OTA Financial Group’s FIRST TRUST HIGH INCOME LONG/SHORT FUND FSD Stock Holding History

OTA Financial Group’s Portfolio FSD Stock Details FSD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-26,740	Closed	-$402K	–	85
2018 Q1	$402K	Buy	+26,740	New	+$429K	0.14%	46
2016 Q4	–	Sell	-21,388	Closed	-$333K	–	73
2016 Q3	$333K	Buy	21,388 +920	+4%	+$14.2K	0.3%	37
2016 Q2	$303K	Buy	+20,468	New	+$301K	0.23%	52
2016 Q1	–	Sell	-26,878	Closed	-$378K	–	73
2015 Q4	$378K	Buy	+26,878	New	+$384K	0.91%	26
2015 Q2	$237K	Buy	+14,839	New	+$241K	0.17%	74
2015 Q1	–	Sell	-14,839	Closed	-$237K	–	92
2014 Q4	$237K	Buy	+14,839	New	+$247K	0.17%	74

Other funds holding FSD

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Camelot Portfolios Maumee, Ohio $143M AUM 14.82% 1-Year Est. Return

CRC

Curi RMB Capital Chicago, Illinois $5.62B AUM 18.93% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

LCM

Landscape Capital Management Englewood, New Jersey $1.58B AUM 26.88% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

OTA Financial Group's FSD Position: Q2 2018 in Review

OTA Financial Group sold out of FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) in Q2 2018, closing a stake of 26,740 shares — an estimated $402K sold.

OTA Financial Group first reported a position in FSD in Q4 2014 and held it in 6 quarters. The position peaked at $402K in Q1 2018. 75 funds tracked by Wall St. Rank hold FSD as of Q2 2018.

OTA Financial Group reported no remaining FIRST TRUST HIGH INCOME LONG/SHORT FUND position as of Q2 2018 after selling out during the quarter.
OTA Financial Group sold 26,740 FIRST TRUST HIGH INCOME LONG/SHORT FUND shares in Q2 2018, an estimated $402K.
OTA Financial Group first reported a position in FIRST TRUST HIGH INCOME LONG/SHORT FUND in Q4 2014 and held it in 6 quarters.
OTA Financial Group's FIRST TRUST HIGH INCOME LONG/SHORT FUND position peaked at $402K in Q1 2018.
75 funds tracked by Wall St. Rank held FIRST TRUST HIGH INCOME LONG/SHORT FUND as of Q2 2018.

Based on OTA Financial Group's 13F filing for Q2 2018, filed 16 Jul 2018.