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NCM

Nantahala Capital Management Portfolio holdings

AUM $2.72B
1-Year Est. Return 121.58%
This Fund
S&P 500
This Quarter Est. Return
+11.34%
1 Year Est. Return
+121.58%
3 Year Est. Return
+308.64%
5 Year Est. Return
+308.9%
10 Year Est. Return
+2,888.73%
AUM
$447M
AUM Growth
+$15M
Cap. Flow
-$30.4M
Cap. Flow %
-6.8%
Top 10 Hldgs %
37.31%
Holding
99
New
17
Increased
19
Reduced
29
Closed
21

Top Buys

Rank Stock Value
1
CROX icon
Crocs
CROX
+$8.71M
2
NWSA icon
News Corp Class A
NWSA
+$8.61M
3
ADNC
AUDIENCE INC COM STK (DE)
ADNC
+$5.81M
4
BKS
Barnes & Noble
BKS
+$4.94M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$4.54M

Top Sells

Rank Stock Value
1
CTRN icon
Citi Trends
CTRN
+$7.82M
2
BCOV
Brightcove, Inc.
BCOV
+$5.58M
3
MESG
XURA INC COM (DE)
MESG
+$3.79M
4
LTM
LIFE TIME FITNESS INC
LTM
+$3.62M
5
DF
Dean Foods Company
DF
+$3.4M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 16.07%
2 Financials 7.37%
3 Industrials 5.15%
4 Materials 4.44%
5 Real Estate 3.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COCO
76
CALL
DELISTED
CORINTHIAN COLLEGES INC
COCO
$393K 0.09%
178,500
– –
PERF
77
DELISTED
Perfumania Holdings, Inc.
PERF
$224K 0.05%
46,487
-159,447
-77% -$808K
BTH
78
DELISTED
BLYTH,INC
BTH
$138K 0.03%
10,000
-277,425
-97% -$3.36M
HOUS
79
CALL
DELISTED
Anywhere Real Estate
HOUS
– –
-39,800
Closed -$1.91M
HRB icon
80
PUT
H&R Block
HRB
$5.86B
– –
-181,100
Closed -$5.03M
INTU icon
81
PUT
Intuit
INTU
$89B
– –
-70,000
Closed -$4.27M
IRBT
82
CALL
DELISTED
iRobot
IRBT
– –
-50,000
Closed -$1.99M
RS icon
83
PUT
Reliance Steel & Aluminium
RS
$21.6B
– –
-50,000
Closed -$3.28M
SRL icon
84
CALL
Scully Royalty
SRL
$87.1M
– –
-155,200
Closed -$6.26M
TSLA icon
85
PUT
Tesla
TSLA
$1.3T
– –
-1,050,000
Closed -$7.51M
BCOV
86
DELISTED
Brightcove, Inc.
BCOV
– –
-637,310
Closed -$5.58M
DF
87
DELISTED
Dean Foods Company
DF
– –
-169,900
Closed -$3.4M
SHLD
88
DELISTED
Sears Holding Corporation
SHLD
– –
-79,697
Closed -$2.83M
STLY
89
DELISTED
Stanley Furniture Co Inc
STLY
– –
-176,983
Closed -$708K
SCMP
90
DELISTED
Sucampo Pharmaceuticals, Inc.
SCMP
– –
-320,466
Closed -$2.11M
COWN
91
DELISTED
Cowen Inc. Class A Common Stock
COWN
– –
-84,375
Closed -$975K
FMD
92
DELISTED
FIRST MARBLEHEAD CORP COM STK NEW (DE)
FMD
– –
-218,603
Closed -$2.58M
MESG
93
DELISTED
XURA INC COM (DE)
MESG
– –
-127,798
Closed -$3.79M
BTH
94
CALL
DELISTED
BLYTH,INC
BTH
– –
-29,900
Closed -$417K
COCO
95
DELISTED
CORINTHIAN COLLEGES INC
COCO
– –
-168,101
Closed -$390K
COCO
96
PUT
DELISTED
CORINTHIAN COLLEGES INC
COCO
– –
-421,900
Closed -$945K
DOLE
97
DELISTED
DOLE FOOD CO INC NEW CMN STK (DE)
DOLE
– –
-246,406
Closed -$3.14M
NNA.WS
98
DELISTED
NAVIOS MARITIME ACQUISITION CORP WTS
NNA.WS
– –
-836,001
Closed –
EBIX
99
DELISTED
Ebix Inc
EBIX
– –
-92,800
Closed -$1.01M
1 2 3
4

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Nantahala Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Nantahala Capital Management held 99 positions worth $447M, up 3.5% from $432M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Nantahala Capital Management withdrew a net $30.4M in Q3 2013, closing 21 positions and reducing 29 holdings. Its most notable exit was Brightcove, Inc., an estimated $5.58M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 16% of assets, down from 18% a quarter earlier, followed by Financials and Industrials.

Against the trend, Nantahala Capital Management opened a new position in Crocs worth $8.16M.

  • Nantahala Capital Management's largest Q3 2013 buy was Crocs: 600,000 shares worth $8.16M.
  • Nantahala Capital Management added most to AUDIENCE INC COM STK (DE) in Q3 2013, an estimated $5.81M increase.
  • Nantahala Capital Management's biggest Q3 2013 reduction was Citi Trends, cutting an estimated $7.82M.
  • Nantahala Capital Management fully exited Brightcove, Inc. in Q3 2013, selling an estimated $5.58M.
  • Nantahala Capital Management's ten largest holdings make up 37% of its $447M portfolio in Q3 2013.
  • Nantahala Capital Management opened 17 new positions and closed 21 in Q3 2013.
  • Nantahala Capital Management's portfolio value rose 3.5% quarter-over-quarter to $447M.

Based on Nantahala Capital Management's 13F filing for Q3 2013, filed 14 Nov 2013.