Prelude Capital Management’s Caterpillar CAT Stock Holding History

Prelude Capital Management’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q1	–	Sell	-1,500	Closed	-$544K	–	1222
2024 Q4	$544K	Buy	+1,500	New	+$582K	0.03%	569
2024 Q2	–	Sell	-1,400	Closed	-$513K	–	1242
2024 Q1	$513K	Hold	1,400	–	–	0.03%	624
2023 Q4	$414K	Buy	1,400 +400	+40%	+$104K	0.03%	600
2023 Q3	$273K	Buy	+1,000	New	+$271K	0.02%	726
2023 Q1	–	Sell	-1,800	Closed	-$431K	–	1205
2022 Q4	$431K	Buy	+1,800	New	+$392K	0.02%	629
2022 Q3	–	Sell	-1,600	Closed	-$286K	–	1603
2022 Q2	$286K	Hold	1,600	–	–	0.01%	1085
2022 Q1	$357K	Sell	1,600 -500	-24%	-$105K	0.01%	1003
2021 Q4	$434K	Buy	2,100 +400	+24%	+$80.5K	0.01%	1101
2021 Q3	$326K	Sell	1,700 -1,100	-39%	-$229K	0.01%	1097
2021 Q2	$504K	Buy	2,800 +1,000	+56%	+$231K	0.02%	939
2021 Q1	$417K	Sell	1,800 -400	-18%	-$82.8K	0.01%	983
2020 Q4	$400K	Buy	+2,200	New	+$373K	0.01%	799
2020 Q1	–	Sell	-9,300	Closed	-$1.37M	–	1484
2019 Q4	$1.37M	Buy	9,300 +3,200	+52%	+$447K	0.05%	297
2019 Q3	$770K	Buy	+6,100	New	+$775K	0.03%	412
2019 Q2	–	Sell	-12,500	Closed	-$1.69M	–	1712
2019 Q1	$1.69M	Buy	12,500 +12,200	+4,067%	+$1.62M	0.1%	219
2018 Q4	$38K	Buy	+300	New	+$39K	﹤0.01%	1167
2017 Q3	–	Sell	-2,000	Closed	-$215K	–	1641
2017 Q2	$215K	Buy	+2,000	New	+$203K	0.02%	553
2016 Q2	–	Sell	-24,000	Closed	-$1.84M	–	1589
2016 Q1	$1.84M	Buy	+24,000	New	+$1.61M	0.26%	98
2014 Q2	–	Sell	-1,500	Closed	-$149K	–	1931
2014 Q1	$149K	Buy	+1,500	New	+$141K	0.02%	842

Other funds holding CAT

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

VCM

Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

VPM

Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Prelude Capital Management's CAT Position: Q1 2026 in Review

Prelude Capital Management reduced its Caterpillar (CAT) stake by 4.1% in Q1 2026, selling an estimated $24.2K and leaving 813 shares worth $576K. The position accounts for 0.04% of the portfolio, ranked #455.

Prelude Capital Management first reported a position in CAT in Q2 2013 and has held it in 26 quarters since. The position peaked at $5.95M in Q1 2023. 3,733 funds tracked by Wall St. Rank hold CAT as of Q1 2026.

Prelude Capital Management held 813 shares of Caterpillar worth $576K as of Q1 2026.
Prelude Capital Management sold 35 Caterpillar shares in Q1 2026, an estimated $24.2K.
Caterpillar made up 0.04% of Prelude Capital Management's portfolio in Q1 2026, its #455 holding.
Prelude Capital Management first reported a position in Caterpillar in Q2 2013 and has held it in 26 quarters since.
Prelude Capital Management's Caterpillar position peaked at $5.95M in Q1 2023.
3,733 funds tracked by Wall St. Rank held Caterpillar as of Q1 2026.

Based on Prelude Capital Management's 13F filing for Q1 2026, filed 15 May 2026.