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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+3.12%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$117M
AUM Growth
-$92.3M
Cap. Flow
-$104M
Cap. Flow %
-89.64%
Top 10 Hldgs %
65.26%
Holding
155
New
62
Increased
25
Reduced
17
Closed
50

Top Buys

Rank Stock Value
1
PHYS icon
Sprott Physical Gold
PHYS
+$14.1M
2
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$10.8M
3
EXEEW
Expand Energy Corp Class A Warrants
EXEEW
+$7.94M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$3.39M
5
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$3.13M

Top Sells

Rank Stock Value
1
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$125M
2
PSLV icon
Sprott Physical Silver Trust
PSLV
+$10.1M
3
BND icon
Vanguard Total Bond Market
BND
+$6.93M
4
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$4.34M
5
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$2.47M

Sector Composition

Rank Sector Weight
1 Financials 9.63%
2 Communication Services 5.34%
3 Healthcare 2.28%
4 Technology 1.53%
5 Industrials 1.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PUCK
101
DELISTED
Goal Acquisitions Corp. Common Stock
PUCK
$212K 0.18%
21,608
+416
+2% +$4.09K
PSAG
102
DELISTED
Property Solutions Acquisition Corporation II Class A Common Stock
PSAG
$212K 0.18%
+21,628
New +$212K
KSI
103
DELISTED
Kadem Sustainable Impact Corporation Class A common stock
KSI
$211K 0.18%
+21,549
New +$212K
WINV
104
DELISTED
WinVest Acquisition Corp. Common Stock
WINV
$204K 0.18%
+20,459
New +$204K
AVHI
105
DELISTED
Achari Ventures Holdings Corp I
AVHI
$201K 0.17%
+20,017
New +$200K
ARDC
106
Are Dynamic Credit Allocation Fund
ARDC
$297M
– –
-36,989
Closed -$451K
BIT icon
107
BlackRock Multi-Sector Income Trust
BIT
$698M
– –
-17,457
Closed -$248K
BLW icon
108
BlackRock Limited Duration Income Trust
BLW
$490M
– –
-17,522
Closed -$221K
BND icon
109
Vanguard Total Bond Market
BND
$157B
– –
-92,136
Closed -$6.93M
BTT icon
110
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
– –
-18,163
Closed -$402K
BXMX
111
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
– –
-18,741
Closed -$231K
CEF icon
112
Sprott Physical Gold and Silver Trust
CEF
$7.4B
– –
-37,820
Closed -$636K
EAD
113
Allspring Income Opportunities Fund
EAD
$372M
– –
-68,766
Closed -$446K
EUDA icon
114
EUDA Health Holdings
EUDA
$57.8M
– –
-1,393
Closed -$275K
FOXO
115
DELISTED
FOXO TECHNOLOGIES INC A
FOXO
– –
-255
Closed -$509K
KIO
116
KKR Income Opportunities Fund
KIO
$451M
– –
-38,858
Closed -$452K
KITT icon
117
Nauticus Robotics
KITT
$5.97M
– –
-11
Closed -$295K
MLGO
118
MicroAlgo
MLGO
$44.5M
– –
-11
Closed -$692K
NEA icon
119
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
– –
-45,844
Closed -$538K
NKX icon
120
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$646M
– –
-26,198
Closed -$337K
NRK icon
121
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$901M
– –
-25,511
Closed -$281K
ONMD icon
122
OneMedNet
ONMD
$41M
– –
-48,820
Closed -$500K
PSLV icon
123
Sprott Physical Silver Trust
PSLV
$12B
– –
-1,469,516
Closed -$10.1M
SPAB icon
124
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.76B
– –
-37,648
Closed -$992K
UA icon
125
Under Armour Class C
UA
$2.77B
– –
-39,409
Closed -$298K
3 4
5
6 7

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AFG
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KCMRT
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LAM
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BFA
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CWAG
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PFG
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FNBOSM
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SAM
Silverhawk Asset Management Scottsdale, Arizona $122M AUM 10.95% 1-Year Est. Return

OTA Financial Group's Q3 2022 Portfolio in Review

As of Q3 2022, OTA Financial Group held 155 positions worth $117M, down 44% from $209M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

OTA Financial Group withdrew a net $104M in Q3 2022, closing 50 positions and reducing 17 holdings. Its most notable exit was Sprott Physical Silver Trust, an estimated $10.1M position sold in full.

By sector, the portfolio is most concentrated in Financials at 9.6% of assets, up from 6.6% a quarter earlier, followed by Communication Services and Healthcare.

Against the trend, OTA Financial Group opened a new position in Expand Energy Corp Class B Warrants worth $11.6M.

  • OTA Financial Group's largest Q3 2022 buy was Expand Energy Corp Class B Warrants: 146,213 shares worth $11.6M.
  • OTA Financial Group added most to Sprott Physical Gold in Q3 2022, an estimated $14.1M increase.
  • OTA Financial Group's biggest Q3 2022 reduction was Occidental Petroleum Corp Warrants, cutting an estimated $125M.
  • OTA Financial Group fully exited Sprott Physical Silver Trust in Q3 2022, selling an estimated $10.1M.
  • OTA Financial Group's ten largest holdings make up 65% of its $117M portfolio in Q3 2022.
  • OTA Financial Group opened 62 new positions and closed 50 in Q3 2022.
  • OTA Financial Group's portfolio value fell 44% quarter-over-quarter to $117M.

Based on OTA Financial Group's 13F filing for Q3 2022, filed 17 Oct 2022.