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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$141M
AUM Growth
+$65.9M
Cap. Flow
+$64.8M
Cap. Flow %
45.86%
Top 10 Hldgs %
58.93%
Holding
110
New
49
Increased
13
Reduced
13
Closed
35

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.7M
2
NEE.PRO
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
+$10.6M
3
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
+$7.31M
4
DTV
DIRECTV COM STK (DE)
DTV
+$4.29M
5
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$3.74M

Top Sells

Rank Stock Value
1
GM icon
General Motors
GM
+$3.86M
2
PHYS icon
Sprott Physical Gold
PHYS
+$3.78M
3
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$2.65M
4
T icon
AT&T
T
+$2.31M
5
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$2.13M

Sector Composition

Rank Sector Weight
1 Communication Services 4.89%
2 Energy 4.76%
3 Technology 4%
4 Healthcare 1.77%
5 Utilities 1.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAF
51
Morgan Stanley China A Share Fund
CAF
$334M
$481K 0.34%
+15,850
New +$413K
OHI icon
52
Omega Healthcare
OHI
$15.3B
$479K 0.34%
+12,279
New +$465K
FXI icon
53
iShares China Large-Cap ETF
FXI
$4.22B
$455K 0.32%
10,938
-5,928
-35% -$234K
SIRI icon
54
SiriusXM
SIRI
$10.5B
$454K 0.32%
+12,996
New +$447K
DSU icon
55
BlackRock Debt Strategies Fund
DSU
$591M
$444K 0.31%
+39,838
New +$448K
CHI
56
Calamos Convertible Opportunities and Income Fund
CHI
$1.01B
$440K 0.31%
+34,335
New +$457K
TFI icon
57
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.06B
$428K 0.3%
+8,878
New +$428K
ETW
58
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.02B
$415K 0.29%
37,704
-20,116
-35% -$238K
NRK icon
59
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$904M
$415K 0.29%
+32,174
New +$417K
IDX icon
60
VanEck Indonesia Index ETF
IDX
$31.5M
$410K 0.29%
16,911
-9,659
-36% -$238K
NFJ
61
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$399K 0.28%
+24,948
New +$428K
PSLV icon
62
Sprott Physical Silver Trust
PSLV
$12B
$380K 0.27%
+61,912
New +$408K
MTCN
63
DELISTED
ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX)
MTCN
$380K 0.27%
21,995
-470
-2% -$9.09K
CII icon
64
BlackRock Enhanced Captial and Income Fund
CII
$984M
$358K 0.25%
+25,633
New +$375K
MUI
65
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$358K 0.25%
+24,900
New +$360K
AA icon
66
Alcoa
AA
$11.6B
$336K 0.24%
+8,874
New +$344K
GOF icon
67
Guggenheim Strategic Opportunities Fund
GOF
$2.22B
$328K 0.23%
+15,717
New +$338K
VALE icon
68
Vale
VALE
$62.9B
$318K 0.23%
+38,991
New +$365K
PHYS icon
69
Sprott Physical Gold
PHYS
$14.7B
$314K 0.22%
32,185
-380,612
-92% -$3.78M
EWJ icon
70
iShares MSCI Japan ETF
EWJ
$21.7B
$288K 0.2%
6,410
-2,002
-24% -$91.9K
FSD
71
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$237K 0.17%
+14,839
New +$247K
JMLP
72
DELISTED
NUVEEN ALL CAP ENERGY MLP OPPORTUNITIES FUND
JMLP
$221K 0.16%
+14,505
New +$243K
BAC icon
73
Bank of America
BAC
$436B
– –
-47,158
Closed -$724K
BHP icon
74
BHP
BHP
$213B
– –
-22,750
Closed -$1.32M
BKD icon
75
Brookdale Senior Living
BKD
$3.69B
– –
-19,856
Closed -$661K
1 2
3
4 5

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AFG
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KCMRT
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LAM
Lapides Asset Management Greenwich, Connecticut $153M AUM 9.03% 1-Year Est. Return
BFA
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CWAG
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PFG
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FNBOSM
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SAM
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OTA Financial Group's Q4 2014 Portfolio in Review

As of Q4 2014, OTA Financial Group held 110 positions worth $141M, up 87% from $75.4M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

OTA Financial Group deployed $64.8M of net new capital in Q4 2014, opening 49 new positions and adding to 13 existing holdings. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 73,200 shares worth $15M.

By sector, the portfolio is most concentrated in Communication Services at 4.9% of assets, down from 12% a quarter earlier, followed by Energy and Technology.

On the sell side, the largest reduction was Sprott Physical Gold, an estimated $3.78M trimmed.

  • OTA Financial Group's largest Q4 2014 buy was State Street SPDR S&P 500 ETF Trust: 73,200 shares worth $15M.
  • OTA Financial Group added most to NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL) in Q4 2014, an estimated $10.6M increase.
  • OTA Financial Group's biggest Q4 2014 reduction was Sprott Physical Gold, cutting an estimated $3.78M.
  • OTA Financial Group fully exited General Motors in Q4 2014, selling an estimated $3.86M.
  • OTA Financial Group's ten largest holdings make up 59% of its $141M portfolio in Q4 2014.
  • OTA Financial Group opened 49 new positions and closed 35 in Q4 2014.
  • OTA Financial Group's portfolio value rose 87% quarter-over-quarter to $141M.

Based on OTA Financial Group's 13F filing for Q4 2014, filed 12 Feb 2015.