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NCM

Nantahala Capital Management Portfolio holdings

AUM $2.72B
1-Year Est. Return 121.58%
This Fund
S&P 500
This Quarter Est. Return
-24.08%
1 Year Est. Return
+121.58%
3 Year Est. Return
+308.64%
5 Year Est. Return
+308.9%
10 Year Est. Return
+2,888.73%
AUM
$3.25B
AUM Growth
-$466M
Cap. Flow
+$401M
Cap. Flow %
12.32%
Top 10 Hldgs %
53.3%
Holding
113
New
16
Increased
47
Reduced
20
Closed
15

Top Buys

Rank Stock Value
1
VAC icon
Marriott Vacations Worldwide
VAC
+$66.2M
2
CURO
CURO Group Holdings Corp.
CURO
+$24.3M
3
GTT
GTT Communications, Inc.
GTT
+$22.7M
4
PRTY
Party City Holdco Inc.
PRTY
+$21.8M
5
LNW
Light & Wonder
LNW
+$16.9M

Top Sells

Rank Stock Value
1
SODA
SodaStream International Ltd
SODA
+$29.3M
2
AABA
Altaba Inc
AABA
+$19.1M
3
SGYP
Synergy Pharmaceuticals, Inc Common Stock
SGYP
+$14M
4
PCG icon
PG&E
PCG
+$9.43M
5
CDXS icon
Codexis
CDXS
+$2.25M

Sector Composition

Rank Sector Weight
1 Healthcare 13.52%
2 Financials 6.32%
3 Consumer Discretionary 6.24%
4 Industrials 4.5%
5 Technology 4.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMTX icon
76
Immatics
IMTX
$1.32B
$4.68M 0.14%
+452,944
New +$4.38M
CEMI
77
DELISTED
Chembio diagnostics, Inc.
CEMI
$4.64M 0.14%
+820,000
New +$6.04M
GAIA icon
78
Gaia
GAIA
$48.4M
$4.6M 0.14%
443,698
+25,702
+6% +$339K
SHOS
79
DELISTED
Sears Hometown and Outlet Stores, Inc.
SHOS
$4.55M 0.14%
2,136,251
-40,000
-2% -$95K
RFL icon
80
Rafael Holdings
RFL
$107M
$4.5M 0.14%
575,456
+128,189
+29% +$1.06M
SRL icon
81
Scully Royalty
SRL
$87.1M
$4.4M 0.14%
846,555
+91,923
+12% +$457K
CUE icon
82
Cue Biopharma
CUE
$114M
$4.13M 0.13%
29,270
+833
+3% +$151K
IOVA icon
83
Iovance Biotherapeutics
IOVA
$2.87B
$3.79M 0.12%
427,710
-174,000
-29% -$1.68M
PVLA
84
Palvella Therapeutics
PVLA
$2.27B
$3.61M 0.11%
16,976
+9,028
+114% +$2.8M
DVD
85
DELISTED
Dover Motorsports
DVD
$3.23M 0.1%
1,715,899
-9,890
-0.6% -$20.3K
DDE
86
DELISTED
Dover Downs Gaming & Entertain
DDE
$3.22M 0.1%
1,161,233
– –
TA
87
DELISTED
TravelCenters of America LLC
TA
$2.85M 0.09%
151,880
– –
DRIO icon
88
DarioHealth
DRIO
$71.2M
$2.7M 0.08%
+8,377
New +$3.01M
EMMS
89
DELISTED
Emmis Communications Corp
EMMS
$2.62M 0.08%
874,377
-288,523
-25% -$1.11M
AKBA icon
90
CALL
Akebia Therapeutics
AKBA
$252M
$2.29M 0.07%
414,000
-437,000
-51% -$3.42M
RLGT icon
91
Radiant Logistics
RLGT
$395M
$2.23M 0.07%
525,300
– –
MOTS
92
DELISTED
Motus GI Holdings, Inc. Common Stock
MOTS
$1.55M 0.05%
+1,667
New +$1.85M
STRM
93
DELISTED
Streamline Health Solutions
STRM
$1.43M 0.04%
117,353
– –
CHAC.U
94
DELISTED
Chardan Healthcare Acquisition Corp.
CHAC.U
$1.01M 0.03%
+100,000
New +$1M
ASCMA
95
DELISTED
Ascent Capital Group, Inc. Series A
ASCMA
$714K 0.02%
1,794,260
– –
STRDW
96
DELISTED
Sitio Royalties Corp. Warrant
STRDW
$527K 0.02%
878,022
– –
RRTS
97
DELISTED
RoadRunner Transportation Systems, Inc.
RRTS
$476K 0.01%
37,927
-80,030
-68% -$1.21M
RBCAA icon
98
Republic Bancorp
RBCAA
$1.95B
$285K 0.01%
7,371
– –
ADT icon
99
CALL
ADT
ADT
$5.58B
– –
-2,000,000
Closed -$18.8M
F icon
100
PUT
Ford
F
$55.7B
– –
-700,000
Closed -$6.47M
1 2 3
4
5

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Nantahala Capital Management's Q4 2018 Portfolio in Review

As of Q4 2018, Nantahala Capital Management held 113 positions worth $3.25B, down 13% from $3.72B the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Nantahala Capital Management deployed $401M of net new capital in Q4 2018, opening 16 new positions and adding to 47 existing holdings. Its largest new stake was Marriott Vacations Worldwide: 794,096 shares worth $56M.

By sector, the portfolio is most concentrated in Healthcare at 14% of assets, down from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Altaba Inc, an estimated $19.1M trimmed.

  • Nantahala Capital Management's largest Q4 2018 buy was Marriott Vacations Worldwide: 794,096 shares worth $56M.
  • Nantahala Capital Management added most to CURO Group Holdings Corp. in Q4 2018, an estimated $24.3M increase.
  • Nantahala Capital Management's biggest Q4 2018 reduction was Altaba Inc, cutting an estimated $19.1M.
  • Nantahala Capital Management fully exited SodaStream International Ltd in Q4 2018, selling an estimated $29.3M.
  • Nantahala Capital Management's ten largest holdings make up 53% of its $3.25B portfolio in Q4 2018.
  • Nantahala Capital Management opened 16 new positions and closed 15 in Q4 2018.
  • Nantahala Capital Management's portfolio value fell 13% quarter-over-quarter to $3.25B.

Based on Nantahala Capital Management's 13F filing for Q4 2018, filed 14 Feb 2019.