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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+4.61%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$150M
AUM Growth
+$28.2M
Cap. Flow
+$30.5M
Cap. Flow %
20.39%
Top 10 Hldgs %
73.68%
Holding
83
New
36
Increased
12
Reduced
6
Closed
29

Top Buys

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$20.1M
2
LSXMK
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
+$8.26M
3
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$8.24M
4
CHTR icon
Charter Communications
CHTR
+$7.52M
5
PAA icon
Plains All American Pipeline
PAA
+$5.55M

Top Sells

Rank Stock Value
1
LBRDK icon
Liberty Broadband Class C
LBRDK
+$15.4M
2
PHYS icon
Sprott Physical Gold
PHYS
+$11.5M
3
PSLV icon
Sprott Physical Silver Trust
PSLV
+$5.06M
4
STI
SunTrust Banks, Inc.
STI
+$2.71M
5
AIG.WS
American International Group, Inc.
AIG.WS
+$1.93M

Sector Composition

Rank Sector Weight
1 Communication Services 23.86%
2 Energy 9.67%
3 Technology 2.57%
4 Financials 1.67%
5 Consumer Discretionary 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEX
76
DELISTED
NexTier Oilfield Solutions Inc.
NEX
– –
-42,499
Closed -$257K
DCUE
77
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
– –
-12,577
Closed -$1.33M
CNP.PRB
78
DELISTED
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
– –
-25,093
Closed -$1.31M
BPYU
79
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
– –
-14,466
Closed -$294K
DSE
80
DELISTED
Duff & Phelps Select MLP and Midstream Energy Fund Inc.
DSE
– –
-7,750
Closed -$351K
STI
81
DELISTED
SunTrust Banks, Inc.
STI
– –
-39,345
Closed -$2.71M
VIAB
82
DELISTED
Viacom Inc. Class B
VIAB
– –
-78,060
Closed -$1.88M
NRCG.WS
83
DELISTED
NRC Group Holdings Corp.
NRCG.WS
– –
-322,464
Closed -$761K
1 2 3
4

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LAM
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BFA
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CWAG
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PFG
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FNBOSM
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OTA Financial Group's Q4 2019 Portfolio in Review

As of Q4 2019, OTA Financial Group held 83 positions worth $150M, up 23% from $121M the previous quarter. Its ten largest holdings account for 74% of the portfolio.

OTA Financial Group deployed $30.5M of net new capital in Q4 2019, opening 36 new positions and adding to 12 existing holdings. Its largest new stake was Alphabet (Google) Class C: 311,880 shares worth $20.8M.

By sector, the portfolio is most concentrated in Communication Services at 24% of assets, up from 15% a quarter earlier, followed by Energy and Technology.

On the sell side, the largest reduction was Sprott Physical Gold, an estimated $11.5M trimmed.

  • OTA Financial Group's largest Q4 2019 buy was Alphabet (Google) Class C: 311,880 shares worth $20.8M.
  • OTA Financial Group added most to Liberty Media Corporation Series C Liberty SiriusXM Common Stock in Q4 2019, an estimated $8.26M increase.
  • OTA Financial Group's biggest Q4 2019 reduction was Sprott Physical Gold, cutting an estimated $11.5M.
  • OTA Financial Group fully exited Liberty Broadband Class C in Q4 2019, selling an estimated $15.4M.
  • OTA Financial Group's ten largest holdings make up 74% of its $150M portfolio in Q4 2019.
  • OTA Financial Group opened 36 new positions and closed 29 in Q4 2019.
  • OTA Financial Group's portfolio value rose 23% quarter-over-quarter to $150M.

Based on OTA Financial Group's 13F filing for Q4 2019, filed 21 Jan 2020.