NCM

Nantahala Capital Management Portfolio holdings

AUM $1.41B
1-Year Return 32.9%
This Quarter Return
+6.94%
1 Year Return
+32.9%
3 Year Return
+104.34%
5 Year Return
+145.08%
10 Year Return
+443.66%
AUM
$1.69B
AUM Growth
+$176M
Cap. Flow
+$112M
Cap. Flow %
6.6%
Top 10 Hldgs %
46.89%
Holding
91
New
6
Increased
37
Reduced
13
Closed
4

Top Buys

1
W icon
Wayfair
W
$26.4M
2
RH icon
RH
RH
$22.6M
3
ENT
Global Eagle Entertainment Inc.
ENT
$13.6M
4
XELA
Exela Technologies, Inc. Common Stock
XELA
$9.59M
5
FTACU
FinTech Acquisition Corp. III Unit
FTACU
$9.03M

Top Sells

1
ARQL
Arqule Inc
ARQL
$17.7M
2
RC
Ready Capital
RC
$9.53M
3
PAYA
Paya Holdings Inc. Class A Common Stock
PAYA
$8.59M
4
GTT
GTT Communications, Inc.
GTT
$7.63M
5
QURE icon
uniQure
QURE
$5.96M

Sector Composition

1 Healthcare 34.52%
2 Consumer Discretionary 17.48%
3 Financials 14.09%
4 Technology 11.16%
5 Industrials 10.84%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
STRDW
76
DELISTED
Sitio Royalties Corp. Warrant
STRDW
$834K 0.03%
878,022
– –
RBCAA icon
77
Republic Bancorp
RBCAA
$1.5B
$367K 0.01%
7,371
– –
EXAS icon
78
Exact Sciences
EXAS
$10.2B
– –
0
– –
HCA icon
79
HCA Healthcare
HCA
$98.5B
– –
0
– –
BRSL
80
Brightstar Lottery PLC
BRSL
$3.18B
– –
0
– –
IOVA icon
81
Iovance Biotherapeutics
IOVA
$901M
– –
-238,945
Closed -$2.27M
IWM icon
82
iShares Russell 2000 ETF
IWM
$67.8B
– –
0
– –
TBHC
83
The Brand House Collective, Inc. Common Stock
TBHC
$38.6M
– –
0
– –
RC
84
Ready Capital
RC
$705M
– –
-649,469
Closed -$9.53M
SPY icon
85
SPDR S&P 500 ETF Trust
SPY
$660B
– –
0
– –
STLA icon
86
Stellantis
STLA
$26.2B
– –
0
– –
XBI icon
87
SPDR S&P Biotech ETF
XBI
$5.39B
– –
0
– –
XLV icon
88
Health Care Select Sector SPDR Fund
XLV
$34B
– –
0
– –
PAYA
89
DELISTED
Paya Holdings Inc. Class A Common Stock
PAYA
– –
-842,730
Closed -$8.59M
FTD
90
DELISTED
FTD Companies, Inc. Common Stock
FTD
– –
-3,710,763
Closed -$1.89M
CZR
91
DELISTED
Caesars Entertainment Corporation
CZR
– –
0
– –
1 2 3
4