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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+29.77%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$125M
AUM Growth
-$26.1M
Cap. Flow
-$37.3M
Cap. Flow %
-29.79%
Top 10 Hldgs %
68.93%
Holding
98
New
40
Increased
5
Reduced
15
Closed
38

Top Buys

Rank Stock Value
1
PHYS icon
Sprott Physical Gold
PHYS
+$10.5M
2
BND icon
Vanguard Total Bond Market
BND
+$7.61M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$6.05M
4
RIOT icon
Riot Platforms
RIOT
+$5.42M
5
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$3.81M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.1M
2
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$11.9M
3
LBRDK icon
Liberty Broadband Class C
LBRDK
+$10.7M
4
UA icon
Under Armour Class C
UA
+$5.8M
5
TCF
TCF Financial Corporation Common Stock
TCF
+$5.44M

Sector Composition

Rank Sector Weight
1 Communication Services 34.59%
2 Financials 17.56%
3 Healthcare 3.95%
4 Consumer Discretionary 3.55%
5 Energy 3.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SKIL icon
76
Skillsoft
SKIL
$63.7M
– –
-5,885
Closed -$1.22M
SPIB icon
77
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
– –
-25,832
Closed -$960K
SPRU icon
78
Spruce Power Holding Corp
SPRU
$35.8M
– –
-3,861
Closed -$733K
SPSB icon
79
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
– –
-38,175
Closed -$1.2M
TRP icon
80
TC Energy
TRP
$70.2B
– –
-32,097
Closed -$1.31M
UWMC icon
81
UWM Holdings
UWMC
$617M
– –
-240,700
Closed -$3.16M
DNMR
82
DELISTED
Danimer Scientific, Inc.
DNMR
– –
-302
Closed -$284K
LSXMK
83
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
– –
-59,927
Closed -$2.02M
LSXMA
84
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
– –
-100,767
Closed -$3.2M
FEN
85
DELISTED
First Trust Energy Income and Growth Fund
FEN
– –
-81,510
Closed -$872K
FPL
86
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
– –
-119,786
Closed -$511K
GOEV
87
DELISTED
Canoo Inc. Class A Common Stock
GOEV
– –
-120
Closed -$759K
MPLN.WS
88
DELISTED
MultiPlan Corporation Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
MPLN.WS
– –
-437,927
Closed -$656K
VLDRW
89
DELISTED
Velodyne Lidar, Inc. Warrants
VLDRW
– –
-141,298
Closed -$1.22M
UPH
90
DELISTED
UpHealth, Inc.
UPH
– –
-22,050
Closed -$2.41M
PSTH
91
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
– –
-48,705
Closed -$1.35M
AHACU
92
DELISTED
Alpha Healthcare Acquisition Corp Unit
AHACU
– –
-19,529
Closed -$207K
MP.WS
93
DELISTED
MP Materials Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at
MP.WS
– –
-25,778
Closed -$396K
NPAUU
94
DELISTED
New Providence Acquisition Corp. Unit
NPAUU
– –
-101,634
Closed -$1.55M
RMO.WS
95
DELISTED
Romeo Power, Inc. Warrants, each whole warrant exercisable for one share of Common Stock at an exerc
RMO.WS
– –
-26,296
Closed -$245K
CIICU
96
DELISTED
CIIG Merger Corp. Units
CIICU
– –
-12,373
Closed -$397K
UTZ.WS
97
DELISTED
Utz Brands, Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercis
UTZ.WS
– –
-22,872
Closed -$240K
IPOC.U
98
DELISTED
Social Capital Hedosophia Holdings Corp. III Units, each consisting of one Class A ordinary share an
IPOC.U
– –
-43,849
Closed -$789K
1 2 3
4

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PFG
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FNBOSM
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SAM
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OTA Financial Group's Q1 2021 Portfolio in Review

As of Q1 2021, OTA Financial Group held 98 positions worth $125M, down 17% from $151M the previous quarter. Its ten largest holdings account for 69% of the portfolio.

OTA Financial Group withdrew a net $37.3M in Q1 2021, closing 38 positions and reducing 15 holdings. Its most notable exit was iShares Core US Aggregate Bond ETF, an estimated $29.1M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 35% of assets, up from 26% a quarter earlier, followed by Financials and Healthcare.

Against the trend, OTA Financial Group opened a new position in Sprott Physical Gold worth $9.95M.

  • OTA Financial Group's largest Q1 2021 buy was Sprott Physical Gold: 741,662 shares worth $9.95M.
  • OTA Financial Group added most to Alphabet (Google) Class C in Q1 2021, an estimated $6.05M increase.
  • OTA Financial Group's biggest Q1 2021 reduction was Under Armour Class C, cutting an estimated $5.8M.
  • OTA Financial Group fully exited iShares Core US Aggregate Bond ETF in Q1 2021, selling an estimated $29.1M.
  • OTA Financial Group's ten largest holdings make up 69% of its $125M portfolio in Q1 2021.
  • OTA Financial Group opened 40 new positions and closed 38 in Q1 2021.
  • OTA Financial Group's portfolio value fell 17% quarter-over-quarter to $125M.

Based on OTA Financial Group's 13F filing for Q1 2021, filed 14 Apr 2021.