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NCM

Nantahala Capital Management Portfolio holdings

AUM $2.72B
1-Year Est. Return 121.58%
This Fund
S&P 500
This Quarter Est. Return
+15.22%
1 Year Est. Return
+121.58%
3 Year Est. Return
+308.64%
5 Year Est. Return
+308.9%
10 Year Est. Return
+2,888.73%
AUM
$3.42B
AUM Growth
+$194M
Cap. Flow
-$161M
Cap. Flow %
-4.71%
Top 10 Hldgs %
50.57%
Holding
147
New
33
Increased
23
Reduced
47
Closed
31

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$59.8M
2
LNW
Light & Wonder
LNW
+$49.6M
3
CAR icon
Avis
CAR
+$32.2M
4
FTOC
FTAC Olympus Acquisition Corp. Class A Ordinary Shares
FTOC
+$17.7M
5
RMR icon
The RMR Group
RMR
+$15.9M

Top Sells

Rank Stock Value
1
DLB icon
Dolby
DLB
+$74.9M
2
VAC icon
Marriott Vacations Worldwide
VAC
+$52.8M
3
TBBK icon
The Bancorp
TBBK
+$50.9M
4
THC icon
Tenet Healthcare
THC
+$27.7M
5
FCFS icon
FirstCash
FCFS
+$27.1M

Sector Composition

Rank Sector Weight
1 Healthcare 22.96%
2 Consumer Discretionary 5.95%
3 Industrials 5.05%
4 Financials 3.72%
5 Technology 3.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DRIO icon
51
DarioHealth
DRIO
$75.7M
$14.4M 0.42%
37,510
+7,799
+26% +$3.51M
FTIVU
52
DELISTED
FinTech Acquisition Corp. IV Unit
FTIVU
$13.8M 0.4%
1,200,000
– –
SYRE icon
53
Spyre Therapeutics
SYRE
$8.92B
$13.6M 0.4%
68,484
-10,488
-13% -$2.01M
GYRE icon
54
Gyre Therapeutics
GYRE
$720M
$12.9M 0.38%
341,511
+92,800
+37% +$4.24M
APEN
55
DELISTED
Apollo Endosurgery, Inc.
APEN
$12.6M 0.37%
2,279,970
-9,293
-0.4% -$46K
ZVO
56
DELISTED
Zovio Inc. Common Stock
ZVO
$12.6M 0.37%
3,091,286
+250,000
+9% +$1.32M
SPCE icon
57
CALL
Virgin Galactic
SPCE
$492M
$12.3M 0.36%
+20,000
New +$15.1M
HOOK
58
DELISTED
HOOKIPA Pharma
HOOK
$12.1M 0.35%
+90,000
New +$10.9M
STR
59
DELISTED
Sitio Royalties
STR
$12.1M 0.35%
672,163
-212,264
-24% -$3.37M
FTCVU
60
DELISTED
FinTech Acquisition Corp. V Unit
FTCVU
$11.9M 0.35%
1,000,000
– –
RDI icon
61
Reading International Class A
RDI
$35.2M
$11.8M 0.34%
2,118,875
+134,947
+7% +$899K
IIIIU
62
DELISTED
INSU Acquisition Corp. III Unit
IIIIU
$10.1M 0.3%
1,000,000
– –
FTAAU
63
DELISTED
FTAC Athena Acquisition Corp. Unit
FTAAU
$10M 0.29%
+1,000,000
New +$10.3M
HERAU
64
DELISTED
FTAC Hera Acquisition Corp. Units
HERAU
$9.99M 0.29%
+1,000,000
New +$10M
FTPAU
65
DELISTED
FTAC Parnassus Acquisition Corp. Unit
FTPAU
$9.93M 0.29%
+1,000,000
New +$10.1M
SLNO
66
DELISTED
Soleno Therapeutics
SLNO
$9.85M 0.29%
521,115
-3,642
-0.7% -$117K
NAUT icon
67
Nautilus Biotechnolgy
NAUT
$115M
$9.74M 0.28%
706,770
+6,770
+1% +$93.8K
LINC icon
68
Lincoln Educational Services
LINC
$989M
$9.58M 0.28%
1,494,298
-60,724
-4% -$377K
HARP
69
DELISTED
Harpoon Therapeutics, Inc. Common Stock
HARP
$9.47M 0.28%
+45,281
New +$9.08M
ZGNX
70
DELISTED
Zogenix, Inc.
ZGNX
$9.23M 0.27%
473,055
-38,802
-8% -$796K
IMA
71
ImageneBio Inc
IMA
$67M
$9.18M 0.27%
+27,083
New +$9.27M
ACAD icon
72
CALL
Acadia Pharmaceuticals
ACAD
$5.04B
$7.74M 0.23%
+300,000
New +$13.2M
SSKN
73
DELISTED
Strata Skin Sciences
SSKN
$7.66M 0.22%
458,391
-10,000
-2% -$181K
HCA icon
74
HCA Healthcare
HCA
$90.3B
$6.71M 0.2%
35,600
-15,717
-31% -$2.77M
XGN icon
75
Exagen
XGN
$164M
$6.55M 0.19%
+374,315
New +$6.67M
1 2
3
4 5

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Nantahala Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Nantahala Capital Management held 147 positions worth $3.42B, up 6% from $3.23B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Nantahala Capital Management withdrew a net $161M in Q1 2021, closing 31 positions and reducing 47 holdings. Its most notable exit was Dolby, an estimated $74.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, down from 25% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Nantahala Capital Management opened a new position in iShares Russell 2000 ETF worth $60.5M.

  • Nantahala Capital Management's largest Q1 2021 buy was iShares Russell 2000 ETF: 273,745 shares worth $60.5M.
  • Nantahala Capital Management added most to Light & Wonder in Q1 2021, an estimated $49.6M increase.
  • Nantahala Capital Management's biggest Q1 2021 reduction was The Bancorp, cutting an estimated $50.9M.
  • Nantahala Capital Management fully exited Dolby in Q1 2021, selling an estimated $74.9M.
  • Nantahala Capital Management's ten largest holdings make up 51% of its $3.42B portfolio in Q1 2021.
  • Nantahala Capital Management opened 33 new positions and closed 31 in Q1 2021.
  • Nantahala Capital Management's portfolio value rose 6% quarter-over-quarter to $3.42B.

Based on Nantahala Capital Management's 13F filing for Q1 2021, filed 14 May 2021.