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NCM

Nantahala Capital Management Portfolio holdings

AUM $2.72B
1-Year Est. Return 121.58%
This Fund
S&P 500
This Quarter Est. Return
+41.13%
1 Year Est. Return
+121.58%
3 Year Est. Return
+308.64%
5 Year Est. Return
+308.9%
10 Year Est. Return
+2,888.73%
AUM
$3.25B
AUM Growth
+$548M
Cap. Flow
-$56.8M
Cap. Flow %
-1.75%
Top 10 Hldgs %
55.94%
Holding
98
New
6
Increased
21
Reduced
21
Closed
11

Top Buys

Rank Stock Value
1
FRG
Franchise Group, Inc.
FRG
+$32.6M
2
SLNO
Soleno Therapeutics
SLNO
+$7.3M
3
SCPL
SciPlay Corporation Class A Common Stock
SCPL
+$7.29M
4
PRTY
Party City Holdco Inc.
PRTY
+$6.17M
5
W icon
Wayfair
W
+$5.6M

Top Sells

Rank Stock Value
1
RH icon
RH
RH
+$69.8M
2
ARQL
Arqule Inc
ARQL
+$40.8M
3
QURE icon
uniQure
QURE
+$35M
4
THC icon
Tenet Healthcare
THC
+$27M
5
AABA
Altaba Inc
AABA
+$17.2M

Sector Composition

Rank Sector Weight
1 Healthcare 18.43%
2 Consumer Discretionary 7.38%
3 Industrials 6.33%
4 Financials 5.02%
5 Technology 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DVD
76
DELISTED
Dover Motorsports
DVD
$3.15M 0.1%
1,695,541
– –
EMMS
77
DELISTED
Emmis Communications Corp
EMMS
$3.15M 0.1%
831,817
– –
VIRX
78
DELISTED
Viracta Therapeutics, Inc. Common Stock
VIRX
$2.96M 0.09%
250,446
+30,442
+14% +$510K
TFFP
79
DELISTED
TFF Pharmaceuticals, Inc. Common Stock
TFFP
$2.81M 0.09%
+21,000
New +$2.69M
MACK
80
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
$2.35M 0.07%
747,635
– –
ELVT
81
DELISTED
Elevate Credit, Inc.
ELVT
$2.15M 0.07%
483,068
-1,085,343
-69% -$4.53M
DRIO icon
82
DarioHealth
DRIO
$71.2M
$1.4M 0.04%
10,705
+1
+0% +$110
STRDW
83
DELISTED
Sitio Royalties Corp. Warrant
STRDW
$1.18M 0.04%
878,022
– –
FBIO icon
84
Fortress Biotech
FBIO
$88.7M
$1.05M 0.03%
27,147
+4,706
+21% +$121K
MOTS
85
DELISTED
Motus GI Holdings, Inc. Common Stock
MOTS
$957K 0.03%
1,392
– –
PHGE.U
86
DELISTED
BiomX Inc. Units each consisting of one share of common stock and one Warrant entitling the holder to purchase one-half of a share of common stock
PHGE.U
$952K 0.03%
+10,000
New +$966K
CVNA icon
87
Carvana
CVNA
$77.9B
$55K ﹤0.01%
2,975
-89,670
-97% -$1.5M
AGS
88
DELISTED
PlayAGS
AGS
– –
-900,000
Closed -$9.25M
AKBA icon
89
CALL
Akebia Therapeutics
AKBA
$252M
– –
-2,000,000
Closed -$7.84M
PHGE icon
90
BiomX
PHGE
$1.85M
– –
-526
Closed -$1.2M
QQQ icon
91
PUT
Invesco QQQ Trust
QQQ
$481B
– –
-550,000
Closed -$104M
RDNT icon
92
RadNet
RDNT
$5.69B
– –
-1,129,814
Closed -$16.2M
RDNW
93
RideNow Group
RDNW
$262M
– –
-81,718
Closed -$4.72M
DCPH
94
DELISTED
Deciphera Pharmaceuticals, Inc. Common Stock
DCPH
– –
-38,247
Closed -$1.3M
CURO
95
DELISTED
CURO Group Holdings Corp.
CURO
– –
-1,229,332
Closed -$16.3M
PRTY
96
CALL
DELISTED
Party City Holdco Inc.
PRTY
– –
-1,000,000
Closed -$5.71M
SHOS
97
DELISTED
Sears Hometown and Outlet Stores, Inc.
SHOS
– –
-2,131,251
Closed -$7.49M
AABA
98
DELISTED
Altaba Inc
AABA
– –
-883,464
Closed -$17.2M
1 2 3
4

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Nantahala Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Nantahala Capital Management held 98 positions worth $3.25B, up 20% from $2.7B the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Nantahala Capital Management's Q4 2019 filing shows 6 new, 21 increased, 21 reduced and 11 closed positions. Its largest new stake was Franchise Group, Inc.: 1,910,247 shares worth $43.7M. The largest sale was RH, an estimated $69.8M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Nantahala Capital Management's largest Q4 2019 buy was Franchise Group, Inc.: 1,910,247 shares worth $43.7M.
  • Nantahala Capital Management added most to SciPlay Corporation Class A Common Stock in Q4 2019, an estimated $7.29M increase.
  • Nantahala Capital Management's biggest Q4 2019 reduction was RH, cutting an estimated $69.8M.
  • Nantahala Capital Management fully exited Altaba Inc in Q4 2019, selling an estimated $17.2M.
  • Nantahala Capital Management's ten largest holdings make up 56% of its $3.25B portfolio in Q4 2019.
  • Nantahala Capital Management opened 6 new positions and closed 11 in Q4 2019.
  • Nantahala Capital Management's portfolio value rose 20% quarter-over-quarter to $3.25B.

Based on Nantahala Capital Management's 13F filing for Q4 2019, filed 14 Feb 2020.