We are live on ! Find out more
NCM

Nantahala Capital Management Portfolio holdings

AUM $2.72B
1-Year Est. Return 121.58%
This Fund
S&P 500
This Quarter Est. Return
+1.26%
1 Year Est. Return
+121.58%
3 Year Est. Return
+308.64%
5 Year Est. Return
+308.9%
10 Year Est. Return
+2,888.73%
AUM
$623M
AUM Growth
+$6M
Cap. Flow
-$12.1M
Cap. Flow %
-1.95%
Top 10 Hldgs %
38.67%
Holding
116
New
22
Increased
28
Reduced
13
Closed
28

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$8.7M
2
AAN.A
The Aaron's Company Inc Class A
AAN.A
+$7.89M
3
BRSL
Brightstar Lottery PLC
BRSL
+$6.19M
4
GILD icon
Gilead Sciences
GILD
+$5.1M
5
ZVO
Zovio Inc. Common Stock
ZVO
+$4.47M

Top Sells

Rank Stock Value
1
ADNC
AUDIENCE INC COM STK (DE)
ADNC
+$6.83M
2
ADEP
Adept Technology Inc
ADEP
+$6.56M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$6.32M
4
MPAA icon
Motorcar Parts of America
MPAA
+$5.55M
5
INWK
InnerWorkings, Inc.
INWK
+$5.34M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 13.84%
2 Industrials 6.42%
3 Financials 4.43%
4 Healthcare 3.64%
5 Materials 2.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARO
101
CALL
DELISTED
Aeropostale Inc
ARO
– –
-219,300
Closed -$1.99M
GMCR
102
PUT
DELISTED
KEURIG GREEN MTN INC
GMCR
– –
-11,700
Closed -$884K
FXEN
103
DELISTED
FX ENERGY INC
FXEN
– –
-522,863
Closed -$1.91M
ADEP
104
DELISTED
Adept Technology Inc
ADEP
– –
-388,272
Closed -$6.56M
COCO
105
CALL
DELISTED
CORINTHIAN COLLEGES INC
COCO
– –
-178,500
Closed -$318K
CNVR
106
DELISTED
CONVERSANT INC COM STK (DE)
CNVR
– –
-70,500
Closed -$1.65M
JNY
107
PUT
DELISTED
JONES GROUP INC COM STK (PA)
JNY
– –
-79,000
Closed -$1.18M
HOLL
108
DELISTED
HOLLYWOOD MEDIA CORP
HOLL
– –
-1,080,572
Closed -$1.51M
COLE
109
DELISTED
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
– –
-450,000
Closed -$6.32M
DM
110
DELISTED
DOLAN COMPANY COMMON STOCK
DM
– –
-3,920,678
Closed -$2.71M
TWGP
111
CALL
DELISTED
TOWER GROUP INTL LTD COM STK (BERMUDA)
TWGP
– –
-200,000
Closed -$676K
ATVI
112
CALL
DELISTED
Activision Blizzard
ATVI
– –
-200,000
Closed -$3.57M
SPLS
113
CALL
DELISTED
Staples Inc
SPLS
– –
-413,300
Closed -$6.57M
1 2 3 4
5

Similar funds

TAM
Timucuan Asset Management Jacksonville, Florida $2.72B AUM 4.95% 1-Year Est. Return
XL
XN LP New York $2.72B AUM 46.67% 1-Year Est. Return
NB
Nicolet Bankshares Green Bay, Wisconsin $2.71B AUM 17.55% 1-Year Est. Return
PA
Profund Advisors Bethesda, Maryland $2.72B AUM 47.27% 1-Year Est. Return
BCM
Bowie Capital Management Richardson, Texas $2.71B AUM 5.42% 1-Year Est. Return
SCM
Shaolin Capital Management Miami, Florida $2.71B AUM 64.57% 1-Year Est. Return
HCM
Hollencrest Capital Management Newport Beach, California $2.7B AUM 23.62% 1-Year Est. Return
GC
Giverny Capital Montreal, Quebec, Canada $2.73B AUM 14.09% 1-Year Est. Return

Nantahala Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Nantahala Capital Management held 116 positions worth $623M, up 0.97% from $617M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Nantahala Capital Management's Q1 2014 filing shows 22 new, 28 increased, 13 reduced and 28 closed positions. Its largest new stake was The Aaron's Company Inc Class A: 260,995 shares worth $7.89M. The largest sale was AUDIENCE INC COM STK (DE), an estimated $6.83M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 14% of assets, up from 13% a quarter earlier, followed by Industrials and Financials.

  • Nantahala Capital Management's largest Q1 2014 buy was The Aaron's Company Inc Class A: 260,995 shares worth $7.89M.
  • Nantahala Capital Management added most to iShares Russell 2000 ETF in Q1 2014, an estimated $8.7M increase.
  • Nantahala Capital Management's biggest Q1 2014 reduction was AUDIENCE INC COM STK (DE), cutting an estimated $6.83M.
  • Nantahala Capital Management fully exited Adept Technology Inc in Q1 2014, selling an estimated $6.56M.
  • Nantahala Capital Management's ten largest holdings make up 39% of its $623M portfolio in Q1 2014.
  • Nantahala Capital Management opened 22 new positions and closed 28 in Q1 2014.
  • Nantahala Capital Management's portfolio value rose 0.97% quarter-over-quarter to $623M.

Based on Nantahala Capital Management's 13F filing for Q1 2014, filed 15 May 2014.