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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+3.12%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$178K
AUM Growth
-$217M
Cap. Flow
-$58M
Cap. Flow %
-32,518%
Top 10 Hldgs %
72.74%
Holding
124
New
46
Increased
10
Reduced
11
Closed
53

Top Buys

Rank Stock Value
1
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$11.4M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$5.37M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$4.5M
4
SLV icon
iShares Silver Trust
SLV
+$3.64M
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$2.48M

Top Sells

Rank Stock Value
1
NWSA
NEWS CORPORATION CL-A
NWSA
+$11.6M
2
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$7.92M
3
PHYS icon
Sprott Physical Gold
PHYS
+$6.86M
4
NWS
THE NEWS CORPORATION LTD CL-B
NWS
+$6.02M
5
FXY icon
Invesco CurrencyShares Japanese Yen Trust
FXY
+$5.85M

Sector Composition

Rank Sector Weight
1 Energy 3.88%
2 Financials 1.62%
3 Real Estate 1.27%
4 Materials 1.06%
5 Communication Services 0.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ODP
101
DELISTED
ODP
ODP
– –
-15,745
Closed -$609K
SCHE icon
102
Schwab Emerging Markets Equity ETF
SCHE
$12.3B
– –
-18,021
Closed -$420K
SCZ icon
103
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.2B
– –
-10,004
Closed -$419K
VKQ icon
104
Invesco Municipal Trust
VKQ
$541M
– –
-22,607
Closed -$285K
WELL icon
105
Welltower
WELL
$172B
– –
-13,277
Closed -$889K
HYLD
106
DELISTED
High Yield ETF
HYLD
– –
-33,742
Closed -$1.68M
VTA
107
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
– –
-51,580
Closed -$674K
TI.A
108
DELISTED
Telecom Italia 10 Svg
TI.A
– –
-44,906
Closed -$250K
MTB.WS
109
DELISTED
M&T Bank Corporation
MTB.WS
– –
-10,764
Closed -$407K
VALE.P
110
DELISTED
Vale S A
VALE.P
– –
-35,837
Closed -$435K
OCR.PRB
111
DELISTED
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
– –
-134,483
Closed -$7.92M
KMP
112
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
– –
-20,425
Closed -$1.74M
KMM
113
DELISTED
Deutsche Multi-Market Incm Trust
KMM
– –
-21,992
Closed -$214K
VCBI
114
DELISTED
VIRGINIA COMMERCE BANCORP
VCBI
– –
-31,933
Closed -$445K
AU.PRA
115
DELISTED
ANGLOGOLD ASHANTI HLDGS FIN PLC MNTY SUB BD CONV 2013 (IMN)
AU.PRA
– –
-26,353
Closed -$450K
APA.PRD
116
DELISTED
APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE)
APA.PRD
– –
-97,554
Closed -$4.66M
COV
117
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
– –
-66,299
Closed -$3.69M
NWS
118
DELISTED
THE NEWS CORPORATION LTD CL-B
NWS
– –
-183,408
Closed -$6.02M
NWSA
119
DELISTED
NEWS CORPORATION CL-A
NWSA
– –
-355,264
Closed -$11.6M
1 2 3 4
5

Similar funds

AFG
Affinia Financial Group Burlington, Massachusetts $144M AUM 15.67% 1-Year Est. Return
KCMRT
Kemper Corp Master Retirement Trust Chicago, Illinois $141M AUM 3.25% 1-Year Est. Return
LAM
Lapides Asset Management Greenwich, Connecticut $153M AUM 9.03% 1-Year Est. Return
BFA
BMS Financial Advisors Rapid City, South Dakota $153M AUM 14.47% 1-Year Est. Return
CWAG
Carlsbad Wealth Advisory Group Carlsbad, California $155M AUM
PFG
Piershale Financial Group Barrington, Illinois $157M AUM 7.08% 1-Year Est. Return
FNBOSM
First National Bank of South Miami South Miami, Florida $124M AUM 12.26% 1-Year Est. Return
SAM
Silverhawk Asset Management Scottsdale, Arizona $122M AUM 10.95% 1-Year Est. Return

OTA Financial Group's Q3 2013 Portfolio in Review

As of Q3 2013, OTA Financial Group held 124 positions worth $178K, down 100% from $218M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

OTA Financial Group withdrew a net $58M in Q3 2013, closing 53 positions and reducing 11 holdings. Its most notable exit was NEWS CORPORATION CL-A, an estimated $11.6M position sold in full.

By sector, the portfolio is most concentrated in Energy at 3.9% of assets, up from 1.9% a quarter earlier, followed by Financials and Real Estate.

Against the trend, OTA Financial Group opened a new position in Vanguard FTSE Emerging Markets ETF worth $5.44K.

  • OTA Financial Group's largest Q3 2013 buy was Vanguard FTSE Emerging Markets ETF: 135,653 shares worth $5.44K.
  • OTA Financial Group added most to GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016) in Q3 2013, an estimated $11.4M increase.
  • OTA Financial Group's biggest Q3 2013 reduction was Sprott Physical Gold, cutting an estimated $6.86M.
  • OTA Financial Group fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $11.6M.
  • OTA Financial Group's ten largest holdings make up 73% of its $178K portfolio in Q3 2013.
  • OTA Financial Group opened 46 new positions and closed 53 in Q3 2013.
  • OTA Financial Group's portfolio value fell 100% quarter-over-quarter to $178K.

Based on OTA Financial Group's 13F filing for Q3 2013, filed 12 Nov 2013.