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NCM

Nantahala Capital Management Portfolio holdings

AUM $2.72B
1-Year Est. Return 121.58%
This Fund
S&P 500
This Quarter Est. Return
-2.79%
1 Year Est. Return
+121.58%
3 Year Est. Return
+308.64%
5 Year Est. Return
+308.9%
10 Year Est. Return
+2,888.73%
AUM
$3.17B
AUM Growth
-$346M
Cap. Flow
-$139M
Cap. Flow %
-4.39%
Top 10 Hldgs %
44.56%
Holding
148
New
26
Increased
24
Reduced
52
Closed
18

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$22.1M
2
SMLR
Semler Scientific
SMLR
+$18.4M
3
TSHA icon
Taysha Gene Therapies
TSHA
+$15.5M
4
FTCV
FinTech Acquisition Corp. V Class A Common Stock
FTCV
+$10.5M
5
IMAX icon
IMAX
IMAX
+$10.4M

Top Sells

Rank Stock Value
1
VG
Vonage Holdings Corporation
VG
+$18.9M
2
LNW
Light & Wonder
LNW
+$15.3M
3
PWP icon
Perella Weinberg Partners
PWP
+$13.7M
4
FTCVU
FinTech Acquisition Corp. V Unit
FTCVU
+$13.1M
5
PAYO icon
Payoneer
PAYO
+$11.2M

Sector Composition

Rank Sector Weight
1 Healthcare 24.07%
2 Consumer Discretionary 8.35%
3 Technology 4.89%
4 Financials 4.19%
5 Communication Services 4.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MILE
76
DELISTED
Metromile, Inc. Common Stock
MILE
$6.75M 0.21%
1,900,177
-832,674
-30% -$4.7M
NAUT icon
77
Nautilus Biotechnolgy
NAUT
$110M
$6.41M 0.2%
1,044,267
-146,543
-12% -$1.17M
PWP icon
78
Perella Weinberg Partners
PWP
$1.26B
$6.37M 0.2%
480,784
-1,030,212
-68% -$13.7M
DVD
79
DELISTED
Dover Motorsports
DVD
$6.26M 0.2%
2,586,043
-11,043
-0.4% -$27.1K
PAYO icon
80
Payoneer
PAYO
$2.4B
$5.6M 0.18%
655,169
-1,153,720
-64% -$11.2M
RILY icon
81
BRC Group Holdings
RILY
$292M
$5.54M 0.17%
93,757
-1,101
-1% -$72.2K
ACAD icon
82
CALL
Acadia Pharmaceuticals
ACAD
$5.06B
$4.98M 0.16%
300,000
– –
HLGN
83
DELISTED
Heliogen, Inc.
HLGN
$4.96M 0.16%
+14,274
New +$4.94M
WVE icon
84
Wave Life Sciences
WVE
$1.2B
$4.87M 0.15%
994,131
-800,101
-45% -$4.85M
ARYD
85
DELISTED
ARYA Sciences Acquisition Corp IV Class A Odinary Shares
ARYD
$4.01M 0.13%
399,248
-752
-0.2% -$7.59K
IMV
86
DELISTED
IMV Inc. Common Shares
IMV
$3.77M 0.12%
+226,803
New +$3.92M
BRPMU
87
DELISTED
B. Riley Principal 150 Merger Corp. Unit
BRPMU
$3.75M 0.12%
375,000
– –
BACK
88
DELISTED
IMAC Holdings, Inc. Common Stock
BACK
$3.57M 0.11%
80,477
-1,978
-2% -$93.1K
IDW
89
DELISTED
IDW Media Holdings
IDW
$3.53M 0.11%
+1,242,243
New +$4.49M
HCAQ
90
DELISTED
HealthCor Catalio Acquisition Corp. Class A Ordinary Shares
HCAQ
$3.51M 0.11%
354,296
– –
HARP
91
DELISTED
Harpoon Therapeutics, Inc. Common Stock
HARP
$3.31M 0.1%
41,848
-2,477
-6% -$249K
FFAI
92
Faraday Future Intelligent Electric
FFAI
$11.2M
– –
0
– –
TMC icon
93
TMC The Metals Company
TMC
$1.92B
$3.2M 0.1%
+700,000
New +$6.69M
HOOK
94
DELISTED
HOOKIPA Pharma
HOOK
$2.92M 0.09%
49,539
-1,672
-3% -$121K
XGN icon
95
Exagen
XGN
$161M
$2.88M 0.09%
211,616
-156,320
-42% -$2.08M
MACK
96
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
$2.75M 0.09%
569,971
-1,975
-0.3% -$10.3K
INAB icon
97
IN8bio
INAB
$9.61M
$2.57M 0.08%
+12,500
New +$3.11M
TBHC
98
PUT
DELISTED
The Brand House Collective
TBHC
$2.54M 0.08%
132,500
– –
ACET icon
99
Adicet Bio
ACET
$75.9M
$2.44M 0.08%
19,409
– –
ACER
100
DELISTED
Acer Therapeutics Inc
ACER
$2.34M 0.07%
914,197
-20,558
-2% -$52.2K
2 3
4
5 6

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Nantahala Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Nantahala Capital Management held 148 positions worth $3.17B, down 9.8% from $3.52B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Nantahala Capital Management withdrew a net $139M in Q3 2021, closing 18 positions and reducing 52 holdings. Its most notable exit was FinTech Acquisition Corp. V Unit, an estimated $13.1M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 24% of assets, up from 23% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Nantahala Capital Management opened a new position in iShares Russell 2000 ETF worth $21.8M.

  • Nantahala Capital Management's largest Q3 2021 buy was iShares Russell 2000 ETF: 99,593 shares worth $21.8M.
  • Nantahala Capital Management added most to Taysha Gene Therapies in Q3 2021, an estimated $15.5M increase.
  • Nantahala Capital Management's biggest Q3 2021 reduction was Vonage Holdings Corporation, cutting an estimated $18.9M.
  • Nantahala Capital Management fully exited FinTech Acquisition Corp. V Unit in Q3 2021, selling an estimated $13.1M.
  • Nantahala Capital Management's ten largest holdings make up 45% of its $3.17B portfolio in Q3 2021.
  • Nantahala Capital Management opened 26 new positions and closed 18 in Q3 2021.
  • Nantahala Capital Management's portfolio value fell 9.8% quarter-over-quarter to $3.17B.

Based on Nantahala Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.