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NCM

Nantahala Capital Management Portfolio holdings

AUM $2.72B
1-Year Est. Return 121.58%
This Fund
S&P 500
This Quarter Est. Return
+27.26%
1 Year Est. Return
+121.58%
3 Year Est. Return
+308.64%
5 Year Est. Return
+308.9%
10 Year Est. Return
+2,888.73%
AUM
$3.21B
AUM Growth
-$44.1M
Cap. Flow
-$583M
Cap. Flow %
-18.18%
Top 10 Hldgs %
55.32%
Holding
109
New
11
Increased
19
Reduced
40
Closed
18

Top Buys

Rank Stock Value
1
RH icon
RH
RH
+$41.7M
2
SPB icon
Spectrum Brands
SPB
+$19.8M
3
RDNT icon
RadNet
RDNT
+$13.6M
4
IMXI icon
International Money Express
IMXI
+$10.5M
5
RC
Ready Capital
RC
+$9.92M

Top Sells

Rank Stock Value
1
QURE icon
uniQure
QURE
+$42.9M
2
CDXS icon
Codexis
CDXS
+$23M
3
VAC icon
Marriott Vacations Worldwide
VAC
+$16.3M
4
OZK icon
Bank OZK
OZK
+$11.4M
5
ORM
Owens Realty Mortgage, Inc.
ORM
+$11.3M

Sector Composition

Rank Sector Weight
1 Healthcare 17.06%
2 Consumer Discretionary 6.9%
3 Financials 6.03%
4 Industrials 5.85%
5 Technology 5.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DVD
76
DELISTED
Dover Motorsports
DVD
$3.42M 0.11%
1,695,541
-20,358
-1% -$41K
TA
77
DELISTED
TravelCenters of America LLC
TA
$2.98M 0.09%
144,880
-7,000
-5% -$159K
EMMS
78
DELISTED
Emmis Communications Corp
EMMS
$2.8M 0.09%
831,817
-42,560
-5% -$150K
RDNT icon
79
CALL
RadNet
RDNT
$6.12B
$2.48M 0.08%
+200,000
New +$2.63M
DRIO icon
80
DarioHealth
DRIO
$70.3M
$2.47M 0.08%
8,377
– –
IOVA icon
81
Iovance Biotherapeutics
IOVA
$2.93B
$2.27M 0.07%
238,945
-188,765
-44% -$1.83M
MOTS
82
DELISTED
Motus GI Holdings, Inc. Common Stock
MOTS
$1.95M 0.06%
1,667
– –
FTD
83
DELISTED
FTD Companies, Inc. Common Stock
FTD
$1.89M 0.06%
3,710,763
– –
STRM
84
DELISTED
Streamline Health Solutions
STRM
$1.85M 0.06%
117,353
– –
ASCMA
85
DELISTED
Ascent Capital Group, Inc. Series A
ASCMA
$1.35M 0.04%
1,794,260
– –
CHAC.U
86
DELISTED
Chardan Healthcare Acquisition Corp.
CHAC.U
$1M 0.03%
100,000
– –
STRDW
87
DELISTED
Sitio Royalties Corp. Warrant
STRDW
$729K 0.02%
878,022
– –
TBHC
88
PUT
DELISTED
The Brand House Collective
TBHC
$703K 0.02%
100,000
-400,000
-80% -$3.93M
RBCAA icon
89
Republic Bancorp
RBCAA
$1.91B
$330K 0.01%
7,371
– –
FTD
90
CALL
DELISTED
FTD Companies, Inc. Common Stock
FTD
$128K ﹤0.01%
+250,000
New +$436K
APTO
91
DELISTED
Aptose Biosciences, Inc.
APTO
$125K ﹤0.01%
+138
New +$125K
AKBA icon
92
CALL
Akebia Therapeutics
AKBA
$234M
– –
-414,000
Closed -$2.29M
FLWS icon
93
1-800-Flowers.com
FLWS
$253M
– –
-509,217
Closed -$6.23M
GAIA icon
94
Gaia
GAIA
$47.8M
– –
-443,698
Closed -$4.6M
GM icon
95
PUT
General Motors
GM
$77.6B
– –
-300,000
Closed -$10M
GME icon
96
GameStop
GME
$8.53B
– –
-2,926,000
Closed -$9.23M
HRB icon
97
PUT
H&R Block
HRB
$5.87B
– –
-800,000
Closed -$20.3M
IMTX icon
98
Immatics
IMTX
$1.33B
– –
-452,944
Closed -$4.68M
IWM icon
99
CALL
iShares Russell 2000 ETF
IWM
$81.4B
– –
-1,552,600
Closed -$208M
IYR icon
100
PUT
iShares US Real Estate ETF
IYR
$4.5B
– –
-3,000,000
Closed -$225M
1 2 3
4
5

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Nantahala Capital Management's Q1 2019 Portfolio in Review

As of Q1 2019, Nantahala Capital Management held 109 positions worth $3.21B, down 1.4% from $3.25B the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Nantahala Capital Management withdrew a net $583M in Q1 2019, closing 18 positions and reducing 40 holdings. Its most notable exit was Bank OZK, an estimated $11.4M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Nantahala Capital Management opened a new position in Spectrum Brands worth $20.3M.

  • Nantahala Capital Management's largest Q1 2019 buy was Spectrum Brands: 371,150 shares worth $20.3M.
  • Nantahala Capital Management added most to RH in Q1 2019, an estimated $41.7M increase.
  • Nantahala Capital Management's biggest Q1 2019 reduction was uniQure, cutting an estimated $42.9M.
  • Nantahala Capital Management fully exited Bank OZK in Q1 2019, selling an estimated $11.4M.
  • Nantahala Capital Management's ten largest holdings make up 55% of its $3.21B portfolio in Q1 2019.
  • Nantahala Capital Management opened 11 new positions and closed 18 in Q1 2019.
  • Nantahala Capital Management's portfolio value fell 1.4% quarter-over-quarter to $3.21B.

Based on Nantahala Capital Management's 13F filing for Q1 2019, filed 15 May 2019.