NCM

Nantahala Capital Management Portfolio holdings

AUM $1.41B
This Quarter Return
+10.08%
1 Year Return
+32.9%
3 Year Return
+104.34%
5 Year Return
+145.08%
10 Year Return
+443.66%
AUM
$1.04B
AUM Growth
+$1.04B
Cap. Flow
-$119M
Cap. Flow %
-11.45%
Top 10 Hldgs %
51.31%
Holding
129
New
18
Increased
29
Reduced
40
Closed
12

Top Buys

1
QURE icon
uniQure
QURE
$7.45M
2
CVT
Cvent Holding Corp. Common Stock
CVT
$7.06M
3
APEN
Apollo Endosurgery, Inc.
APEN
$5.14M
4
IMAX icon
IMAX
IMAX
$4.93M
5
CRMT icon
America's Car Mart
CRMT
$3.89M

Top Sells

1
IWM icon
iShares Russell 2000 ETF
IWM
$89.2M
2
TA
TravelCenters of America LLC
TA
$37.5M
3
PAYA
Paya Holdings Inc. Class A Common Stock
PAYA
$19.4M
4
CNCE
Concert Pharmaceuticals, Inc.
CNCE
$10.1M
5
AMYT
Amryt Pharma plc American Depositary Shares
AMYT
$8.99M

Sector Composition

1 Healthcare 48.06%
2 Consumer Discretionary 17.92%
3 Communication Services 8.18%
4 Financials 6.75%
5 Industrials 6.17%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CRIS icon
101
Curis
CRIS
$21.1M
$137K 0.01%
230,614
-565,627
-71% -$337K
RFL icon
102
Rafael Holdings
RFL
$48.8M
$113K 0.01%
72,678
– –
LSDI
103
DELISTED
Lucy Scientific Discovery Inc. Common Stock
LSDI
$105K 0.01%
+95,800
New +$105K
GAIA icon
104
Gaia
GAIA
$141M
$64.3K ﹤0.01%
+23,144
New +$64.3K
FULC icon
105
Fulcrum Therapeutics
FULC
$348M
$60.9K ﹤0.01%
21,370
-478,630
-96% -$1.36M
GYRE icon
106
Gyre Therapeutics
GYRE
$705M
$33.2K ﹤0.01%
160,430
-277,625
-63% -$57.5K
GFAIW icon
107
Guardforce AI Co., Limited Warrant
GFAIW
$675K
$30.9K ﹤0.01%
154,205
– –
TCBPW
108
DELISTED
TC BioPharm (Holdings) plc Warrants
TCBPW
$23.5K ﹤0.01%
235,294
– –
QTEKW
109
DELISTED
QualTek Services Inc. Warrant
QTEKW
$2.92K ﹤0.01%
96,244
– –
CVNA icon
110
Carvana
CVNA
$50.5B
– –
0
– –
HLF icon
111
Herbalife
HLF
$1.03B
– –
0
– –
IDN icon
112
Intellicheck
IDN
$107M
– –
-124,594
Closed -$249K
KRE icon
113
SPDR S&P Regional Banking ETF
KRE
$3.96B
– –
0
– –
LQDA icon
114
Liquidia Corp
LQDA
$2.54B
– –
-146,792
Closed -$935K
NAUT icon
115
Nautilus Biotechnolgy
NAUT
$83.7M
– –
-289,845
Closed -$522K
PRDO icon
116
Perdoceo Education
PRDO
$2.14B
– –
0
– –
SGU icon
117
Star Group
SGU
$395M
– –
-12,681
Closed -$153K
VRM icon
118
Vroom, Inc. Common Stock
VRM
$146M
– –
0
– –
WNC icon
119
Wabash National
WNC
$451M
– –
0
– –
ZM icon
120
Zoom
ZM
$24.9B
– –
0
– –
HURA
121
TuHURA Biosciences, Inc. Common Stock
HURA
$129M
– –
-11,901
Closed -$82K
HERAW
122
DELISTED
FTAC Hera Acquisition Corp. Warrant
HERAW
– –
-222,949
Closed -$6.13K
SFT
123
DELISTED
Shift Technologies, Inc. Class A Common Stock
SFT
– –
-200,000
Closed -$45.6K
CNCE
124
DELISTED
Concert Pharmaceuticals, Inc.
CNCE
– –
-1,732,388
Closed -$10.1M
CYRN
125
DELISTED
CYREN Ltd.
CYRN
– –
-116,214
Closed -$72K
2 3 4
5
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