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NCM

Nantahala Capital Management Portfolio holdings

AUM $2.72B
1-Year Est. Return 121.58%
This Fund
S&P 500
This Quarter Est. Return
+15.22%
1 Year Est. Return
+121.58%
3 Year Est. Return
+308.64%
5 Year Est. Return
+308.9%
10 Year Est. Return
+2,888.73%
AUM
$3.42B
AUM Growth
+$194M
Cap. Flow
-$161M
Cap. Flow %
-4.71%
Top 10 Hldgs %
50.57%
Holding
147
New
33
Increased
23
Reduced
47
Closed
31

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$59.8M
2
LNW
Light & Wonder
LNW
+$49.6M
3
CAR icon
Avis
CAR
+$32.2M
4
FTOC
FTAC Olympus Acquisition Corp. Class A Ordinary Shares
FTOC
+$17.7M
5
RMR icon
The RMR Group
RMR
+$15.9M

Top Sells

Rank Stock Value
1
DLB icon
Dolby
DLB
+$74.9M
2
VAC icon
Marriott Vacations Worldwide
VAC
+$52.8M
3
TBBK icon
The Bancorp
TBBK
+$50.9M
4
THC icon
Tenet Healthcare
THC
+$27.7M
5
FCFS icon
FirstCash
FCFS
+$27.1M

Sector Composition

Rank Sector Weight
1 Healthcare 22.96%
2 Consumer Discretionary 5.95%
3 Industrials 5.05%
4 Financials 3.72%
5 Technology 3.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRL icon
76
Scully Royalty
SRL
$89.1M
$6.49M 0.19%
743,953
-9,206
-1% -$75.4K
LVTX
77
DELISTED
LAVA Therapeutics
LVTX
$5.79M 0.17%
+381,227
New +$5.24M
RILY icon
78
BRC Group Holdings
RILY
$295M
$5.72M 0.17%
+101,532
New +$5.47M
DVD
79
DELISTED
Dover Motorsports
DVD
$5.35M 0.16%
2,597,086
+701,749
+37% +$1.57M
TFFP
80
DELISTED
TFF Pharmaceuticals, Inc. Common Stock
TFFP
$5.19M 0.15%
15,302
-55,237
-78% -$22.5M
ACET icon
81
Adicet Bio
ACET
$75.8M
$5.18M 0.15%
24,742
+3,241
+15% +$744K
RGS icon
82
PUT
Regis Corp
RGS
$71.5M
$5.02M 0.15%
+20,000
New +$4.38M
ARYD
83
DELISTED
ARYA Sciences Acquisition Corp IV Class A Odinary Shares
ARYD
$4.19M 0.12%
+400,000
New +$4.32M
GLMD icon
84
Galmed Pharmaceuticals
GLMD
$4.75M
$4.16M 0.12%
6,742
-3,963
-37% -$2.74M
BACK
85
DELISTED
IMAC Holdings, Inc. Common Stock
BACK
$4.13M 0.12%
+83,333
New +$4.92M
ROCRU
86
DELISTED
Roth CH Acquisition III Co. Unit
ROCRU
$4M 0.12%
+400,000
New +$4M
MACK
87
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
$3.82M 0.11%
608,974
-142,869
-19% -$1.02M
BRPMU
88
DELISTED
B. Riley Principal 150 Merger Corp. Unit
BRPMU
$3.75M 0.11%
+375,000
New +$3.82M
MILEW
89
DELISTED
Metromile, Inc. Warrant
MILEW
$3.4M 0.1%
524,964
– –
SFT
90
CALL
DELISTED
Shift Technologies, Inc. Class A Common Stock
SFT
$3.33M 0.1%
+40,000
New +$3.52M
AFI
91
DELISTED
Armstrong Flooring, Inc.
AFI
$2.98M 0.09%
609,349
-1,018,092
-63% -$4.8M
ACER
92
DELISTED
Acer Therapeutics Inc
ACER
$2.91M 0.09%
934,755
-55,000
-6% -$187K
HCAQ
93
DELISTED
HealthCor Catalio Acquisition Corp. Class A Ordinary Shares
HCAQ
$2.91M 0.08%
+290,596
New +$2.98M
TBBK icon
94
The Bancorp
TBBK
$2.82B
$2.89M 0.08%
139,629
-2,616,353
-95% -$50.9M
TLGT
95
DELISTED
Teligent, Inc
TLGT
$2.58M 0.08%
+4,155,045
New +$3.91M
ELTX icon
96
Elicio Therapeutics
ELTX
$80.4M
$2.26M 0.07%
+12,500
New +$2.41M
FTOCW
97
DELISTED
FTAC Olympus Acquisition Corp. Warrant
FTOCW
$2.04M 0.06%
+333,327
New +$898K
HTGM
98
DELISTED
HTG Molecular Diagnostics, Inc. Common Stock
HTGM
$1.99M 0.06%
30,302
– –
TNGX icon
99
Tango Therapeutics
TNGX
$4.32B
$1.96M 0.06%
175,915
-24,085
-12% -$277K
CELC icon
100
Celcuity
CELC
$4.39B
$1.91M 0.06%
+133,367
New +$1.9M
2 3
4
5 6

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Nantahala Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Nantahala Capital Management held 147 positions worth $3.42B, up 6% from $3.23B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Nantahala Capital Management withdrew a net $161M in Q1 2021, closing 31 positions and reducing 47 holdings. Its most notable exit was Dolby, an estimated $74.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, down from 25% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Nantahala Capital Management opened a new position in iShares Russell 2000 ETF worth $60.5M.

  • Nantahala Capital Management's largest Q1 2021 buy was iShares Russell 2000 ETF: 273,745 shares worth $60.5M.
  • Nantahala Capital Management added most to Light & Wonder in Q1 2021, an estimated $49.6M increase.
  • Nantahala Capital Management's biggest Q1 2021 reduction was The Bancorp, cutting an estimated $50.9M.
  • Nantahala Capital Management fully exited Dolby in Q1 2021, selling an estimated $74.9M.
  • Nantahala Capital Management's ten largest holdings make up 51% of its $3.42B portfolio in Q1 2021.
  • Nantahala Capital Management opened 33 new positions and closed 31 in Q1 2021.
  • Nantahala Capital Management's portfolio value rose 6% quarter-over-quarter to $3.42B.

Based on Nantahala Capital Management's 13F filing for Q1 2021, filed 14 May 2021.