OTA Financial Group’s High Yield ETF HYLD Stock Holding History

OTA Financial Group’s Portfolio HYLD Stock Details HYLD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q3	–	Sell	-33,742	Closed	-$1.68M	–	109
2013 Q2	$1.68M	Buy	+33,742	New	+$1.74M	0.77%	21

Other funds holding HYLD

YMRC

Yorktown Management & Research Company Forest, Virginia $163M AUM 68.53% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

BCM

Bluefin Capital Management New York $156M AUM 18.47% 1-Year Est. Return

Jefferies Group New York $12B AUM 6.2% 1-Year Est. Return

CIBC World Market Toronto, Ontario, Canada $61.3B AUM 39.33% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Baird Milwaukee, Wisconsin $9.78B AUM 11.39% 1-Year Est. Return

OTA Financial Group's HYLD Position: Q3 2013 in Review

OTA Financial Group sold out of High Yield ETF (HYLD) in Q3 2013, closing a stake of 33,742 shares — an estimated $1.68M sold.

OTA Financial Group first reported a position in HYLD in Q2 2013 and held it in 1 quarter. The position peaked at $1.68M in Q2 2013. 36 funds tracked by Wall St. Rank hold HYLD as of Q3 2013.

OTA Financial Group reported no remaining High Yield ETF position as of Q3 2013 after selling out during the quarter.
OTA Financial Group sold 33,742 High Yield ETF shares in Q3 2013, an estimated $1.68M.
OTA Financial Group first reported a position in High Yield ETF in Q2 2013 and held it in 1 quarter.
OTA Financial Group's High Yield ETF position peaked at $1.68M in Q2 2013.
36 funds tracked by Wall St. Rank held High Yield ETF as of Q3 2013.

Based on OTA Financial Group's 13F filing for Q3 2013, filed 12 Nov 2013.