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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$141M
AUM Growth
+$65.9M
Cap. Flow
+$64.8M
Cap. Flow %
45.86%
Top 10 Hldgs %
58.93%
Holding
110
New
49
Increased
13
Reduced
13
Closed
35

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.7M
2
NEE.PRO
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
+$10.6M
3
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
+$7.31M
4
DTV
DIRECTV COM STK (DE)
DTV
+$4.29M
5
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$3.74M

Top Sells

Rank Stock Value
1
GM icon
General Motors
GM
+$3.86M
2
PHYS icon
Sprott Physical Gold
PHYS
+$3.78M
3
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$2.65M
4
T icon
AT&T
T
+$2.31M
5
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$2.13M

Sector Composition

Rank Sector Weight
1 Communication Services 4.89%
2 Energy 4.76%
3 Technology 4%
4 Healthcare 1.77%
5 Utilities 1.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMOV
26
DELISTED
America Movil SAB de CV
AMOV
$1.07M 0.76%
51,410
+10,971
+27% +$241K
GM.WS.B
27
DELISTED
General Motors Company
GM.WS.B
$1.01M 0.71%
+58,828
New +$850K
GGN
28
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$766M
$938K 0.66%
+134,067
New +$1.06M
LINE
29
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$934K 0.66%
+92,298
New +$1.9M
NHC.PRA
30
DELISTED
NATIONAL HEALTHCARE CORP PFD CONV SER A (DE)
NHC.PRA
$900K 0.64%
57,880
+6,496
+13% +$100K
VGK icon
31
Vanguard FTSE Europe ETF
VGK
$30.1B
$854K 0.6%
16,300
-3,882
-19% -$208K
BTT icon
32
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
$787K 0.56%
+39,184
New +$787K
TMUS icon
33
T-Mobile US
TMUS
$195B
$785K 0.56%
+29,171
New +$806K
AUXL
34
DELISTED
AUXILIUM PHARAMCEUTICALS INC
AUXL
$785K 0.56%
+22,852
New +$745K
WPZ
35
DELISTED
Williams Partners L.P.
WPZ
$774K 0.55%
+15,155
New +$857K
QQQX icon
36
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$769K 0.54%
39,962
+26,932
+207% +$537K
BXMX
37
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$738K 0.52%
+60,954
New +$775K
VVR icon
38
Invesco Senior Income Trust
VVR
$456M
$722K 0.51%
+158,478
New +$732K
ETG
39
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.74B
$720K 0.51%
44,577
+32,865
+281% +$547K
AIG icon
40
American International
AIG
$42.3B
$699K 0.49%
12,487
-17,005
-58% -$912K
PNC.WS
41
DELISTED
PNC Financial Services Group Inc
PNC.WS
$699K 0.49%
+28,022
New +$667K
BTZ icon
42
BlackRock Credit Allocation Income Trust
BTZ
$932M
$677K 0.48%
52,462
+29,060
+124% +$388K
EWT icon
43
iShares MSCI Taiwan ETF
EWT
$9.93B
$660K 0.47%
21,851
+5,839
+36% +$179K
AEF
44
abrdn Emerging Markets Equity Income Fund
AEF
$348M
$617K 0.44%
+83,019
New +$666K
EEP
45
DELISTED
Enbridge Energy Partners
EEP
$615K 0.44%
+15,419
New +$578K
BRW
46
Saba Capital Income & Opportunities Fund
BRW
$333M
$541K 0.38%
+51,016
New +$547K
CTR
47
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$539K 0.38%
+5,046
New +$550K
OILT
48
DELISTED
OILTANKING PARTNERS L P UIT LTD PARTNERSHIP INT (DE)
OILT
$523K 0.37%
+11,249
New +$522K
GDV icon
49
Gabelli Dividend & Income Trust
GDV
$2.62B
$506K 0.36%
23,382
-350
-1% -$7.4K
TI.A
50
DELISTED
Telecom Italia 10 Svg
TI.A
$488K 0.35%
58,824
-15,626
-21% -$134K
1
2
3 4 5

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AFG
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KCMRT
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LAM
Lapides Asset Management Greenwich, Connecticut $153M AUM 9.03% 1-Year Est. Return
BFA
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CWAG
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PFG
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FNBOSM
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SAM
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OTA Financial Group's Q4 2014 Portfolio in Review

As of Q4 2014, OTA Financial Group held 110 positions worth $141M, up 87% from $75.4M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

OTA Financial Group deployed $64.8M of net new capital in Q4 2014, opening 49 new positions and adding to 13 existing holdings. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 73,200 shares worth $15M.

By sector, the portfolio is most concentrated in Communication Services at 4.9% of assets, down from 12% a quarter earlier, followed by Energy and Technology.

On the sell side, the largest reduction was Sprott Physical Gold, an estimated $3.78M trimmed.

  • OTA Financial Group's largest Q4 2014 buy was State Street SPDR S&P 500 ETF Trust: 73,200 shares worth $15M.
  • OTA Financial Group added most to NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL) in Q4 2014, an estimated $10.6M increase.
  • OTA Financial Group's biggest Q4 2014 reduction was Sprott Physical Gold, cutting an estimated $3.78M.
  • OTA Financial Group fully exited General Motors in Q4 2014, selling an estimated $3.86M.
  • OTA Financial Group's ten largest holdings make up 59% of its $141M portfolio in Q4 2014.
  • OTA Financial Group opened 49 new positions and closed 35 in Q4 2014.
  • OTA Financial Group's portfolio value rose 87% quarter-over-quarter to $141M.

Based on OTA Financial Group's 13F filing for Q4 2014, filed 12 Feb 2015.