NCM

Nantahala Capital Management Portfolio holdings

AUM $1.41B
1-Year Return 32.9%
This Quarter Return
-15.22%
1 Year Return
+32.9%
3 Year Return
+104.34%
5 Year Return
+145.08%
10 Year Return
+443.66%
AUM
$1.22B
AUM Growth
-$288M
Cap. Flow
+$259M
Cap. Flow %
21.22%
Top 10 Hldgs %
43.45%
Holding
103
New
19
Increased
33
Reduced
6
Closed
4

Top Buys

1
W icon
Wayfair
W
+$50.5M
2
RH icon
RH
RH
+$46.3M
3
VG
Vonage Holdings Corporation
VG
+$31.2M
4
HCA icon
HCA Healthcare
HCA
+$28.7M
5
QURE icon
uniQure
QURE
+$17.9M

Top Sells

1
ARQL
Arqule Inc
ARQL
+$131M
2
ARYAU
ARYA Sciences Acquisiton Corp. Unit
ARYAU
+$5.21M
3
EVRI
Everi Holdings
EVRI
+$3.36M
4
QADA
QAD Inc.
QADA
+$3.07M
5
ELVT
Elevate Credit, Inc.
ELVT
+$2.15M

Sector Composition

1 Healthcare 37.13%
2 Consumer Discretionary 22.55%
3 Industrials 11.23%
4 Technology 9.55%
5 Financials 7.47%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HTGM
76
DELISTED
HTG Molecular Diagnostics, Inc. Common Stock
HTGM
$1.65M 0.06%
28,112
+334
+1% +$19.5K
MACK
77
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
$1.61M 0.06%
747,635
– –
NNI icon
78
Nelnet
NNI
$4.58B
$1.59M 0.06%
+34,900
New +$1.59M
EMMS
79
DELISTED
Emmis Communications Corp
EMMS
$1.56M 0.06%
781,783
-50,034
-6% -$100K
DRIO icon
80
DarioHealth
DRIO
$22.1M
$1.45M 0.05%
10,705
– –
AGS
81
DELISTED
PlayAGS
AGS
$1.1M 0.04%
+413,804
New +$1.1M
EBIX
82
DELISTED
Ebix Inc
EBIX
$1.02M 0.04%
+66,997
New +$1.02M
PHGE.U
83
DELISTED
BiomX Inc. Units each consisting of one share of common stock and one Warrant entitling the holder to purchase one-half of a share of common stock
PHGE.U
$585K 0.02%
8,730
-1,270
-13% -$85.1K
MDIA icon
84
Mediaco Holding
MDIA
$80.5M
$401K 0.02%
+98,894
New +$401K
ALTG.WS
85
DELISTED
Alta Equipment Group Inc. Warrants, each whole warrant exercisable for one share of Common Stock, ea
ALTG.WS
$314K 0.01%
+187,500
New +$314K
MOTS
86
DELISTED
Motus GI Holdings, Inc. Common Stock
MOTS
$273K 0.01%
1,392
– –
STRDW
87
DELISTED
Sitio Royalties Corp. Warrant
STRDW
$236K 0.01%
878,022
– –
CAR icon
88
Avis
CAR
$5.58B
– –
0
– –
EVRI
89
DELISTED
Everi Holdings
EVRI
– –
-250,000
Closed -$3.36M
EXAS icon
90
Exact Sciences
EXAS
$10.2B
– –
0
– –
HAL icon
91
Halliburton
HAL
$18.6B
– –
0
– –
HYG icon
92
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.8B
– –
0
– –
BRSL
93
Brightstar Lottery PLC
BRSL
$3.19B
– –
0
– –
IWM icon
94
iShares Russell 2000 ETF
IWM
$67.9B
– –
0
– –
KRE icon
95
SPDR S&P Regional Banking ETF
KRE
$3.99B
– –
0
– –
PENN icon
96
PENN Entertainment
PENN
$2.93B
– –
0
– –
STLA icon
97
Stellantis
STLA
$25.9B
– –
0
– –
UAL icon
98
United Airlines
UAL
$34.9B
– –
0
– –
XBI icon
99
SPDR S&P Biotech ETF
XBI
$5.33B
– –
0
– –
ELVT
100
DELISTED
Elevate Credit, Inc.
ELVT
– –
-483,068
Closed -$2.15M
1 2 3
4
5