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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-13.79%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$5.71B
AUM Growth
-$882M
(-13%)
Cap. Flow
+$87.1M
Cap. Flow
% of AUM
1.53%
Top 10 Holdings %
Top 10 Hldgs %
29.56%
Holding
945
New
191
Increased
229
Reduced
128
Closed
35
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$39.9M |
| 2 |
Meta Platforms (Facebook)
META
|
+$32.6M |
| 3 |
ONC
BeOne Medicines Ltd
ONC
|
+$27.1M |
| 4 |
Charter Communications
CHTR
|
+$24.8M |
| 5 |
Royal Caribbean
RCL
|
+$23.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SHPG
Shire pic
SHPG
|
+$87M |
| 2 |
Nike
NKE
|
+$76.2M |
| 3 |
TSMC
TSM
|
+$49.6M |
| 4 |
United Airlines
UAL
|
+$32M |
| 5 |
American Water Works
AWK
|
+$30.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 21.35% |
| 2 | Financials | 17.15% |
| 3 | Communication Services | 12.3% |
| 4 | Consumer Discretionary | 11.48% |
| 5 | Technology | 9.5% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
226
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
| $1.2M | 0.02% |
+11,584
| New | +$1.21M |
|
227
American Tower
AMT
$81.2B
| $1.2M | 0.02% |
7,589
| – | – |
|
228
Plains All American Pipeline
PAA
$17.1B
| $1.14M | 0.02% |
57,036
+2,350
| +4% | +$53.6K |
|
229
Occidental Petroleum
OXY
$54.8B
| $1.14M | 0.02% |
18,515
+9,947
| +116% | +$699K |
|
230
iShares Core S&P Small-Cap ETF
IJR
$111B
| $1.13M | 0.02% |
16,346
+5,518
| +51% | +$426K |
|
231
Verizon
VZ
$198B
| $1.12M | 0.02% |
19,964
+9,753
| +96% | +$553K |
|
232
Estee Lauder
EL
$31.3B
| $1.12M | 0.02% |
8,601
| – | – |
|
233
A.O. Smith
AOS
$8.27B
| $1.12M | 0.02% |
26,165
-34,630
| -57% | -$1.59M |
|
234
KB Financial Group
KB
$41.7B
| $1.11M | 0.02% |
26,377
+10,297
| +64% | +$450K |
|
235
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.2B
| $1.1M | 0.02% |
+7,314
| New | +$1.21M |
|
236
Essential Utilities
WTRG
$11.4B
| $1.1M | 0.02% |
32,140
+4,217
| +15% | +$146K |
|
237
Bank of America
BAC
$436B
| $1.09M | 0.02% |
44,377
+5,766
| +15% | +$156K |
|
238
Alerian MLP ETF
AMLP
$12.9B
| $1.08M | 0.02% |
+24,839
| New | +$1.22M |
|
|
ALXN
239
DELISTED
Alexion Pharmaceuticals
ALXN
| $1.07M | 0.02% |
10,987
+425
| +4% | +$50.2K |
|
240
HDFC Bank
HDB
$124B
| $1.06M | 0.02% |
41,036
+276
| +0.7% | +$6.52K |
|
241
Cheniere Energy
LNG
$54.1B
| $1.06M | 0.02% |
17,966
| – | – |
|
242
MPLX
MPLX
$59.1B
| $1.06M | 0.02% |
35,096
+33,756
| +2,519% | +$1.13M |
|
243
iShares Gold Trust
IAU
$62.6B
| $1.06M | 0.02% |
43,212
-1,750
| -4% | -$41.2K |
|
244
iShares MSCI Mexico ETF
EWW
$1.97B
| $1.06M | 0.02% |
+25,746
| New | +$1.12M |
|
245
US Bancorp
USB
$98.9B
| $1.06M | 0.02% |
23,113
+1,055
| +5% | +$54.3K |
|
246
Coca-Cola
KO
$376B
| $1.05M | 0.02% |
22,174
+3,820
| +21% | +$183K |
|
247
Baidu
BIDU
$38.3B
| $1.02M | 0.02% |
6,461
-609
| -9% | -$114K |
|
248
Incyte
INCY
$24.3B
| $1.02M | 0.02% |
+15,999
| New | +$1.04M |
|
249
Nokia
NOK
$50B
| $1.01M | 0.02% |
+173,070
| New | +$971K |
|
250
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
| $999K | 0.02% |
3,300
| – | – |
|
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Rockefeller Capital Management's Q4 2018 Portfolio in Review
As of Q4 2018, Rockefeller Capital Management held 945 positions worth $5.71B, down 13% from $6.59B the previous quarter. Its ten largest holdings account for 30% of the portfolio.
Rockefeller Capital Management's Q4 2018 filing shows 191 new, 229 increased, 128 reduced and 35 closed positions. Its largest new stake was iShares US Regional Banks ETF: 503,053 shares worth $20M. The largest sale was Shire pic, an estimated $87M.
By sector, the portfolio is most concentrated in Healthcare at 21% of assets, down from 22% a quarter earlier, followed by Financials and Communication Services.
- Rockefeller Capital Management's largest Q4 2018 buy was iShares US Regional Banks ETF: 503,053 shares worth $20M.
- Rockefeller Capital Management added most to Amazon in Q4 2018, an estimated $39.9M increase.
- Rockefeller Capital Management's biggest Q4 2018 reduction was Shire pic, cutting an estimated $87M.
- Rockefeller Capital Management fully exited Express Scripts Holding Company in Q4 2018, selling an estimated $1.9M.
- Rockefeller Capital Management's ten largest holdings make up 30% of its $5.71B portfolio in Q4 2018.
- Rockefeller Capital Management opened 191 new positions and closed 35 in Q4 2018.
- Rockefeller Capital Management's portfolio value fell 13% quarter-over-quarter to $5.71B.
Based on Rockefeller Capital Management's 13F filing for Q4 2018, filed 12 Feb 2019.