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NCM

Nantahala Capital Management Portfolio holdings

AUM $2.72B
1-Year Est. Return 121.58%
This Fund
S&P 500
This Quarter Est. Return
+3.46%
1 Year Est. Return
+121.58%
3 Year Est. Return
+308.64%
5 Year Est. Return
+308.9%
10 Year Est. Return
+2,888.73%
AUM
$1.55B
AUM Growth
-$449M
Cap. Flow
-$417M
Cap. Flow %
-27.01%
Top 10 Hldgs %
47.59%
Holding
143
New
19
Increased
20
Reduced
61
Closed
22

Top Buys

Rank Stock Value
1
CASH icon
Pathward Financial
CASH
+$12.3M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$9.39M
3
COST icon
Costco
COST
+$7.88M
4
IDYA icon
IDEAYA Biosciences
IDYA
+$3.29M
5
CDXS icon
Codexis
CDXS
+$3.09M

Top Sells

Rank Stock Value
1
SNDX icon
Syndax Pharmaceuticals
SNDX
+$28.9M
2
LNW
Light & Wonder
LNW
+$20.6M
3
SMLR
Semler Scientific
SMLR
+$10.3M
4
BBQ
BBQ Holdings, Inc. Common Stock
BBQ
+$9.88M
5
IIII
INSU Acquisition Corp. III Class A Common Stock
IIII
+$9.65M

Sector Composition

Rank Sector Weight
1 Healthcare 28.65%
2 Consumer Discretionary 12.74%
3 Industrials 6.25%
4 Communication Services 4.08%
5 Financials 4.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KR icon
126
CALL
Kroger
KR
$34.5B
– –
-50,000
Closed -$2.37M
LLY icon
127
PUT
Eli Lilly
LLY
$1.08T
– –
-350,000
Closed -$113M
LVTX
128
DELISTED
LAVA Therapeutics
LVTX
– –
-322,980
Closed -$953K
SYK icon
129
Stryker
SYK
$134B
– –
-23,000
Closed -$4.58M
SYK icon
130
PUT
Stryker
SYK
$134B
– –
-120,000
Closed -$23.9M
FFAI
131
Faraday Future Intelligent Electric
FFAI
$10.6M
– –
0
– -$910K
FAZEW
132
DELISTED
FaZe Holdings Inc. Warrant
FAZEW
– –
-185,653
Closed -$69K
FAZE
133
DELISTED
FaZe Holdings Inc. Common Stock
FAZE
– –
-297,727
Closed -$2.96M
IMV
134
DELISTED
IMV Inc. Common Shares
IMV
– –
-142,468
Closed -$933K
HERA
135
DELISTED
FTAC Hera Acquisition Corp. Class A Ordinary Shares
HERA
– –
-787,130
Closed -$7.71M
EAR
136
DELISTED
Eargo, Inc. Common Stock
EAR
– –
-51,448
Closed -$774K
IIII
137
DELISTED
INSU Acquisition Corp. III Class A Common Stock
IIII
– –
-980,183
Closed -$9.65M
FVAM
138
DELISTED
5:01 Acquisition Corp
FVAM
– –
-157,044
Closed -$1.55M
BBQ
139
DELISTED
BBQ Holdings, Inc. Common Stock
BBQ
– –
-948,254
Closed -$9.88M
PWPPW
140
DELISTED
Perella Weinberg Partners Warrant
PWPPW
– –
-409,128
Closed -$264K
MILE
141
DELISTED
Metromile, Inc. Common Stock
MILE
– –
-325,002
Closed -$298K
MILEW
142
DELISTED
Metromile, Inc. Warrant
MILEW
– –
-507,460
Closed -$57K
2 3 4 5
6

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Nantahala Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Nantahala Capital Management held 143 positions worth $1.55B, down 23% from $1.99B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Nantahala Capital Management withdrew a net $417M in Q3 2022, closing 22 positions and reducing 61 holdings. Its most notable exit was BBQ Holdings, Inc. Common Stock, an estimated $9.88M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 29% of assets, up from 24% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Nantahala Capital Management opened a new position in IDEAYA Biosciences worth $3.78M.

  • Nantahala Capital Management's largest Q3 2022 buy was IDEAYA Biosciences: 253,480 shares worth $3.78M.
  • Nantahala Capital Management added most to Pathward Financial in Q3 2022, an estimated $12.3M increase.
  • Nantahala Capital Management's biggest Q3 2022 reduction was Syndax Pharmaceuticals, cutting an estimated $28.9M.
  • Nantahala Capital Management fully exited BBQ Holdings, Inc. Common Stock in Q3 2022, selling an estimated $9.88M.
  • Nantahala Capital Management's ten largest holdings make up 48% of its $1.55B portfolio in Q3 2022.
  • Nantahala Capital Management opened 19 new positions and closed 22 in Q3 2022.
  • Nantahala Capital Management's portfolio value fell 23% quarter-over-quarter to $1.55B.

Based on Nantahala Capital Management's 13F filing for Q3 2022, filed 10 Nov 2022.