NCM

Nantahala Capital Management Portfolio holdings

AUM $1.41B
This Quarter Return
+8.83%
1 Year Return
+32.9%
3 Year Return
+104.34%
5 Year Return
+145.08%
10 Year Return
+443.66%
AUM
$824M
AUM Growth
+$824M
Cap. Flow
-$249M
Cap. Flow %
-30.16%
Top 10 Hldgs %
50.4%
Holding
132
New
16
Increased
19
Reduced
47
Closed
17

Top Buys

1
TBBK icon
The Bancorp
TBBK
$13.3M
2
LYRA icon
Lyra Therapeutics
LYRA
$7.14M
3
AMRX icon
Amneal Pharmaceuticals
AMRX
$5.11M
4
CYTK icon
Cytokinetics
CYTK
$4.87M
5
NSPR icon
InspireMD
NSPR
$4.67M

Top Sells

1
TA
TravelCenters of America LLC
TA
$51.7M
2
APEN
Apollo Endosurgery, Inc.
APEN
$45.4M
3
IWM icon
iShares Russell 2000 ETF
IWM
$25.2M
4
TNL icon
Travel + Leisure Co
TNL
$24.4M
5
SNDX icon
Syndax Pharmaceuticals
SNDX
$13.7M

Sector Composition

1 Healthcare 51.51%
2 Financials 11.55%
3 Consumer Discretionary 11.31%
4 Communication Services 8.45%
5 Industrials 6.27%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CUE icon
101
Cue Biopharma
CUE
$60.9M
$97.7K 0.01%
26,760
-66,537
-71% -$243K
NOGN
102
DELISTED
Nogin, Inc. Common Stock
NOGN
$73.9K 0.01%
+56,425
New +$73.9K
FULC icon
103
Fulcrum Therapeutics
FULC
$353M
$70.5K 0.01%
21,370
– –
GAIA icon
104
Gaia
GAIA
$138M
$53.5K 0.01%
23,144
– –
GFAIW icon
105
Guardforce AI Co., Limited Warrant
GFAIW
$675K
$50.9K ﹤0.01%
154,205
– –
GYRE icon
106
Gyre Therapeutics
GYRE
$734M
$23.8K ﹤0.01%
67,800
-92,630
-58% -$32.6K
TCBPW
107
DELISTED
TC BioPharm (Holdings) plc Warrants
TCBPW
$10.1K ﹤0.01%
235,294
– –
BACK
108
DELISTED
IMAC Holdings, Inc. Common Stock
BACK
$5.93K ﹤0.01%
53,918
-986,157
-95% -$108K
APEN
109
DELISTED
Apollo Endosurgery, Inc.
APEN
– –
-4,575,021
Closed -$45.4M
AMYT
110
DELISTED
Amryt Pharma plc American Depositary Shares
AMYT
– –
-820,825
Closed -$12M
TA
111
DELISTED
TravelCenters of America LLC
TA
– –
-598,210
Closed -$51.7M
IDW
112
DELISTED
IDW Media Holdings
IDW
– –
-822,537
Closed -$592K
QTEKW
113
DELISTED
QualTek Services Inc. Warrant
QTEKW
– –
-96,244
Closed -$2.92K
KRTX
114
DELISTED
Karuna Therapeutics, Inc. Common Stock
KRTX
– –
0
– –
LSDI
115
DELISTED
Lucy Scientific Discovery Inc. Common Stock
LSDI
– –
-95,800
Closed -$105K
ZM icon
116
Zoom
ZM
$25B
– –
0
– –
WNC icon
117
Wabash National
WNC
$451M
– –
0
– –
VKTX icon
118
Viking Therapeutics
VKTX
$3.02B
– –
-200,700
Closed -$3.34M
RNG icon
119
RingCentral
RNG
$2.74B
– –
-137,622
Closed -$4.22M
RH icon
120
RH
RH
$4.14B
– –
-36,060
Closed -$8.78M
MED icon
121
Medifast
MED
$153M
– –
-30,000
Closed -$3.11M
MDXG icon
122
MiMedx Group
MDXG
$1.05B
– –
-1,529,100
Closed -$5.21M
LFCR icon
123
Lifecore Biomedical
LFCR
$288M
– –
-194,700
Closed -$735K
KRE icon
124
SPDR S&P Regional Banking ETF
KRE
$3.97B
– –
0
– –
IRON icon
125
Disc Medicine
IRON
$2.14B
– –
-89,538
Closed -$1.9M
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5
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