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NCM

Nantahala Capital Management Portfolio holdings

AUM $2.72B
1-Year Est. Return 121.58%
This Fund
S&P 500
This Quarter Est. Return
+42.28%
1 Year Est. Return
+121.58%
3 Year Est. Return
+308.64%
5 Year Est. Return
+308.9%
10 Year Est. Return
+2,888.73%
AUM
$3.23B
AUM Growth
-$42M
Cap. Flow
-$623M
Cap. Flow %
-19.3%
Top 10 Hldgs %
49.44%
Holding
136
New
22
Increased
36
Reduced
40
Closed
23

Top Buys

Rank Stock Value
1
SPRY icon
ARS Pharmaceuticals
SPRY
+$40.3M
2
SFT
Shift Technologies, Inc. Class A Common Stock
SFT
+$23.7M
3
MILE
Metromile, Inc. Common Stock
MILE
+$22.8M
4
IMAX icon
IMAX
IMAX
+$22.3M
5
KROS icon
Keros Therapeutics
KROS
+$16.2M

Top Sells

Rank Stock Value
1
WRLD icon
World Acceptance Corp
WRLD
+$22.4M
2
VAC icon
Marriott Vacations Worldwide
VAC
+$16.8M
3
INAQU
INSU Acquisition Corp. II Unit
INAQU
+$16.3M
4
FRG
Franchise Group, Inc.
FRG
+$15.2M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$15.1M

Sector Composition

Rank Sector Weight
1 Healthcare 24.66%
2 Consumer Discretionary 8.76%
3 Industrials 6.02%
4 Financials 5.59%
5 Technology 5.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIRX
126
DELISTED
Viracta Therapeutics, Inc. Common Stock
VIRX
– –
-197,615
Closed -$865K
ONCT
127
DELISTED
Oncternal Therapeutics, Inc. Common Stock
ONCT
– –
-60,037
Closed -$2.04M
FRG
128
DELISTED
Franchise Group, Inc.
FRG
– –
-598,334
Closed -$15.2M
AMRS
129
DELISTED
Amyris Inc.
AMRS
– –
-2,531,191
Closed -$7.39M
NEOS
130
DELISTED
Neos Therapeutics, Inc
NEOS
– –
-4,610,000
Closed -$2.44M
INAQU
131
DELISTED
INSU Acquisition Corp. II Unit
INAQU
– –
-1,575,000
Closed -$16.3M
HTZ
132
CALL
DELISTED
Hertz Global Holdings, Inc.
HTZ
– –
-1,300,000
Closed -$1.44M
ARYBU
133
DELISTED
ARYA Sciences Acquisition Corp II Unit
ARYBU
– –
-850,000
Closed -$9.35M
FTACU
134
DELISTED
FinTech Acquisition Corp. III Unit
FTACU
– –
-977,022
Closed -$10.7M
INSUW
135
DELISTED
Insurance Acquisition Corp. Warrant
INSUW
– –
-249,999
Closed -$692K
ONDK
136
DELISTED
On Deck Capital, Inc.
ONDK
– –
-881,197
Closed -$1.41M
2 3 4 5
6

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Nantahala Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Nantahala Capital Management held 136 positions worth $3.23B, down 1.3% from $3.27B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Nantahala Capital Management withdrew a net $623M in Q4 2020, closing 23 positions and reducing 40 holdings. Its most notable exit was World Acceptance Corp, an estimated $22.4M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 25% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Nantahala Capital Management opened a new position in ARS Pharmaceuticals worth $54.4M.

  • Nantahala Capital Management's largest Q4 2020 buy was ARS Pharmaceuticals: 1,206,471 shares worth $54.4M.
  • Nantahala Capital Management added most to Shift Technologies, Inc. Class A Common Stock in Q4 2020, an estimated $23.7M increase.
  • Nantahala Capital Management's biggest Q4 2020 reduction was Marriott Vacations Worldwide, cutting an estimated $16.8M.
  • Nantahala Capital Management fully exited World Acceptance Corp in Q4 2020, selling an estimated $22.4M.
  • Nantahala Capital Management's ten largest holdings make up 49% of its $3.23B portfolio in Q4 2020.
  • Nantahala Capital Management opened 22 new positions and closed 23 in Q4 2020.
  • Nantahala Capital Management's portfolio value fell 1.3% quarter-over-quarter to $3.23B.

Based on Nantahala Capital Management's 13F filing for Q4 2020, filed 16 Feb 2021.