NCM

Nantahala Capital Management Portfolio holdings

AUM $1.41B
1-Year Return 32.9%
This Quarter Return
-0.66%
1 Year Return
+32.9%
3 Year Return
+104.34%
5 Year Return
+145.08%
10 Year Return
+443.66%
AUM
$1.61B
AUM Growth
-$86.7M
Cap. Flow
-$31.7M
Cap. Flow %
-1.98%
Top 10 Hldgs %
42.81%
Holding
143
New
16
Increased
34
Reduced
36
Closed
12

Top Buys

1
SC
SANTANDER CONSUMER USA HOLDINGS INC
SC
$16.6M
2
PAYA
Paya Holdings Inc. Class A Common Stock
PAYA
$14.7M
3
QURE icon
uniQure
QURE
$12.5M
4
SMLR icon
Semler Scientific
SMLR
$12.3M
5
RMR icon
The RMR Group
RMR
$11.7M

Top Sells

1
QADA
QAD Inc.
QADA
$81M
2
VG
Vonage Holdings Corporation
VG
$47.8M
3
CDXS icon
Codexis
CDXS
$16.7M
4
CASH icon
Pathward Financial
CASH
$15.2M
5
IWM icon
iShares Russell 2000 ETF
IWM
$12.7M

Sector Composition

1 Healthcare 48.38%
2 Consumer Discretionary 16.86%
3 Financials 8.44%
4 Industrials 7.77%
5 Technology 5.84%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
OCGN icon
101
Ocugen
OCGN
$322M
$289K 0.01%
+63,606
New +$289K
HERAW
102
DELISTED
FTAC Hera Acquisition Corp. Warrant
HERAW
$237K 0.01%
249,997
– –
IIIIW
103
DELISTED
INSU Acquisition Corp. III Warrant
IIIIW
$185K 0.01%
333,332
– –
FAZEW
104
DELISTED
FaZe Holdings Inc. Warrant
FAZEW
$181K 0.01%
+124,997
New +$181K
STRDW
105
DELISTED
Sitio Royalties Corp. Warrant
STRDW
$122K ﹤0.01%
878,022
– –
QTEKW
106
DELISTED
QualTek Services Inc. Warrant
QTEKW
$109K ﹤0.01%
99,749
– –
MILEW
107
DELISTED
Metromile, Inc. Warrant
MILEW
$78K ﹤0.01%
558,296
– –
HERAU
108
DELISTED
FTAC Hera Acquisition Corp. Units
HERAU
$0 ﹤0.01%
+9
New –
TFFP
109
DELISTED
TFF Pharmaceuticals, Inc. Common Stock
TFFP
– –
-10,843
Closed -$2.09M
SWAV
110
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
– –
0
– –
ACAD icon
111
Acadia Pharmaceuticals
ACAD
$4.26B
– –
0
– –
ACET icon
112
Adicet Bio
ACET
$60M
– –
-310,540
Closed -$2.44M
BGFV icon
113
Big 5 Sporting Goods
BGFV
$32.8M
– –
0
– –
CAR icon
114
Avis
CAR
$5.5B
– –
0
– –
CRBU icon
115
Caribou Biosciences
CRBU
$174M
– –
-56,418
Closed -$1.35M
CVNA icon
116
Carvana
CVNA
$50.9B
– –
0
– –
EXAS icon
117
Exact Sciences
EXAS
$10.2B
– –
0
– –
GFAI icon
118
Guardforce AI
GFAI
$22.9M
– –
-13,328
Closed -$2.11M
HLF icon
119
Herbalife
HLF
$1.02B
– –
0
– –
TBHC
120
The Brand House Collective, Inc. Common Stock
TBHC
$38.6M
– –
0
– –
KURA icon
121
Kura Oncology
KURA
$713M
– –
0
– –
MRK icon
122
Merck
MRK
$212B
– –
0
– –
RGS icon
123
Regis Corp
RGS
$58.9M
– –
-763
Closed -$53K
RHP icon
124
Ryman Hospitality Properties
RHP
$6.35B
– –
0
– –
SPCE icon
125
Virgin Galactic
SPCE
$185M
– –
0
– –
2 3 4
5
6