OTA Financial Group’s First Trust Energy Income and Growth Fund FEN Stock Holding History

OTA Financial Group’s Portfolio FEN Stock Details FEN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-81,510	Closed	-$872K	–	85
2020 Q4	$872K	Buy	81,510 +49,160	+152%	+$509K	0.58%	32
2020 Q3	$293K	Buy	+32,350	New	+$322K	0.27%	44
2017 Q1	–	Sell	-11,105	Closed	-$294K	–	84
2016 Q4	$294K	Sell	11,105 -8,511	-43%	-$218K	0.15%	45
2016 Q3	$531K	Buy	19,616 +8,169	+71%	+$209K	0.48%	31
2016 Q2	$291K	Sell	11,447 -2,863	-20%	-$68.8K	0.22%	54
2016 Q1	$330K	Buy	+14,310	New	+$305K	0.57%	42
2015 Q2	–	Sell	-10,907	Closed	-$373K	–	94
2015 Q1	$373K	Buy	+10,907	New	+$383K	0.2%	49

Other funds holding FEN

CBA

Coastal Bridge Advisors Westport, Connecticut $1.41B AUM 24.15% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return

SFS

Sowell Financial Services North Little Rock, Arkansas $2.7B AUM 22.62% 1-Year Est. Return

KWM

Kingsview Wealth Management Grants Pass, Oregon $7.33B AUM 16.07% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

OTA Financial Group's FEN Position: Q1 2021 in Review

OTA Financial Group sold out of First Trust Energy Income and Growth Fund (FEN) in Q1 2021, closing a stake of 81,510 shares — an estimated $872K sold.

OTA Financial Group first reported a position in FEN in Q1 2015 and held it in 7 quarters. The position peaked at $872K in Q4 2020. 64 funds tracked by Wall St. Rank hold FEN as of Q1 2021.

OTA Financial Group reported no remaining First Trust Energy Income and Growth Fund position as of Q1 2021 after selling out during the quarter.
OTA Financial Group sold 81,510 First Trust Energy Income and Growth Fund shares in Q1 2021, an estimated $872K.
OTA Financial Group first reported a position in First Trust Energy Income and Growth Fund in Q1 2015 and held it in 7 quarters.
OTA Financial Group's First Trust Energy Income and Growth Fund position peaked at $872K in Q4 2020.
64 funds tracked by Wall St. Rank held First Trust Energy Income and Growth Fund as of Q1 2021.

Based on OTA Financial Group's 13F filing for Q1 2021, filed 14 Apr 2021.