NCM

Nantahala Capital Management Portfolio holdings

AUM $1.41B
1-Year Return 32.9%
This Quarter Return
+19.13%
1 Year Return
+32.9%
3 Year Return
+104.34%
5 Year Return
+145.08%
10 Year Return
+443.66%
AUM
$1.51B
AUM Growth
+$135M
Cap. Flow
-$201M
Cap. Flow %
-13.3%
Top 10 Hldgs %
48.05%
Holding
89
New
5
Increased
19
Reduced
15
Closed
8

Top Buys

1
FRG
Franchise Group, Inc.
FRG
+$43.7M
2
SLNO icon
Soleno Therapeutics
SLNO
+$12.6M
3
APTO
Aptose Biosciences, Inc.
APTO
+$10.1M
4
SCPL
SciPlay Corporation Class A Common Stock
SCPL
+$8.43M
5
AKBA icon
Akebia Therapeutics
AKBA
+$5.99M

Top Sells

1
RH icon
RH
RH
+$76.4M
2
ARQL
Arqule Inc
ARQL
+$70.2M
3
QURE icon
uniQure
QURE
+$45.6M
4
THC icon
Tenet Healthcare
THC
+$34.2M
5
AABA
Altaba Inc. Common Stock
AABA
+$17.2M

Sector Composition

1 Healthcare 39.63%
2 Consumer Discretionary 15.87%
3 Industrials 13.61%
4 Financials 10.79%
5 Technology 9.23%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BRSL
76
Brightstar Lottery PLC
BRSL
$3.19B
– –
0
– –
IWM icon
77
iShares Russell 2000 ETF
IWM
$67.9B
– –
0
– –
PHGE icon
78
BiomX
PHGE
$13.3M
– –
-10,000
Closed -$1.2M
QQQ icon
79
Invesco QQQ Trust
QQQ
$370B
– –
0
– –
RDNT icon
80
RadNet
RDNT
$5.54B
– –
-1,129,814
Closed -$16.2M
RDNW
81
RideNow Group, Inc. Class B Common Stock
RDNW
$146M
– –
-81,718
Closed -$4.72M
STLA icon
82
Stellantis
STLA
$25.9B
– –
0
– –
XBI icon
83
SPDR S&P Biotech ETF
XBI
$5.33B
– –
0
– –
DCPH
84
DELISTED
Deciphera Pharmaceuticals, Inc. Common Stock
DCPH
– –
-38,247
Closed -$1.3M
CURO
85
DELISTED
CURO Group Holdings Corp.
CURO
– –
-1,229,332
Closed -$16.3M
CCXI
86
DELISTED
ChemoCentryx, Inc.
CCXI
– –
0
– –
SHOS
87
DELISTED
Sears Hometown and Outlet Stores, Inc.
SHOS
– –
-2,131,251
Closed -$7.49M
AABA
88
DELISTED
Altaba Inc. Common Stock
AABA
– –
-883,464
Closed -$17.2M
CZR
89
DELISTED
Caesars Entertainment Corporation
CZR
– –
0
– –
1 2 3
4