GXC
$476M
| $3.4M | 0.05% |
37,670
+10,519
| +39% | +$973K |
|
231
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.37B
| $3.4M | 0.05% |
38,106
+6,606
| +21% | +$596K |
|
|
RTN
232
DELISTED
Raytheon Company
RTN
| $3.38M | 0.05% |
17,239
+11,316
| +191% | +$2.1M |
|
233
United Parcel Service
UPS
$90.8B
| $3.37M | 0.05% |
28,147
+5,532
| +24% | +$633K |
|
234
Northrop Grumman
NOC
$77.9B
| $3.31M | 0.04% |
8,836
+7,907
| +851% | +$2.8M |
|
235
VF Corp
VFC
$5.87B
| $3.18M | 0.04% |
35,769
+17,394
| +95% | +$1.49M |
|
236
State Street Industrial Select Sector SPDR ETF
XLI
$33.3B
| $3.16M | 0.04% |
40,727
+10,828
| +36% | +$831K |
|
237
Canadian National Railway
CNI
$76.1B
| $3.15M | 0.04% |
35,087
+1,564
| +5% | +$144K |
|
|
PXD
238
DELISTED
Pioneer Natural Resource Co.
PXD
| $3.11M | 0.04% |
24,714
+3,157
| +15% | +$418K |
|
239
Burlington
BURL
$23.2B
| $3.1M | 0.04% |
15,519
-1,011
| -6% | -$186K |
|
240
Emerson Electric
EMR
$86.7B
| $3.1M | 0.04% |
46,368
+8,552
| +23% | +$538K |
|
241
Xylem
XYL
$27.8B
| $3.09M | 0.04% |
38,758
+1,257
| +3% | +$98.8K |
|
242
Yum! Brands
YUM
$40.6B
| $2.98M | 0.04% |
26,243
+22,081
| +531% | +$2.52M |
|
243
Starbucks
SBUX
$118B
| $2.9M | 0.04% |
32,779
+2,077
| +7% | +$193K |
|
244
iShares MSCI Japan ETF
EWJ
$22B
| $2.89M | 0.04% |
50,975
+4,404
| +9% | +$241K |
|
|
MRSH
245
Marsh
MRSH
$92B
| $2.88M | 0.04% |
28,789
+372
| +1% | +$37.2K |
|
246
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.8B
| $2.82M | 0.04% |
22,152
+2,696
| +14% | +$340K |
|
247
VanEck Intermediate Muni ETF
ITM
$2.14B
| $2.8M | 0.04% |
55,717
+41,480
| +291% | +$2.09M |
|
248
KraneShares CSI China Internet ETF
KWEB
$5.69B
| $2.8M | 0.04% |
+67,705
| New | +$2.87M |
|
249
KB Financial Group
KB
$42.2B
| $2.77M | 0.04% |
77,504
+52,862
| +215% | +$1.86M |
|
250
iShares US Real Estate ETF
IYR
$4.67B
| $2.74M | 0.04% |
29,294
+13,863
| +90% | +$1.26M |
|
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Rockefeller Capital Management's Q3 2019 Portfolio in Review
As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.
Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.
By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.
On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.
- Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
- Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
- Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
- Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
- Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
- Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
- Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.
Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.