NCM

Nantahala Capital Management Portfolio holdings

AUM $1.68B
1-Year Est. Return 115.06%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+115.06%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.68B
AUM Growth
+$58.5M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
160
New
Increased
Reduced
Closed

Top Buys

1
+$49.8M
2
+$28.8M
3
+$27.8M
4
SLNO icon
Soleno Therapeutics
SLNO
+$24.7M
5
PTON icon
Peloton Interactive
PTON
+$15.7M

Top Sells

1
+$59.5M
2
+$44.1M
3
+$35.3M
4
AMRX icon
Amneal Pharmaceuticals
AMRX
+$20.3M
5
IMAX icon
IMAX
IMAX
+$18.1M

Sector Composition

1 Healthcare 62.18%
2 Consumer Discretionary 15.78%
3 Financials 6.34%
4 Communication Services 5.5%
5 Industrials 2.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KPRX icon
126
Kiora Pharmaceuticals
KPRX
$10.5M
$209K 0.01%
106,156
-50,271
NUVB.WS
127
DELISTED
Nuvation Bio Inc Warrants
NUVB.WS
$207K 0.01%
+626,191
APRE icon
128
Aprea Therapeutics
APRE
$10.6M
$176K 0.01%
205,760
LUCD icon
129
Lucid Diagnostics
LUCD
$186M
$103K 0.01%
94,541
CNTX icon
130
Context Therapeutics
CNTX
$213M
$55.6K ﹤0.01%
37,837
-1,624,113
GFAIW icon
131
Guardforce AI Warrant
GFAIW
$99.6K
$23.1K ﹤0.01%
154,205
PERF.WS
132
DELISTED
Perfect Corp Warrants
PERF.WS
$323 ﹤0.01%
16,075
ANIK icon
133
Anika Therapeutics
ANIK
$207M
– –
-20,961
AQST icon
134
Aquestive Therapeutics
AQST
$497M
– –
-600,000
CYTK icon
135
Cytokinetics
CYTK
$8.14B
– –
-150,000
CZR icon
136
Caesars Entertainment
CZR
$5.68B
– –
-98,879
DCTH icon
137
Delcath Systems
DCTH
$367M
– –
-666,435
DYN icon
138
Dyne Therapeutics
DYN
$3.12B
– –
-702,884
AGIO icon
139
Agios Pharmaceuticals
AGIO
$1.51B
– –
-100,000
ALGN icon
140
Align Technology
ALGN
$13.7B
– –
0
ELDN icon
141
Eledon Pharmaceuticals
ELDN
$272M
– –
-1,141,237
EVOK
142
DELISTED
Evoke Pharma
EVOK
– –
-148,153
EW icon
143
Edwards Lifesciences
EW
$46B
– –
0
GPCR icon
144
Structure Therapeutics
GPCR
$3.33B
– –
-368,553
HOOD icon
145
Robinhood
HOOD
$75.2B
– –
0
KOD icon
146
Kodiak Sciences
KOD
$2.81B
– –
-290,884
KRYS icon
147
Krystal Biotech
KRYS
$7.89B
– –
0
LYV icon
148
Live Nation Entertainment
LYV
$36B
– –
0
PCVX icon
149
Vaxcyte
PCVX
$8.75B
– –
0
RDVT icon
150
Red Violet
RDVT
$538M
– –
-164,339
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