NCM

Nantahala Capital Management Portfolio holdings

AUM $1.41B
1-Year Return 32.9%
This Quarter Return
+11.33%
1 Year Return
+32.9%
3 Year Return
+104.34%
5 Year Return
+145.08%
10 Year Return
+443.66%
AUM
$1.02B
AUM Growth
+$21.8M
Cap. Flow
-$93.3M
Cap. Flow %
-9.14%
Top 10 Hldgs %
46.08%
Holding
137
New
19
Increased
22
Reduced
37
Closed
18

Top Buys

1
PTON icon
Peloton Interactive
PTON
$13.1M
2
TRML icon
Tourmaline Bio
TRML
$6.64M
3
EGRX
Eagle Pharmaceuticals, Inc.
EGRX
$6.6M
4
EHTH icon
eHealth
EHTH
$5.55M
5
CONN
Conn's Inc.
CONN
$4.73M

Top Sells

1
ESTA icon
Establishment Labs
ESTA
$25.7M
2
IWM icon
iShares Russell 2000 ETF
IWM
$19.7M
3
SLNO icon
Soleno Therapeutics
SLNO
$19.1M
4
LXFR icon
Luxfer Holdings
LXFR
$11.7M
5
CYTK icon
Cytokinetics
CYTK
$9.19M

Sector Composition

1 Healthcare 63.23%
2 Consumer Discretionary 13.84%
3 Financials 7.05%
4 Communication Services 5.88%
5 Technology 3.68%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BMTX
101
DELISTED
BM Technologies, Inc.
BMTX
$125K 0.01%
76,034
– –
TACT icon
102
Transact Technologies
TACT
$46.9M
$125K 0.01%
23,930
-4,197
-15% -$22K
XGN icon
103
Exagen
XGN
$219M
$118K 0.01%
74,306
-22,818
-23% -$36.3K
RNLX
104
DELISTED
Renalytix plc American Depositary Shares
RNLX
$101K 0.01%
+117,644
New +$101K
CUE icon
105
Cue Biopharma
CUE
$59.6M
$50.4K ﹤0.01%
26,692
– –
GFAIW icon
106
Guardforce AI Co., Limited Warrant
GFAIW
$537K
$50.3K ﹤0.01%
154,205
– –
GMDA
107
DELISTED
Gamida Cell Ltd. Ordinary Shares
GMDA
$28.9K ﹤0.01%
800,000
– –
TCBPW
108
DELISTED
TC BioPharm (Holdings) plc Warrants
TCBPW
$4.71K ﹤0.01%
235,294
– –
HURA
109
TuHURA Biosciences, Inc. Common Stock
HURA
$131M
$1.29K ﹤0.01%
365
-264
-42% -$929
ARHS icon
110
Arhaus
ARHS
$1.61B
$15 ﹤0.01%
+1
New +$15
AMLX icon
111
Amylyx Pharmaceuticals
AMLX
$926M
– –
-620,110
Closed -$9.13M
CDTX icon
112
Cidara Therapeutics
CDTX
$1.6B
– –
-77,337
Closed -$1.23M
CHEK icon
113
Check-Cap
CHEK
$4.03M
– –
-33,400
Closed -$69.5K
COST icon
114
Costco
COST
$427B
– –
0
– –
CYTK icon
115
Cytokinetics
CYTK
$6.34B
– –
-110,017
Closed -$9.19M
DNTH icon
116
Dianthus Therapeutics
DNTH
$1.03B
– –
-328,433
Closed -$3.42M
HLF icon
117
Herbalife
HLF
$1B
– –
0
– –
IDYA icon
118
IDEAYA Biosciences
IDYA
$2.21B
– –
-139,298
Closed -$4.96M
IWM icon
119
iShares Russell 2000 ETF
IWM
$67.8B
– –
-97,969
Closed -$19.7M
IYR icon
120
iShares US Real Estate ETF
IYR
$3.73B
– –
0
– –
JSPR icon
121
Jasper Therapeutics
JSPR
$44M
– –
-222,827
Closed -$1.76M
LLY icon
122
Eli Lilly
LLY
$648B
– –
0
– –
LOPE icon
123
Grand Canyon Education
LOPE
$5.76B
– –
0
– –
MLKN icon
124
MillerKnoll
MLKN
$1.44B
– –
-167,148
Closed -$4.46M
RFL icon
125
Rafael Holdings
RFL
$46.7M
– –
-73,695
Closed -$133K
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5
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