NCM

Nantahala Capital Management Portfolio holdings

AUM $1.41B
1-Year Return 32.9%
This Quarter Return
+19.13%
1 Year Return
+32.9%
3 Year Return
+104.34%
5 Year Return
+145.08%
10 Year Return
+443.66%
AUM
$1.51B
AUM Growth
+$135M
Cap. Flow
-$201M
Cap. Flow %
-13.3%
Top 10 Hldgs %
48.05%
Holding
89
New
5
Increased
19
Reduced
15
Closed
8

Top Buys

1
FRG
Franchise Group, Inc.
FRG
$43.7M
2
SLNO icon
Soleno Therapeutics
SLNO
$12.6M
3
APTO
Aptose Biosciences, Inc.
APTO
$10.1M
4
SCPL
SciPlay Corporation Class A Common Stock
SCPL
$8.43M
5
AKBA icon
Akebia Therapeutics
AKBA
$5.99M

Top Sells

1
RH icon
RH
RH
$76.4M
2
ARQL
Arqule Inc
ARQL
$70.2M
3
QURE icon
uniQure
QURE
$45.6M
4
THC icon
Tenet Healthcare
THC
$34.2M
5
AABA
Altaba Inc. Common Stock
AABA
$17.2M

Sector Composition

1 Healthcare 39.63%
2 Consumer Discretionary 15.87%
3 Industrials 13.61%
4 Financials 10.79%
5 Technology 9.23%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
INSUU
51
DELISTED
Insurance Acquisition Corp. Unit
INSUU
$5.32M 0.16%
500,000
– –
APEN
52
DELISTED
Apollo Endosurgery, Inc.
APEN
$5.28M 0.16%
1,810,562
– –
XELA
53
DELISTED
Exela Technologies, Inc. Common Stock
XELA
$5.21M 0.16%
1,065
– –
ARYAU
54
DELISTED
ARYA Sciences Acquisiton Corp. Unit
ARYAU
$5.21M 0.16%
452,944
– –
GLMD icon
55
Galmed Pharmaceuticals
GLMD
$7.45M
$5.08M 0.16%
4,884
– –
ACER
56
DELISTED
Acer Therapeutics Inc. Common Stock (DE)
ACER
$3.97M 0.12%
990,655
– –
STRM
57
DELISTED
Streamline Health Solutions
STRM
$3.83M 0.12%
183,573
+66,220
+56% +$1.38M
RH icon
58
RH
RH
$4.49B
$3.8M 0.12%
17,793
-357,914
-95% -$76.4M
HTGM
59
DELISTED
HTG Molecular Diagnostics, Inc. Common Stock
HTGM
$3.51M 0.11%
27,778
– –
EVRI
60
DELISTED
Everi Holdings
EVRI
$3.36M 0.1%
+250,000
New +$3.36M
DVD
61
DELISTED
Dover Motorsports
DVD
$3.15M 0.1%
1,695,541
– –
EMMS
62
DELISTED
Emmis Communications Corp
EMMS
$3.15M 0.1%
831,817
– –
VIRX
63
DELISTED
Viracta Therapeutics, Inc. Common Stock
VIRX
$2.96M 0.09%
250,446
+30,442
+14% +$360K
TFFP
64
DELISTED
TFF Pharmaceuticals, Inc. Common Stock
TFFP
$2.81M 0.09%
+21,000
New +$2.81M
MACK
65
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
$2.36M 0.07%
747,635
– –
ELVT
66
DELISTED
Elevate Credit, Inc.
ELVT
$2.15M 0.07%
483,068
-1,085,343
-69% -$4.83M
DRIO icon
67
DarioHealth
DRIO
$22.5M
$1.4M 0.04%
10,705
+1
+0% +$131
STRDW
68
DELISTED
Sitio Royalties Corp. Warrant
STRDW
$1.18M 0.04%
878,022
– –
FBIO icon
69
Fortress Biotech
FBIO
$107M
$1.05M 0.03%
27,147
+4,706
+21% +$182K
MOTS
70
DELISTED
Motus GI Holdings, Inc. Common Stock
MOTS
$957K 0.03%
1,392
– –
PHGE.U
71
DELISTED
BiomX Inc. Units each consisting of one share of common stock and one Warrant entitling the holder to purchase one-half of a share of common stock
PHGE.U
$952K 0.03%
+10,000
New +$952K
CVNA icon
72
Carvana
CVNA
$51.6B
$55K ﹤0.01%
595
-17,934
-97% -$1.66M
AGS
73
DELISTED
PlayAGS
AGS
– –
-900,000
Closed -$9.25M
EXAS icon
74
Exact Sciences
EXAS
$10.2B
– –
0
– –
HCA icon
75
HCA Healthcare
HCA
$97.8B
– –
0
– –
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3
4