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NCM

Nantahala Capital Management Portfolio holdings

AUM $2.72B
1-Year Est. Return 121.58%
This Fund
S&P 500
This Quarter Est. Return
-2.79%
1 Year Est. Return
+121.58%
3 Year Est. Return
+308.64%
5 Year Est. Return
+308.9%
10 Year Est. Return
+2,888.73%
AUM
$3.17B
AUM Growth
-$346M
Cap. Flow
-$139M
Cap. Flow %
-4.39%
Top 10 Hldgs %
44.56%
Holding
148
New
26
Increased
24
Reduced
52
Closed
18

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$22.1M
2
SMLR
Semler Scientific
SMLR
+$18.4M
3
TSHA icon
Taysha Gene Therapies
TSHA
+$15.5M
4
FTCV
FinTech Acquisition Corp. V Class A Common Stock
FTCV
+$10.5M
5
IMAX icon
IMAX
IMAX
+$10.4M

Top Sells

Rank Stock Value
1
VG
Vonage Holdings Corporation
VG
+$18.9M
2
LNW
Light & Wonder
LNW
+$15.3M
3
PWP icon
Perella Weinberg Partners
PWP
+$13.7M
4
FTCVU
FinTech Acquisition Corp. V Unit
FTCVU
+$13.1M
5
PAYO icon
Payoneer
PAYO
+$11.2M

Sector Composition

Rank Sector Weight
1 Healthcare 24.07%
2 Consumer Discretionary 8.35%
3 Technology 4.89%
4 Financials 4.19%
5 Communication Services 4.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STRDW
126
DELISTED
Sitio Royalties Corp. Warrant
STRDW
$127K ﹤0.01%
878,022
– –
CYRN
127
DELISTED
CYREN Ltd.
CYRN
$95K ﹤0.01%
7,620
-22,307
-75% -$262K
RGS icon
128
Regis Corp
RGS
$71.5M
$53K ﹤0.01%
+763
New +$100K
ATXI
129
DELISTED
Avenue Therapeutics, Inc. Common Stock
ATXI
$45K ﹤0.01%
27
– –
BKE icon
130
CALL
Buckle
BKE
$2.38B
– –
-400,000
Closed -$19.9M
BOLT icon
131
Bolt Biotherapeutics
BOLT
$7.84M
– –
-2,500
Closed -$773K
CAR icon
132
Avis
CAR
$4.98B
– –
-103,100
Closed -$9.09M
IMA
133
ImageneBio Inc
IMA
$64.2M
– –
-29,138
Closed -$4.91M
IWO icon
134
PUT
iShares Russell 2000 Growth ETF
IWO
$14.9B
– –
-300,000
Closed -$93.5M
MDIA icon
135
Mediaco Holding
MDIA
$82.3M
– –
-103,680
Closed -$373K
MLKN icon
136
CALL
MillerKnoll
MLKN
$1.64B
– –
-500,000
Closed -$23.6M
SIGA icon
137
SIGA Technologies
SIGA
$208M
– –
-49,605
Closed -$312K
TMCWW
138
TMC The Metals Company Warrants
TMCWW
$720K
– –
-802,758
Closed -$1.16M
PAYOW
139
DELISTED
Payoneer Global Inc. Warrant
PAYOW
– –
-333,327
Closed -$790K
FTPAU
140
DELISTED
FTAC Parnassus Acquisition Corp. Unit
FTPAU
– –
-1,000,000
Closed -$10.1M
HERAU
141
DELISTED
FTAC Hera Acquisition Corp. Units
HERAU
– –
-1,000,000
Closed -$10M
FTAAU
142
DELISTED
FTAC Athena Acquisition Corp. Unit
FTAAU
– –
-1,000,000
Closed -$10.2M
IIIIU
143
DELISTED
INSU Acquisition Corp. III Unit
IIIIU
– –
-1,000,000
Closed -$10.1M
FTCVU
144
DELISTED
FinTech Acquisition Corp. V Unit
FTCVU
– –
-1,000,000
Closed -$13.1M
ROCRU
145
DELISTED
Roth CH Acquisition III Co. Unit
ROCRU
– –
-399,006
Closed -$4.11M
SRNG
146
DELISTED
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
– –
-979,358
Closed -$9.75M
HOME
147
DELISTED
At Home Group Inc.
HOME
– –
-285,000
Closed -$10.5M
2 3 4 5
6

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Nantahala Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Nantahala Capital Management held 148 positions worth $3.17B, down 9.8% from $3.52B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Nantahala Capital Management withdrew a net $139M in Q3 2021, closing 18 positions and reducing 52 holdings. Its most notable exit was FinTech Acquisition Corp. V Unit, an estimated $13.1M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 24% of assets, up from 23% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Nantahala Capital Management opened a new position in iShares Russell 2000 ETF worth $21.8M.

  • Nantahala Capital Management's largest Q3 2021 buy was iShares Russell 2000 ETF: 99,593 shares worth $21.8M.
  • Nantahala Capital Management added most to Taysha Gene Therapies in Q3 2021, an estimated $15.5M increase.
  • Nantahala Capital Management's biggest Q3 2021 reduction was Vonage Holdings Corporation, cutting an estimated $18.9M.
  • Nantahala Capital Management fully exited FinTech Acquisition Corp. V Unit in Q3 2021, selling an estimated $13.1M.
  • Nantahala Capital Management's ten largest holdings make up 45% of its $3.17B portfolio in Q3 2021.
  • Nantahala Capital Management opened 26 new positions and closed 18 in Q3 2021.
  • Nantahala Capital Management's portfolio value fell 9.8% quarter-over-quarter to $3.17B.

Based on Nantahala Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.